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Cyclic Olefin Polymer Low Extractables Grade: Advanced Material Solutions For High-Purity Applications

APR 29, 202661 MINS READ

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Cyclic olefin polymer low extractables grade represents a specialized class of high-performance thermoplastics engineered to minimize leachable substances in critical applications. These polymers combine the inherent advantages of cyclic olefin copolymers—exceptional transparency, low moisture absorption, and chemical inertness—with stringent purity specifications that make them indispensable in pharmaceutical packaging, medical devices, and analytical instrumentation 1. The development of low extractables grades addresses the pharmaceutical and healthcare industries' demand for materials that maintain product integrity without introducing contaminants during storage or use 2.
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Molecular Composition And Structural Characteristics Of Cyclic Olefin Polymer Low Extractables Grade

Cyclic olefin polymers (COPs) are synthesized through copolymerization of cyclic monomers, predominantly norbornene derivatives, with linear α-olefins such as ethylene 47. The low extractables grade specifically refers to formulations where residual catalysts, oligomers, and unreacted monomers are reduced to parts-per-million (ppm) or parts-per-billion (ppb) levels through advanced purification protocols 1. The molecular architecture typically comprises 0.5 to 20 wt% cyclic olefin-derived units with the remainder being ethylene-derived units, yielding a weight average molecular weight (Mw) within the range of 80,000 to 300,000 g/mol and a polydispersity index (Mw/Mn) of less than 2.5 4710. This narrow molecular weight distribution, achieved through single-site metallocene catalysis, ensures batch-to-batch consistency critical for regulatory compliance in pharmaceutical applications 410.

The glass transition temperature (Tg) of low extractables grades ranges from 60°C to 200°C depending on the cyclic olefin content, with higher norbornene incorporation yielding elevated Tg values and enhanced rigidity 21617. The amorphous nature of these copolymers, characterized by a g' value greater than 0.95, indicates minimal long-chain branching and a predominantly linear backbone structure 4710. This structural regularity contributes to the material's optical clarity, with light transmission exceeding 90% in the visible spectrum and haze values below 1% for injection-molded parts 2.

Key structural features distinguishing low extractables grades include:

  • Residual catalyst content: Typically below 5 ppm for transition metal residues (Zr, Ti) through solvent extraction and devolatilization 114
  • Oligomer fraction: Reduced to less than 0.1 wt% through multi-stage vacuum stripping at 200-280°C 1
  • Volatile organic compounds (VOCs): Maintained below 100 ppm total through controlled polymerization termination and post-reactor treatment 8
  • Monomer conversion efficiency: Exceeding 99.5% to minimize unreacted norbornene and ethylene 47

The absence of polar functional groups in standard low extractables formulations ensures minimal interaction with pharmaceutical actives, though recent developments have introduced functional COPs with controlled polar group incorporation (20-100 mol% of monomeric units) for specific barrier property enhancement while maintaining extractables compliance 12.

Synthesis Routes And Purification Protocols For Low Extractables Cyclic Olefin Polymer

The production of low extractables grade cyclic olefin polymer involves solution polymerization processes optimized for purity 4710. The synthesis begins with the combination of purified cyclic olefins (primarily norbornene or its derivatives), ethylene, hydrogen (as molecular weight regulator), and optionally C4-C12 α-olefins with unsymmetrical Group 4 bis-bridged cyclopentadienyl metallocene catalysts in an inert hydrocarbon solvent such as toluene or cyclohexane 4710. Polymerization temperatures typically range from 60°C to 180°C under pressures of 5-50 bar, with residence times of 30-120 minutes to achieve target molecular weights 14.

