3D Memory Dielectric Layer Planarization for Staircase Step Height

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Solution Overview

Problem

The thinning and planarization of dielectric material layers in 3D NAND memory devices are challenging due to excessive thickness and time-consuming processes, leading to cost issues and potential defects in surface evenness, especially as the number of levels increases.

Innovation Solution

Polishing the photoresist layer instead of etching it, allowing the remaining photoresist portion to provide protection during dielectric material etching, which reduces the step height and facilitates more controlled and efficient polishing, resulting in improved surface evenness and reduced fabrication time and cost.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If etching and polishing processes are used to reduce dielectric material layer thickness, then the desired thickness is achieved, but the process becomes time-consuming and increases fabrication cost

Engineering Contradiction:
Improvedielectric material layer thicknessVSAvoidfabrication process time
Core Design Contradiction:
Manufacturing precisionVSLoss of time

Solution Approach 1:

The patent applies preliminary action by forming a sacrificial dielectric material layer before the main dielectric material layer. This sacrificial layer is etched away first, creating recesses that allow the subsequent main dielectric layer to be deposited at a reduced thickness, eliminating the need for extensive post-deposition polishing and reducing overall fabrication time.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent segments the dielectric material formation into two distinct parts: a sacrificial dielectric material layer and a main dielectric material layer. The sacrificial layer serves as a temporary structure that facilitates controlled thickness reduction through selective etching, while the main layer provides the final functional dielectric structure, thereby optimizing the overall thickness control process.

Inventive Principle:
Principle #1Segmentation

2Manufacturing precision

If extensive polishing is performed to planarize the dielectric material layer, then surface evenness is improved, but fabrication cost increases and defects may be introduced

Engineering Contradiction:
Improvesurface evennessVSAvoidfabrication cost
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The patent performs preliminary action by creating recesses in the sacrificial dielectric material layer through selective etching before depositing the main dielectric layer. This pre-formation of depth variations eliminates the need for extensive subsequent polishing to achieve planarity, as the main dielectric layer naturally conforms to the underlying topography, reducing fabrication cost and minimizing defect introduction.

Inventive Principle:
Principle #10Preliminary action

3Reliability

If the dielectric material layer is made thicker to ensure adequate insulation, then insulation performance is improved, but the polishing process becomes more difficult and time-consuming

Engineering Contradiction:
Improveinsulation performanceVSAvoidpolishing efficiency
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent segments the dielectric function into two layers: a sacrificial dielectric material layer that provides the necessary thickness for insulation during fabrication, and a main dielectric material layer that can be thinner since it doesn't need to provide the primary insulation function. This segmentation allows the overall structure to maintain adequate insulation while enabling more efficient polishing processes.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent employs a disposable sacrificial dielectric material layer that is intentionally made thick to ensure adequate insulation during fabrication. This sacrificial layer is subsequently etched away and discarded, having served its purpose of enabling controlled thickness reduction and planarity improvement without requiring the final dielectric structure to be excessively thick.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method effectively reduces the step height between array and staircase regions, enhancing surface evenness and reducing the time and cost of the polishing process, providing a stable base for subsequent fabrication steps.

Implementation Method 1

Chemical mechanical polishing (CMP, a.k.a. chemical mechanical planarization) is a process of smoothing wafer surface with the combination of chemical etching and free abrasive mechanical polishing.

Methodology Applied
Scientific EffectChemical mechanical polishing:

Implementation Method 2

Etching refers to any process that can remove material from a wafer. Chemical mechanical polishing (CMP, a.k.a. chemical mechanical planarization) is a process of smoothing wafer surface with the combination of chemical etching and free abrasive mechanical polishing.

Methodology Applied
Scientific EffectChemical etching:

Data Source

PatentUS12080560B2Methods for forming dielectric layer in forming semiconductor device
Publication Date: 2024.09.03 YANGTZE MEMORY TECH CO LTD
  • US12080560B2 patent drawing
  • US12080560B2 patent drawing
  • US12080560B2 patent drawing

AI summary

Methods for forming a 3D memory device are provided. A method includes the following operations. A stack structure is formed in a staircase region and an array region. A dielectric material layer is formed over the array region and the staircase region. An etch mask layer is coated over the dielectric material layer. The etch mask layer, on a first surface away from the dielectric material layer, is planarized. The dielectric material layer and a remaining portion of the etch mask layer are etched to form a dielectric layer over the staircase region and the array region.