3D NAND Trench Fill Structure for Reduced Wafer Bowing

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Solution Overview

Problem

Existing methods for fabricating three-dimensional NAND devices face challenges in managing mechanical stress imposed by control gate electrodes and trench materials, leading to substrate warpage, which can affect device reliability and performance.

Innovation Solution

A monolithic three-dimensional NAND device structure is developed, featuring alternating layers of first and second trench materials with different stress types, where the second trench material is used to offset the stress imposed by the first trench material and control gate electrodes, thereby reducing substrate warpage. This is achieved by etching a trench in the stack of alternating layers, filling it with the first trench material, and inserting an electrically insulating material between the first and second trench materials.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If control gate electrodes and trench materials are deposited to form three-dimensional NAND device structures, then device density and functionality are improved, but substrate warpage occurs due to accumulated mechanical stress

Engineering Contradiction:
Improvedevice densityVSAvoidsubstrate warpage
Core Design Contradiction:
Quantity of substanceVSManufacturing precision

Solution Approach 1:

The patent applies composite materials by combining multiple trench fill materials with different stress characteristics (first trench fill material with compressive stress, second trench fill material with tensile stress) to create a balanced structure that maintains substrate flatness while enabling high-density three-dimensional NAND device formation

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The patent changes the stress parameter of trench fill materials by selecting materials with opposite stress types (compressive and tensile) to counterbalance each other, thereby controlling substrate warpage while maintaining device functionality and density

Inventive Principle:
Principle #35Parameter changes

2Ease of manufacture

If single-material trench filling is used to simplify fabrication, then manufacturing complexity is reduced, but substrate warpage cannot be effectively controlled

Engineering Contradiction:
Improvefabrication simplicityVSAvoidsubstrate flatness
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent applies local quality by assigning different stress characteristics to different regions of the trench fill structure, where the first trench fill material provides compressive stress in certain regions and the second trench fill material provides tensile stress in other regions, enabling localized stress management to maintain overall substrate flatness

Inventive Principle:
Principle #3Local quality

3Manufacturing precision

If alternating layers of materials with different stress types are deposited, then substrate warpage is reduced through stress offset, but device structure complexity increases

Engineering Contradiction:
Improvesubstrate flatnessVSAvoidlayer structure complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies segmentation by dividing the trench fill structure into distinct layers of first trench fill material and second trench fill material, where each layer is deposited separately and provides specific stress characteristics, enabling controlled stress management while maintaining a systematic fabrication process

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The approach effectively reduces substrate warpage and enhances the reliability of the NAND device by mitigating the mechanical stress caused by the trench materials and control gate electrodes, allowing for more efficient and stable fabrication of high-density memory arrays.

Implementation Method 1

The first trench material comprises a material under a first magnitude of a first stress type, and the second trench material comprises a material under no stress, a second stress type opposite the first stress type, or a second magnitude of the first stress type lower than the first magnitude of the first stress type to offset warpage of the substrate due to the stress imposed by at least one of the first trench material or the plurality of control gate electrodes on the substrate

Methodology Applied
Scientific EffectMechanical stress:

Data Source

PatentEP3218931B1Three dimensional NAND device having reduced wafer bowing and method of making thereof
Publication Date: 2023.09.20 SANDISK TECHNOLOGIES LLC
  • EP3218931B1 patent drawingFigure 1A~1C
  • EP3218931B1 patent drawingFigure 2A~2C
  • EP3218931B1 patent drawingFigure 3A~3D

AI summary

A monolithic three dimensional NAND string includes a plurality of control gate electrodes extending substantially parallel to a major surface of a substrate, and at least one trench extending substantially perpendicular to the major surface of the substrate. The trench is filled with at least a first trench material and a second trench material. The first trench material includes a material under a first magnitude of a first stress type, and the second trench material includes a material under no stress, a second stress type opposite the first stress type, or a second magnitude of the first stress type lower than the first magnitude of the first stress type to offset warpage of the substrate due to the stress imposed by at least one of the first trench material or the plurality of control gate electrodes on the substrate.