Critical process parameters for low extractables production include:

  • Catalyst selection: Fluorenyl-cyclopentadienyl bridged metallocenes with aluminoxane co-catalysts provide superior control over molecular weight distribution and minimize catalyst residue incorporation 14
  • Monomer purity: Cyclic olefin monomers must be distilled to >99.9% purity with peroxide levels below 10 ppm to prevent chain transfer reactions 14
  • Polymerization atmosphere: Oxygen and moisture levels maintained below 1 ppm through continuous nitrogen purging to prevent catalyst deactivation and oxidative degradation 47
  • Hydrogen concentration: Precisely controlled at 0.1-2.0 mol% relative to total monomer feed to regulate molecular weight without generating low-molecular-weight extractables 4710

Post-polymerization purification represents the critical differentiation point for low extractables grades:

  1. Primary devolatilization: Polymer solution is heated to 220-260°C under vacuum (10-50 mbar) to remove solvent and unreacted monomers, with residence times of 15-30 minutes in twin-screw extruders 18
  2. Catalyst deactivation and extraction: Residual metallocene catalysts are neutralized with alcohols or carboxylic acids, then extracted with polar solvents (methanol, acetone) in counter-current washing systems achieving >99% catalyst removal 114
  3. Secondary vacuum treatment: Pelletized polymer undergoes additional vacuum stripping at 180-220°C for 2-4 hours to reduce oligomer content below 0.05 wt% 1
  4. Nitrogen purging: Final pellets are purged with high-purity nitrogen (>99.999%) at 80-120°C for 1-2 hours to displace residual volatiles 1

Quality control for low extractables grades employs gas chromatography-mass spectrometry (GC-MS) to quantify individual extractable species, with acceptance criteria typically requiring total extractables below 500 ppm when tested per USP <661> protocols using polar (water, ethanol) and non-polar (hexane) solvents at 40°C for 72 hours 12. Inductively coupled plasma mass spectrometry (ICP-MS) verifies transition metal content below 5 ppm 1.

Physical And Chemical Properties Of Low Extractables Cyclic Olefin Polymer

Low extractables grade cyclic olefin polymers exhibit a distinctive property profile that combines the advantages of engineering thermoplastics with pharmaceutical-grade purity 2616. The material's density ranges from 1.00 to 1.02 g/cm³, slightly lower than polycarbonate but higher than polyolefins, facilitating processing on standard thermoplastic equipment 12. The glass transition temperature, as measured by differential scanning calorimetry (DSC), spans 60-200°C depending on cyclic olefin content, with pharmaceutical packaging grades typically specified at 70-140°C to balance rigidity with processability 21617.

Mechanical properties at 23°C include:

  • Tensile modulus: 1,400-3,500 MPa (1% secant method per ISO 527), increasing with cyclic olefin content 616
  • Tensile strength at yield: 45-75 MPa, with low extractables grades maintaining values at the upper end through optimized molecular weight 6
  • Elongation at break: 2-8% for high-Tg grades, 10-50% for modified formulations incorporating flexible copolymers 2613
  • Notched Izod impact resistance: 100-400 J/m at 23°C, enhanced through incorporation of acyclic olefin polymer modifiers (up to 40 wt%) without compromising extractables performance 6
  • Flexural modulus: 2,000-3,200 MPa (per ASTM D790), providing structural rigidity for vial and syringe applications 616

Thermal stability, assessed by thermogravimetric analysis (TGA), shows 5% weight loss temperatures (Td5%) exceeding 380°C in nitrogen atmosphere, with onset of degradation above 350°C 2. This thermal stability enables processing at melt temperatures of 240-300°C without significant degradation, though low extractables grades are typically processed at 260-280°C to minimize thermal history effects 12.

Optical properties distinguish cyclic olefin polymers in pharmaceutical applications:

  • Light transmission: >90% at 550 nm for 3 mm thickness (per ASTM D1003) 2
  • Haze: <1% for injection-molded parts, <2% for extruded film 2
  • Refractive index: 1.52-1.54 at 589 nm (sodium D-line), tunable through aromatic vinyl compound incorporation 11
  • Birefringence: <10 nm/cm for annealed parts, critical for optical inspection systems in pharmaceutical filling lines 2

Chemical resistance testing per ISO 175 demonstrates exceptional stability:

  • Aqueous solutions: No dimensional change or weight gain after 1000 hours immersion in water, saline, or buffer solutions (pH 2-12) at 23°C 216
  • Alcohols: Resistant to methanol, ethanol, and isopropanol with <0.1% weight gain after 168 hours at 23°C 2
  • Acids and bases: No visible degradation in 10% HCl, 10% NaOH, or 30% H₂O₂ after 168 hours at 23°C 216
  • Organic solvents: Limited resistance to aromatic hydrocarbons (toluene, xylene) and chlorinated solvents, which cause swelling and stress cracking 2

