Generative AI Use Case Gap Detection for Compliance Validation

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Solution Overview

Problem

Existing software development systems lack intuitive and reliable methods for selecting generative machine learning models, validating outputs, and ensuring compliance with regulatory guidelines, leading to inefficiencies, security risks, and compliance challenges due to manual, subjective, and static processes.

Innovation Solution

A data generation platform using generative AI models dynamically evaluates machine learning prompts, validates outputs, and automates compliance with regulatory guidelines, including bias detection, content moderation, and continuous monitoring of AI use cases.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If manual processes are used for model selection and compliance validation, then device complexity is reduced, but reliability and productivity deteriorate due to inefficiencies and subjectivity

Engineering Contradiction:
Improvecompliance validation reliabilityVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

A generative AI model serves as an intermediary between compliance guidelines and AI use cases, automatically mapping requirements and identifying gaps. This mediator system processes regulatory text and generates structured compliance assessments without requiring manual analysis, thereby improving reliability while managing complexity through automation.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

Manual mechanical processes of compliance checking are replaced with an automated generative AI system that uses natural language processing and pattern recognition. The system substitutes human analysts with an intelligent system that can continuously monitor and validate compliance, enhancing reliability and productivity.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Adaptability or versatility

If static compliance processes are used, then device complexity is reduced, but adaptability deteriorates when regulations change

Engineering Contradiction:
Improveregulatory adaptabilityVSAvoidprocess complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The compliance validation system transitions from static to dynamic operation by continuously monitoring regulatory changes and automatically updating compliance assessments. The generative AI model processes updated guidelines in real-time, enabling the system to adapt to new regulations without requiring manual reconfiguration, thus improving adaptability while managing complexity through automated updates.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The system incorporates feedback mechanisms where compliance assessments are continuously monitored and updated based on changing regulations. This feedback loop enables the system to detect regulatory changes and automatically adjust compliance validation processes, enhancing adaptability while maintaining manageable complexity through automated feedback processing.

Inventive Principle:
Principle #23Feedback

3Manufacturing precision

If extensive training models are used, then manufacturing precision of AI outputs is improved, but use of energy deteriorates due to computational intensity

Engineering Contradiction:
ImproveAI output precisionVSAvoidcomputational energy consumption
Core Design Contradiction:
Manufacturing precisionVSUse of energy by moving object

Solution Approach 1:

The system optimizes the balance between model precision and energy consumption by dynamically adjusting computational parameters. The generative AI model processes compliance guidelines and use cases with varying levels of computational intensity based on the specific task requirements, allowing the system to achieve necessary precision while reducing unnecessary energy consumption through parameter optimization.

Inventive Principle:
Principle #35Parameter changes

Data Source

PatentUS20260111741A1Identifying and remediating gaps in artificial intelligence use cases using a generative artificial intelligence model
Publication Date: 2026.04.23 CITIBANK N A
  • US20260111741A1 patent drawing
  • US20260111741A1 patent drawing
  • US20260111741A1 patent drawing

AI summary

The systems and methods disclosed herein receive alphanumeric characters defining operative boundaries for expected model use cases, along with operational data. The expected model use cases share common attributes, which are used by a first AI model to construct observed model use cases from the operational data. Each observed model use case includes features such as a text-based description, expected input and output, AI model(s) generating the expected output from the input, and/or data supporting the AI models. For each observed model use case, a second AI model maps the alphanumeric characters and features to a risk category, selecting from multiple risk categories based on the level of risk associated with the features. The system identifies criteria for the observed model use case within the alphanumeric characters and generates gaps by comparing the criteria with the features of the observed model use case.