Adiabatic Tapered Lithium Niobate Modulators for Low Optical Loss

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Solution Overview

Problem

Conventional integrated modulators suffer from high loss due to absorption in active sections, and lithium niobate modulators based on the electro-optic effect do not utilize high confinement optical modes effectively.

Innovation Solution

A hybrid optical modulator design incorporating both narrow single mode and wider multimode waveguides, with adiabatic tapers to transition between modes, reducing optical loss by exciting only the fundamental mode in the wider waveguides.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If conventional integrated modulators use active sections with electrodes for modulation, then modulation function is achieved, but optical loss increases due to absorption

Engineering Contradiction:
Improvemodulation functionVSAvoidoptical loss
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The waveguide is divided into distinct single-mode and multimode sections with clear boundaries. This segmentation allows each section to be optimized for its specific function: single-mode sections for low loss propagation and multimode sections for enhanced electro-optic modulation, thereby reducing overall optical loss while maintaining modulation capability.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different waveguide sections have different modal characteristics tailored to their local functions. The single-mode sections provide low-loss propagation paths, while multimode sections provide enhanced interaction with electrodes for modulation. This local differentiation optimizes both loss reduction and modulation performance in their respective regions.

Inventive Principle:
Principle #3Local quality

2Stability of the object's composition

If narrow single mode waveguides are used, then optical confinement is improved, but propagation loss increases due to scattering

Engineering Contradiction:
Improveoptical confinementVSAvoidscattering loss
Core Design Contradiction:
Stability of the object's compositionVSLoss of energy

Solution Approach 1:

The waveguide structure is segmented into single-mode and multimode sections. The single-mode sections provide strong optical confinement for compact device footprint, while the multimode sections provide larger mode size for reduced scattering loss. This segmentation resolves the contradiction between confinement and loss.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Adiabatic tapers serve as intermediary transition regions between single-mode and multimode waveguide sections. These tapers gradually transform the optical mode, preventing abrupt transitions that would cause scattering. The intermediary taper structure enables smooth mode evolution, reducing scattering loss while maintaining the benefits of both single-mode and multimode sections.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Loss of energy

If wider multimode waveguides are used, then propagation loss is reduced, but mode confinement decreases

Engineering Contradiction:
Improvepropagation lossVSAvoidmode confinement
Core Design Contradiction:
Loss of energyVSStability of the object's composition

Solution Approach 1:

The waveguide is segmented such that multimode sections provide low-loss propagation with relaxed confinement requirements, while single-mode sections restore strong confinement where needed. This segmentation allows the system to benefit from low loss in multimode regions while maintaining confinement in single-mode regions.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Adiabatic tapers act as intermediaries that gradually transition the optical mode from confined single-mode to less confined multimode and back. This gradual transition prevents abrupt changes that would cause scattering loss, enabling the system to utilize wider waveguides for low-loss propagation while maintaining effective mode control through the taper structures.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Loss of energy

If adiabatic tapers are used to transition between single mode and multimode waveguides, then scattering loss is reduced, but device complexity increases

Engineering Contradiction:
Improvescattering lossVSAvoidwaveguide structure
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The waveguide structure is segmented into simple functional blocks (single-mode sections, multimode sections, and taper transitions). Each block has a straightforward geometry and function, making individual fabrication simple. The overall device complexity is managed by organizing these simple blocks in a systematic sequence.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The adiabatic tapers utilize gradual parameter changes in waveguide dimensions to achieve mode transformation. By controlling the taper angle and length parameters, the design achieves low scattering loss with relatively simple geometric modifications. The parameter optimization allows the tapers to be integrated without significantly increasing device complexity.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The hybrid modulator design significantly reduces optical propagation loss by minimizing scattering and absorption, maintaining low-loss operation across various optical modes.

Implementation Method 1

adiabatic tapers to transition between modes, reducing optical loss by exciting only the fundamental mode in the wider waveguides

Methodology Applied
Scientific EffectAdiabatic mode transition:

Implementation Method 2

lithium niobate modulators based on electro-optic effect

Methodology Applied
Scientific EffectElectro-optic effect: Electro-Optic Effects

Data Source

PatentUS12474603B2Low-loss waveguiding structures, in particular modulators
Publication Date: 2025.11.18 HYPERLIGHT CORP
  • US12474603B2 patent drawing
  • US12474603B2 patent drawing
  • US12474603B2 patent drawing

AI summary

An optical modulator that uses adiabatic tapers to change the width of the waveguides between multimode waveguides and single mode waveguides on a low-loss, e.g. thin-film lithium niobate, electro-optic platform. The architecture enables the utilization of the fundamental mode of multimode wide optical waveguides that have lower optical propagation loss without sacrificing the benefit of the signal integrity and ease of control of single mode operation.