Water vapor transmission rate (WVTR), measured per ASTM F1249 at 38°C and 90% RH, ranges from 0.01 to 0.05 g·mm/(m²·day) for 1 mm thickness, approximately 10-fold lower than polypropylene and comparable to glass 216. Oxygen transmission rate (OTR) is similarly low at 0.5-2.0 cm³·mm/(m²·day·atm) at 23°C, providing excellent barrier properties for moisture- and oxygen-sensitive pharmaceuticals 2.

Extractables profiles for pharmaceutical-grade materials, determined per USP <661> and <1663>, show:

  • Total extractables in water: <100 ppm after 121°C autoclave cycle (30 minutes) 12
  • Total extractables in 50% ethanol: <200 ppm after 40°C extraction for 72 hours 12
  • Individual unknown extractables: Each <10 ppm, with identification required for species >1 ppm 1
  • Heavy metals: <1 ppm total, with lead, cadmium, and mercury each <0.1 ppm per ICP-MS 1

Processing Technologies And Fabrication Methods For Low Extractables Applications

Low extractables grade cyclic olefin polymers are processed using conventional thermoplastic techniques with specific parameter optimization to maintain purity 129. Injection molding represents the primary fabrication method for pharmaceutical containers, with processing windows defined by melt temperatures of 260-290°C, mold temperatures of 80-140°C, and injection pressures of 80-150 MPa 12. The relatively high mold temperature, compared to commodity polyolefins, is necessary to achieve low birefringence and minimize residual stress that could compromise container integrity during sterilization cycles 2.

Critical injection molding parameters include:

  • Drying conditions: 4-6 hours at 80-100°C in desiccant dryers to reduce moisture below 0.02 wt%, preventing hydrolytic degradation and bubble formation 12
  • Screw design: Barrier-type screws with compression ratios of 2.0-2.5 and L/D ratios of 20-24 to ensure homogeneous melting without excessive shear heating 2
  • Residence time: Maintained below 10 minutes at melt temperature to minimize thermal degradation and oligomer formation 12
  • Mold venting: Adequate venting (0.02-0.03 mm depth) to prevent gas entrapment while avoiding flash formation 2
  • Cooling time: Extended cycles (30-60 seconds for 2 mm wall thickness) to achieve uniform crystallinity and dimensional stability 2

Extrusion processes for film and sheet applications employ single-screw or twin-screw extruders with temperature profiles of 240-280°C across barrel zones 918. Film extrusion for blister packaging utilizes cast film or blown film techniques, with the latter incorporating multilayer coextrusion to combine cyclic olefin polymer barrier layers with heat-sealable polyolefin layers 918. A typical 9-layer blown film structure comprises alternating layers of cyclic olefin copolymer (5-40 wt% per layer) and linear low-density polyethylene (LLDPE) or ultra-low-density polyethylene (ULDPE), with total film thickness of 0.5-5 mil (12.7-127 μm) 918.

Multilayer film processing parameters include:

  • Coextrusion die temperature: 270-290°C with ±2°C uniformity across die width 918
  • Blow-up ratio: 1.5-3.0 for blown film, balancing machine direction (MD) and transverse direction (TD) properties 918
  • Orientation: 10-100 mol% of polymer chains substantially aligned with machine direction through controlled draw-down ratios of 5-20 918
  • Cooling: Air ring temperatures of 10-30°C to achieve rapid quench and minimize crystallization 918

Thermoforming of cyclic olefin polymer sheet into blister cavities requires heating to 160-200°C (Tg + 20-40°C) followed by vacuum or pressure forming at 0.5-0.8 MPa 2. The formed parts exhibit excellent dimensional stability with shrinkage below 0.5% after cooling, critical for automated pharmaceutical filling equipment 2.

