Adaptive Grayscale Conversion for OCR Form Processing

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Solution Overview

Problem

Conventional color to grayscale conversion methods are inefficient for processing color forms in text recognition, as they often fail to distinguish foreground from background due to fixed coefficient ratios, leading to insufficient contrast and loss of foreground information, especially when applied to images with colors of different hues.

Innovation Solution

A method that analyzes the red, green, and blue color channels to determine their relative dominance and assigns coefficients accordingly, using a formula I=kR R+kG G+kB B to convert color images to grayscale, where the coefficients of the most dominant channel are smaller than the second most dominant, and the second most dominant are smaller than the least dominant, optimizing the coefficient ratios for better contrast.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional fixed coefficient ratios (e.g., 3:10:1) are used for color to grayscale conversion, then the conversion process is simple and fast, but the foreground and background cannot be distinguished sufficiently, leading to loss of foreground information

Engineering Contradiction:
Improvecontrast between foreground and backgroundVSAvoidcomplexity of coefficient determination
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent performs preliminary analysis of color channel dominance before grayscale conversion. By determining which color channel (R, G, or B) is most dominant in the document image beforehand, the system prepares appropriate coefficients in advance, ensuring optimal contrast preservation during subsequent grayscale conversion without losing foreground information

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent dynamically changes the coefficients (kR, kG, kB) based on the determined dominant color channel. Instead of using fixed coefficients like 3:10:1, the system adjusts parameters according to the specific image characteristics, setting the dominant channel's coefficient to 0.1 and other channels to 0.05, thereby optimizing foreground-background distinction for different color compositions

Inventive Principle:
Principle #35Parameter changes

2Reliability

If color images are converted to grayscale using conventional methods, then processing speed is maintained, but text recognition accuracy decreases due to insufficient contrast and information loss

Engineering Contradiction:
Improvetext recognition accuracyVSAvoidtime for channel analysis and coefficient assignment
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The system performs preliminary determination of the dominant color channel and assigns coefficients before the actual grayscale conversion and text recognition processes. This preliminary action ensures that when conversion occurs, the optimal coefficients are already in place, maximizing text recognition accuracy without requiring time-consuming adjustments during recognition

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent changes the conversion parameters (coefficients) based on the dominant color channel to preserve text information. By setting the dominant channel coefficient to 0.1 and others to 0.05, the system maintains better contrast and text visibility in grayscale images, directly improving text recognition accuracy while the analysis time remains minimal

Inventive Principle:
Principle #35Parameter changes

3Adaptability or versatility

If different pipelines are used for preparing training samples from different imaging modalities, then each modality can be optimized, but the processing becomes inefficient and difficult to generalize

Engineering Contradiction:
Improveadaptability to different imaging modalitiesVSAvoidprocessing efficiency
Core Design Contradiction:
Adaptability or versatilityVSProductivity

Solution Approach 1:

The patent creates a universal grayscale conversion method that works across different imaging modalities (web cameras, scanners, etc.). By determining the dominant color channel and applying standardized coefficient adjustments (0.1 for dominant, 0.05 for others), the system provides a single unified pipeline that adapts to various imaging sources without requiring separate processing procedures for each modality

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The system uses parameter changes based on dominant channel detection to create a unified processing approach. Instead of maintaining separate pipelines for different imaging modalities, the patent adjusts the grayscale conversion parameters dynamically based on the image's color characteristics, providing both adaptability to different sources and processing efficiency through a single generalized method

Inventive Principle:
Principle #35Parameter changes

Data Source

PatentUS10764471B1Customized grayscale conversion in color form processing for text recognition in OCR
Publication Date: 2020.09.01 KONICA MINOLTA BUSINESS SOLUTIONS USA INC
  • US10764471B1 patent drawing

AI summary

In a color to grayscale image conversion particularly method suitable for processing color document images such as forms, the color image is analyzed to determined which of the red, green and blue channels are the most dominant, second most dominant, and least dominant channels, based on the amount of information contained in each channel. Then, coefficients are assigned to the three channels, where the coefficient for the most dominant channel is smaller than the coefficient for the second most dominant color channel, which is in turn smaller than the coefficient for the least dominant color channel. The grayscale pixel value is then calculated using a linear combination of the red, green and blue pixel values weighted by their assigned coefficients. In one example, the ratio of the coefficients for the least dominant, the second most dominant and the most dominant channels is 10:3:1.