Air handling unit and rooftop unit with predictive control

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Solution Overview

Problem

HVAC systems, such as air handling units (AHUs) and rooftop units (RTUs), consume significant power, leading to high energy costs due to the operation of fans, compressors, and heating/cooling elements, with existing technologies failing to optimize energy usage effectively.

Innovation Solution

Incorporating a predictive controller that optimizes energy usage by determining the optimal amount of energy to purchase from the grid and store in a battery, considering time-varying energy prices, demand charges, and the cost of heating/cooling, to minimize overall energy costs.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If the AHU operates powered components continuously to maintain building zone temperatures, then temperature control reliability is improved, but energy consumption increases

Engineering Contradiction:
Improvetemperature control reliabilityVSAvoidenergy consumption
Core Design Contradiction:
ReliabilityVSUse of energy by moving object

Solution Approach 1:

The predictive controller performs preliminary actions by forecasting future energy prices and demand charges, then proactively adjusting power setpoints and temperature setpoints before peak pricing periods occur. This allows the system to pre-cool or pre-heat building zones using stored cooling/heating capacity, reducing the need for continuous high-power operation during expensive periods while maintaining temperature reliability.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system dynamically adjusts operating parameters based on real-time energy pricing data and forecasted conditions. The predictive controller continuously optimizes power setpoints for fans, compressors, and heating/cooling elements, as well as temperature setpoints for building zones, creating a dynamic control strategy that adapts to changing economic conditions while maintaining reliable temperature control.

Inventive Principle:
Principle #15Dynamics

2Power

If the AHU purchases electric energy from the energy grid during peak pricing periods, then immediate power availability is improved, but energy cost increases

Engineering Contradiction:
Improvepower availabilityVSAvoidenergy cost
Core Design Contradiction:
PowerVSUse of energy by moving object

Solution Approach 1:

The predictive controller implements feedback mechanisms by continuously monitoring actual energy prices, demand charges, and system performance against forecasted conditions. This feedback loop allows the system to refine its predictions and adjust power setpoints in real-time, optimizing the balance between purchasing grid power during low-cost periods versus using stored cooling/heating capacity during high-cost periods.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The system changes operational parameters by adjusting power setpoints and temperature setpoints based on forecasted energy pricing conditions. When peak pricing is predicted, the controller modifies these parameters to reduce grid power consumption during expensive periods, utilizing stored thermal energy in building zones and thermal energy storage systems to maintain comfort while avoiding high energy costs.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If the AHU increases cooling capacity during hot periods to maintain zone temperatures, then temperature control reliability is improved, but demand charge increases

Engineering Contradiction:
Improvetemperature control reliabilityVSAvoiddemand charge
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The predictive controller performs preliminary cooling actions by pre-cooling building zones before predicted peak demand charge periods occur. By storing cooling capacity in the thermal mass of building structures and thermal energy storage systems during off-peak hours, the system reduces the need for high-capacity cooling operation during expensive periods, thereby lowering demand charges while maintaining temperature reliability.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system dynamically adjusts cooling capacity and temperature setpoints based on forecasted demand charge conditions. The predictive controller continuously optimizes the operation of compressors, condensing units, and air handlers, creating a dynamic control strategy that smooths peak demand while maintaining reliable temperature control during hot periods.

Inventive Principle:
Principle #15Dynamics

Data Source

PatentUS11268726B2Air handling unit and rooftop unit with predictive control
Publication Date: 2022.03.08 TYCO FIRE & SECURITY GMBH
  • US11268726B2 patent drawing
  • US11268726B2 patent drawing
  • US11268726B2 patent drawing

AI summary

An air handling unit (AHU) or rooftop unit (RTU) or other building device in a building includes one or more powered components and is used with a battery, and a predictive controller The battery is configured to store electric energy and discharge the stored electric energy for use in powering the powered components. The predictive controller is configured to optimize a predictive cost function to determine an optimal amount of electric energy to purchase from an energy grid and an optimal amount of electric energy to store in the battery or discharge from the battery for use in powering the powered components at each time step of an optimization period.