Sterilization compatibility represents a key processing consideration for medical applications:

  • Gamma irradiation: Stable up to 50 kGy with <10% reduction in molecular weight and no discoloration 2
  • Ethylene oxide (EtO): Compatible with standard 12-hour cycles at 50-60°C, with complete EtO desorption within 48 hours 2
  • Autoclave: Withstands 121°C steam sterilization for 30 minutes without dimensional change, though repeated cycles may cause slight yellowing 12
  • E-beam sterilization: Suitable for doses up to 25 kGy with minimal property degradation 2

Post-processing treatments to further reduce extractables include:

  1. Vacuum baking: Molded parts heated to 100-120°C under 10-50 mbar vacuum for 4-8 hours to remove residual volatiles 1
  2. Nitrogen purging: Continuous nitrogen flow through packaging chambers at 60-80°C for 2-4 hours 1
  3. Solvent rinsing: Parts washed with high-purity ethanol or isopropanol followed by vacuum drying, reducing surface extractables by 50-80% 1

Applications Of Cyclic Olefin Polymer Low Extractables Grade In Pharmaceutical And Medical Sectors

Pharmaceutical Primary Packaging — Prefillable Syringes And Vials

Low extractables grade cyclic olefin polymer has emerged as a preferred material for prefillable syringes and injection vials, addressing critical limitations of traditional glass containers 1219. The material's combination of transparency, chemical inertness, and break resistance makes it ideal for biologics, vaccines, and high-value therapeutics where product integrity and patient safety are paramount 219. Prefillable syringes manufactured from cyclic olefin polymer exhibit water vapor transmission rates below 0.02 g·mm/(m²·day), preventing moisture ingress that could destabilize lyophilized or moisture-sensitive formulations 2. The absence of silicon oil lubricants, required in glass syringes to facilitate plunger movement, eliminates a major source of protein aggregation in monoclonal antibody formulations 2.

Performance advantages in syringe applications include:

  • **Break resistance
OrgApplication ScenariosProduct/ProjectTechnical Outcomes
ExxonMobil Chemical Patents Inc.Pharmaceutical packaging applications including prefillable syringes and injection vials requiring high purity, low extractables, and excellent barrier properties for biologics and moisture-sensitive formulations.Linear Ethylene Cyclic Olefin CopolymersAchieved Mw/Mn less than 2.5 with weight average molecular weight of 80,000-300,000 g/mol and g' value greater than 0.95 through single-site metallocene catalysis, ensuring batch-to-batch consistency and minimal extractables for pharmaceutical compliance.
Mitsui Chemicals Inc.Medical devices, analytical instrumentation, and high-frequency circuit substrates requiring low permittivity, low dielectric tangent, excellent heat resistance, and minimal leachable substances.Cyclic Olefin Polymer CompositionsGlass transition temperature range of 60-200°C with exceptional transparency (>90% light transmission), low moisture absorption, and total extractables below 500 ppm when tested per USP protocols, combined with flexural modulus exceeding 2000 MPa.
Polyplastics Co. Ltd.Pharmaceutical primary packaging and medical device components requiring combination of mechanical durability, chemical inertness, and stringent purity specifications for drug contact applications.Cyclic Olefin Copolymer with Enhanced Mechanical PropertiesImproved tensile strength and breaking strain through controlled relaxation time (4.5-5.5 msec average) and optimized α-olefin content (10-50 mol%), maintaining low extractables while enhancing mechanical performance.
Hoechst AktiengesellschaftHigh-purity applications in pharmaceutical packaging and medical devices where catalyst residue and oligomer content must be maintained at parts-per-million levels to prevent contamination.Low Viscosity Cyclo-Olefin PolymersReduced residual catalyst content below 5 ppm through fluorenyl-cyclopentadienyl bridged metallocene catalysis with aluminoxane co-catalysts, achieving superior molecular weight distribution control and minimized extractables.
Taiwan Textile Research InstitutePrinted circuit board substrates and high-frequency electronic applications requiring low dielectric properties, low water absorption, and heat resistance for signal transmission integrity.Low Dielectric Constant COC FiberDielectric constant below 4.6 achieved through polyolefin compounding (1-7.5 wt%) with delay quenching during melt spinning, improving spinnability while maintaining low extractables and excellent electrical properties.
Reference
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  • METHODS OF SPLITTING METHANOL GAS SEPARATION TO PRODUCE POLYMER GRADE LOW CARBON OLEFIN
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