3D Microdevices via Self-Assembly and Lithography

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Solution Overview

Problem

Conventional methods for building 3D micro-electronic devices via self-assembly face challenges such as cracking, buckling, and delamination of thin films due to spatial stress distribution during metal or metal oxide deposition, limiting the development of functionalized, free-standing, hollow structures with desired surface patterning.

Innovation Solution

An evolved self-assembly method combining top-down lithographic processes with origami-inspired self-assembly techniques, using a sandwich structure with protection layers to minimize mechanical damage and external forces, allowing the fabrication of free-standing, 3D polyhedral structures with surface patterning on dielectric materials like aluminum oxide.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional self-assembly methods are used for building 3D micro-electronic devices, then device functionality can be achieved, but spatial stress distribution during metal or metal oxide deposition causes cracking, buckling, and delamination of thin films

Engineering Contradiction:
Improvefilm integrityVSAvoidfabrication process
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent applies preliminary action by pre-forming the complete metal frame structure and conducting all metal oxide deposition processes while the structure is in its stable 2D planar configuration, before any self-assembly into 3D occurs. This ensures that all stress-prone deposition steps are completed when the structure can better accommodate thermal and mechanical stresses, preventing cracking and delamination that would occur if deposition happened after 3D assembly.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent resolves the stress distribution problem by temporarily utilizing the 2D planar dimension for all fabrication processes, then transitioning to 3D configuration only after deposition is complete. The 2D intermediate structure allows uniform stress distribution across the plane during metal oxide deposition, avoiding the spatial stress concentration that would occur in the final 3D hollow polyhedral configuration.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Manufacturing precision

If conventional lithographic methods are used, then surface patterning can be achieved, but development of 3D hollow polyhedral structures with desired surface patterning has not been possible

Engineering Contradiction:
Improvesurface patterningVSAvoid3D hollow structure
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies segmentation by dividing the fabrication process into distinct stages: first creating the 2D intermediate structure with precise surface patterning using conventional lithography, then separately implementing the self-assembly into 3D hollow polyhedral structure. This segmentation allows each stage to be optimized independently - lithography for surface patterning precision and self-assembly for 3D structural complexity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent uses preliminary action by completing all surface patterning operations on the 2D intermediate structure before it self-assembles into the final 3D hollow polyhedral configuration. This ensures that the desired surface patterning is established on the dielectric material while the structure is still accessible in 2D, and the patterned surface is then preserved during the transition to 3D.

Inventive Principle:
Principle #10Preliminary action

3Shape

If 2D intermediate structure is heated for self-folding into 3D, then free-standing hollow polyhedral structures can be formed, but mechanical damage and external forces may affect the thin films

Engineering Contradiction:
Improve3D polyhedral structureVSAvoidmechanical damage
Core Design Contradiction:
ShapeVSObject-affected harmful factors

Solution Approach 1:

The patent applies beforehand cushioning by providing structural support and mechanical protection to the thin films during the heating and self-assembly process. The metal frame structure serves as a protective framework that cushions the dielectric material and metal oxide layers from mechanical damage during the transition from 2D to 3D configuration, preventing buckling and delamination that would otherwise occur under thermal stress.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables the creation of functionalized, 3D microdevices with high yield and controllability, suitable for diverse applications including biomedical, electronic, and optical devices, while minimizing mechanical damages and achieving desired surface patterning on microscale structures.

Implementation Method 1

The 2D intermediate structure is heated. With the step of heating, each of the hinges self-folds to transition the 2D intermediate structure into a functionalized 3D microdevice.

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Data Source

PatentUS10400346B2Microscale three-dimensional electric devices and methods of making the same
Publication Date: 2019.09.03 REGENTS OF THE UNIVERSITY OF MINNESOTA
  • US10400346B2 patent drawing
  • US10400346B2 patent drawing
  • US10400346B2 patent drawing

AI summary

Functionalized microscale 3D devices and methods of making the same. The 3D microdevice can be realized with the combination of top-down (lithographic) and bottom-up (origami-inspired self-assembly) processes. The origami-inspired self-assembly approach combined with a top-down process can realize 3D microscale polyhedral structures with metal/semiconductor materials patterned on dielectric materials. In some embodiments, the functionalized 3D microdevices include resonator-based passive sensors, i.e. split ring resonators (SRRs), on 3D, transparent, free-standing, dielectric media (Al2O3).