Contributory infringement
Also called contributory patent infringement, contributory infringer, indirect infringement, indirect patent infringement, induced infringement, inducement of infringement, active inducement, 35 U.S.C. 271(b), 35 U.S.C. 271(c)
Contributory infringement is a form of indirect patent infringement under 35 U.S.C. 271(c), in which a party supplies a component or material especially made or adapted for use in an infringement of a patent1.
Section 271(c) applies to a component of a patented machine, manufacture, combination or composition, or a material or apparatus for use in practicing a patented process, that is a material part of the invention and is not a staple article or commodity of commerce suitable for substantial noninfringing use. Section 271(b) separately makes liable as an infringer whoever actively induces infringement1. Both depend on infringement by someone else. See Patent infringement for direct infringement.
What the US statute says
| Provision | What it provides |
|---|---|
| 271(a): direct infringement | Whoever without authority makes, uses, offers to sell, or sells any patented invention within the United States, or imports it into the United States, during the term of the patent, infringes the patent1. |
| 271(b): active inducement | Whoever actively induces infringement of a patent is liable as an infringer1. |
| 271(c): contributory infringement | Whoever offers to sell or sells within the United States, or imports into the United States, a component of a patented machine, manufacture, combination or composition, or a material or apparatus for use in practicing a patented process, is liable as a contributory infringer if the item meets the conditions listed below1. |
Section 271(c) lists the elements of contributory infringement1:
- the item is a component, material or apparatus of the kinds listed above, offered for sale, sold or imported1;
- it constitutes a material part of the invention1;
- the seller knows it to be especially made or especially adapted for use in an infringement of the patent1;
- and it is not a staple article or commodity of commerce suitable for substantial noninfringing use1.
On the word "actively" in section 271(b), the Supreme Court read it as suggesting that the inducement must involve the taking of affirmative steps to bring about the desired result3.
Knowledge and intent
Three Supreme Court decisions set the mental element2,3,5.
| Decision | What the Court held |
|---|---|
| Aro Mfg. Co. v. Convertible Top Replacement Co. (1964) | A majority of the Court was of the view that section 271(c) requires a showing that the alleged contributory infringer knew that the combination for which its component was especially designed was both patented and infringing2. |
| Global-Tech Appliances, Inc. v. SEB S.A. (2011) | Induced infringement under section 271(b) requires knowledge that the induced acts constitute patent infringement. The Court rejected deliberate indifference to a known risk that a patent exists as the standard, but held that willful blindness can supply knowledge3. |
| Commil USA, LLC v. Cisco Systems, Inc. (2015) | A defendant's belief regarding patent validity is not a defense to a claim of induced infringement. The scienter element concerns infringement, which is a different issue than validity5. |
In Global-Tech the Court described willful blindness as having two basic requirements: the defendant must subjectively believe that there is a high probability that a fact exists, and must take deliberate actions to avoid learning of that fact. The Court said this scope surpasses recklessness and negligence3. Global-Tech also treated the holding in Aro II as the basis for requiring knowledge of the patent under section 271(c), and reasoned that section 271(b) needs the same knowledge3.
In Commil the Court added that noninfringement and invalidity are listed as two separate defenses in 35 U.S.C. 282(b), and that defendants are free to raise either or both5. So invalidity can still be raised as a defense to the patent claim, even though a belief in invalidity does not negate inducement. See Willful infringement for another doctrine that turns on the infringer's state of mind.
Direct infringement by someone is required
In Aro II the Court said that, to decide whether the seller committed contributory infringement, it first had to determine whether the purchasers committed direct infringement. It described the direct infringement by the purchasers as a prerequisite to contributory infringement2.
In Limelight Networks, Inc. v. Akamai Technologies, Inc. (2014) the Court applied the same principle to inducement. It said its case law leaves no doubt that inducement liability may arise if, but only if, there is direct infringement4. Assuming without deciding that a method is not infringed unless all of its steps are attributable to one person, the Court held that, because no one had directly infringed the method, there could be no inducement under section 271(b)4. The Federal Circuit's contrary view, which would allow inducement where no one had directly infringed, was reversed4.
Europe: Article 26 UPCA and national law
The Agreement on a Unified Patent Court (UPCA) has a separate rule on indirect use of the invention (Article 26). Article 25 sets out the right to prevent direct use6. The table compares the UPCA rule with the US rules.
| Point | United States (35 U.S.C. 271(b), (c)) | UPCA Article 26 |
|---|---|---|
| What is supplied | Under 271(c), a component, material or apparatus constituting a material part of the invention1. | Supplying or offering to supply, within the territory of the Contracting Member States in which the patent has effect, any person other than a party entitled to exploit the invention with means, relating to an essential element of the invention, for putting it into effect in that territory (Article 26(1))6. |
| Mental element | Knowledge that the item is especially made or adapted for infringement (271(c)), read in Aro II to include knowledge of the patent and infringement. For 271(b), knowledge that the induced acts constitute infringement1,2,3. | The third party knows, or should have known, that the means are suitable and intended for putting the invention into effect (Article 26(1))6. |
| Staple goods | The item must not be a staple article or commodity of commerce suitable for substantial noninfringing use1. | Article 26(1) does not apply when the means are staple commercial products, except where the third party induces the person supplied to perform any of the acts prohibited by Article 25 (Article 26(2))6. |
Article 26(3) adds that persons performing the acts referred to in Article 27(a) to (e), which include acts done privately and for non-commercial purposes and acts done for experimental purposes relating to the subject matter of the patented invention, are not considered parties entitled to exploit the invention6.
For a European patent that is litigated outside the UPC, Article 64(3) EPC provides that any infringement of a European patent is dealt with by national law, so indirect infringement rules depend on the country7. This page does not describe national rules. See Unified Patent Court Agreement for the UPCA.
Seen in the record
A Supreme Court decision sets the knowledge standard for inducement3.
Global-Tech Appliances, Inc. v. SEB S.A.
The Court held that induced infringement under section 271(b) requires knowledge that the induced acts constitute patent infringement, and that willful blindness can satisfy that requirement. It affirmed the judgment because the evidence supported a finding of knowledge under willful blindness3.
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What is the difference between induced and contributory infringement?
Under 35 U.S.C. 271(b), whoever actively induces infringement is liable as an infringer. Under 271(c), whoever sells or imports a component or material that is a material part of the invention, knowing it to be especially made or adapted for infringement and not a staple article suitable for substantial noninfringing use, is liable as a contributory infringer1. Both require knowledge and an underlying direct infringement2,3,4.
Can someone be liable if they did not know about the patent?
For indirect infringement in the United States, generally not. The Supreme Court proceeded on the premise that section 271(c) requires knowledge of the existence of the patent, and held that section 271(b) requires knowledge that the induced acts constitute infringement. Willful blindness can supply that knowledge3. Direct infringement is different: it is a strict-liability offense, and the defendant's knowledge is irrelevant5. Under UPCA Article 26 the test is whether the third party knows, or should have known, that the means are suitable and intended for putting the invention into effect6.
Is a belief that the patent is invalid a defense to inducement?
No. In Commil the Court held that a defendant's belief regarding patent validity is not a defense to a claim of induced infringement. Invalidity itself remains a separate defense that a defendant may raise5.
Does someone have to directly infringe before there is indirect infringement?
Yes in the United States. Direct infringement by someone is a prerequisite to contributory infringement2, and inducement liability may arise if, but only if, there is direct infringement4. In Limelight, because no one had directly infringed the method, there was no inducement4.
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