AlInGaN Layer Stack Structure for Lower GaN Dislocation Density

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Solution Overview

Problem

The high density of threading dislocations in GaN-based compound semiconductor layers leads to deteriorated device characteristics, including leak current generation and reduced luminous efficiency in light-emitting devices.

Innovation Solution

A compound semiconductor layer stack is formed with a first layer having a forward tapered sloped surface and a flat top surface, followed by a second layer grown on both the top and sloped surfaces of the first layer, optimizing the thickness ratios and growth conditions to reduce dislocation density.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a GaN-based compound semiconductor layer is grown on a heterogeneous substrate, then the device can be manufactured, but threading dislocation density increases leading to deteriorated device characteristics

Engineering Contradiction:
ImprovemanufacturabilityVSAvoiddevice characteristics
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent introduces an AlInGaN intermediate layer between the GaN-based compound semiconductor layer and the heterogeneous substrate. This intermediate layer acts as a mediator that reduces lattice mismatch and thermal stress, thereby suppressing threading dislocation generation while enabling manufacturing on heterogeneous substrates. The intermediate layer has compositional gradient (varying In and Al contents) to progressively bridge the lattice constant difference between substrate and GaN layer.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If threading dislocation density is high, then manufacturing is simpler, but leak current increases and luminous efficiency decreases

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidluminous efficiency
Core Design Contradiction:
ProductivityVSLoss of energy

Solution Approach 1:

The AlInGaN intermediate layer with compositional gradient serves as an intermediary structure that suppresses threading dislocation propagation. By controlling the In and Al content progression through the intermediate layer, the patent reduces dislocation density without complicating the manufacturing process, thereby maintaining productivity while improving luminous efficiency.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Device complexity

If threading dislocation extends to functional layers, then device manufacturing is easier, but device reliability deteriorates

Engineering Contradiction:
Improvestructure simplicityVSAvoiddevice reliability
Core Design Contradiction:
Device complexityVSReliability

Solution Approach 1:

The patent segments the semiconductor layer structure into distinct regions: heterogeneous substrate, AlInGaN intermediate layer with compositional gradient, and GaN-based compound semiconductor layer. This segmentation isolates the threading dislocations generated at the substrate interface within the intermediate layer, preventing their extension into the functional GaN layer while maintaining overall structural simplicity.

Inventive Principle:
Principle #1Segmentation

4Reliability

If insulating layer mask technique is used to reduce threading dislocation, then dislocation density decreases, but manufacturing time increases and flatness is difficult to achieve

Engineering Contradiction:
Improvedislocation density reductionVSAvoidmanufacturing time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

Instead of using an insulating layer mask that requires additional processing steps, the patent changes the compositional parameters of the semiconductor layer itself by introducing an AlInGaN intermediate layer with gradient composition. This parameter change approach reduces threading dislocation density through material composition control rather than geometric masking, thereby reducing manufacturing time and naturally achieving flat surfaces.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly reduces the threading dislocation density, leading to improved device reliability, reduced leak current, and enhanced luminous efficiency in light-emitting devices.

Implementation Method 1

a second layer which is grown on both the top surface and the sloped surface of the first layer

Methodology Applied
Scientific EffectEpitaxial growth: Epitaxy

Data Source

PatentEP3958333B1Compound semiconductor layer laminate and method for forming same, and light-emitting device
Publication Date: 2025.01.29 SONY GROUP CORP
  • EP3958333B1 patent drawingFigure 1
  • EP3958333B1 patent drawingFigure 2A~2D
  • EP3958333B1 patent drawingFigure 3

AI summary

A compound semiconductor layer stack includes: a first layer 11 being formed on a base 14 and including an island-shaped Alx1Iny1Ga(1-x1-y1)N; a second layer 12 being formed on the first layer 11 and including Alx2Iny2Ga(1-x2-y2)N; and a third layer 13 being formed on an entire surface including a top of the second layer 12, the third layer 13 including Alx3Ga(1-x3)N (provided that the following hold true: 0 ≤ x1 < 1; 0 ≤ x2 < 1; 0 ≤ x3 < 1; 0 ≤ y1 < 1; and 0 < y2 < 1), and the third layer 13 has a top surface 13A that is flat.