Inter partes review (IPR)
Also called IPR, IPR petition, IPR proceeding
Inter partes review (IPR) is a US Patent Trial and Appeal Board trial in which a third party asks to cancel patent claims as unpatentable, only on a ground under 35 U.S.C. 102 or 103 and only on patents or printed publications1,2.
The America Invents Act established the process3. The USPTO says the procedure took effect on September 16, 2012 and applies to any patent issued before, on, or after that date1. Institution is decided by the Director, and the reasonable likelihood standard in the statute is a minimum threshold4.
How an IPR proceeds
- PetitionA person who is not the owner of the patent files a petition with the USPTO2. It must be accompanied by the fee, identify all real parties in interest, and identify each challenged claim, the grounds and the supporting evidence, including copies of the patents and printed publications relied on6. For first-inventor-to-file patents it may be filed after the later of 9 months after grant or the end of an instituted post-grant review1,2.
- Preliminary responseThe patent owner has the right to file a preliminary response setting out reasons why no review should be instituted because the petition fails to meet a requirement of the chapter7.
- Institution decisionThe Director may not authorize a review unless the petition and any response show a reasonable likelihood that the petitioner would prevail on at least 1 challenged claim4. The decision is due within 3 months after the preliminary response, or after the last date it could have been filed4. It is final and nonappealable4.
- Final written decisionThe final determination must be issued not later than 1 year after the Director notices the institution, and the Director may extend that period by not more than 6 months for good cause shown8. If the review is instituted and not dismissed, the Board issues a final written decision on the patentability of each challenged claim9.
- Appeal and certificateA party may request Director Review of the final written decision on limited grounds (37 CFR 42.75)20. A party dissatisfied with the final written decision may appeal under 35 U.S.C. 141 to 144, and any party to the review has the right to be a party to the appeal10. When the time for appeal has expired or any appeal has terminated, the Director issues a certificate canceling claims finally determined to be unpatentable, confirming those found patentable and incorporating any patentable new or amended claims9.
Bars, burdens and estoppel
- One-year bar. A review may not be instituted if the petition is filed more than 1 year after the petitioner, a real party in interest or a privy was served with a complaint alleging infringement of the patent (35 U.S.C. 315(b)). The limit does not apply to a request for joinder11.
- Earlier validity suit. A review may not be instituted if, before the petition was filed, the petitioner or a real party in interest filed a civil action challenging the validity of a claim. A counterclaim challenging validity does not count as such a civil action (35 U.S.C. 315(a))11.
- Burden of proof. The petitioner has the burden of proving a proposition of unpatentability by a preponderance of the evidence (35 U.S.C. 316(e))8.
- Estoppel. After a final written decision, the petitioner, a real party in interest or a privy may not request or maintain a USPTO proceeding on that claim on any ground that was raised or reasonably could have been raised in the review. The same persons may not assert in a civil action or an ITC proceeding that the claim is invalid on any such ground (35 U.S.C. 315(e))11.
Institution is discretionary
The statute states the minimum for institution, not a right to review. The Director may not authorize an IPR unless the reasonable likelihood threshold in 35 U.S.C. 314(a) is met4, and the decision whether to institute is final and nonappealable4. Since March 2025 the USPTO has set out how it exercises that discretion in memoranda12,13. What follows is limited to what the USPTO's own pages and notices state.
- Who decides. By a memorandum of October 17, 2025, the USPTO announced that effective October 20, 2025 the Director will determine whether to institute trial in IPR and PGR proceedings, in consultation with at least three PTAB judges. Institution or denial is ordinarily communicated by summary notice, and an instituted proceeding is referred to a three-member panel of the PTAB12.
- Discretionary considerations. The USPTO's page on the Director's discretionary process says the Director has broad authority to decide whether to exercise discretion to institute, and will take a holistic view of the facts. Its non-exhaustive list of considerations includes whether the PTAB or another forum has already adjudicated validity of the claims, changes in the law since the claims issued, the strength of the unpatentability challenge, and settled expectations of the parties such as the length of time the claims have been in force13.
- Further considerations (2026). A memorandum of March 11, 2026 says that, when determining whether to institute, the Director will consider the extent to which products accused of infringement in a parallel proceeding are made in the United States or tied to US manufacturing investment, the extent to which the patent owner's competing products are made in the United States, and whether the petitioner is a small business that has been sued for infringement of the patent15. A memorandum of November 17, 2025 treats a petitioner's voluntary search disclosure declaration as a non-dispositive factor favoring institution16.
- Briefing. For proceedings in which the deadline for the patent owner's preliminary response is after March 26, 2025, the patent owner may file a discretionary denial brief within two months of the notice of filing date accorded, and the petitioner may file a brief in opposition within three months13.
- Rulemaking. On October 17, 2025 the USPTO published a proposed rule to modify the rules of practice for IPR institution (90 FR 48335)14. It is a proposal, not a final rule, so check the PTAB pages for what applies on the date you file.
IPR vs post-grant review vs court
| Feature | Inter partes review | Post-grant review | Invalidity defense in court |
|---|---|---|---|
| Grounds | Only a ground under 35 U.S.C. 102 or 103, and only on patents or printed publications2 | Any ground that could be raised under 35 U.S.C. 282(b)(2) or (3)5 | Any ground specified in part II as a condition for patentability, and failure to meet section 112, except best mode17 |
| When it can start | After the later of 9 months from grant or the end of an instituted post-grant review (first-inventor-to-file patents)1,2 | Not later than 9 months after grant or reissue5 | In any action involving the validity or infringement of a patent17 |
| Burden | Preponderance of the evidence on the petitioner8 | Preponderance of the evidence on the petitioner18 | Patent presumed valid17; clear and convincing evidence19 |
Seen in the record
The decision below is the US Supreme Court's ruling on the constitutionality of inter partes review. It is an example of how the term is used in US law, and says nothing about either party beyond the decision itself.
Oil States Energy Services, LLC v. Greene's Energy Group, LLC
Decided April 24, 2018. The Court held that inter partes review violates neither Article III nor the Seventh Amendment, describing it as a reconsideration of the government's grant of a patent, which is a matter involving public rights3.
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Who can file an IPR, and by when?
A person who is not the owner of the patent2. For first-inventor-to-file patents the petition is filed after the later of 9 months after grant or the end of an instituted post-grant review, and those deadlines do not apply to first-to-invent patents1. A review may not be instituted if the petition is filed more than 1 year after service of an infringement complaint on the petitioner, a real party in interest or a privy11.
What can be argued in an IPR?
Only that claims are unpatentable on a ground that could be raised under 35 U.S.C. 102 or 103, and only on the basis of prior art consisting of patents or printed publications2. Other invalidity grounds available in court, such as section 112 failures, are not available2,17.
Is an IPR always instituted if the petition meets the threshold?
No. The reasonable likelihood threshold is a condition the Director must find before authorizing a review4, and institution is discretionary. Under the USPTO's current process the Director decides whether to institute and may deny on discretionary grounds12,13. The decision is final and nonappealable4.
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