Alkaline Pretreatment for Selective Cellulose Oxidation

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Solution Overview

Problem

Current methods for catalytic oxidation of cellulose face challenges in selectivity and reaction rate, leading to increased consumption of main oxidants and potential degradation of cellulose structure, particularly with crystalline cellulose, which affects the preservation of polymer chain length and strength.

Innovation Solution

An alkaline pretreatment of cellulose in a solution with a hydroxide concentration above 0.3 M, followed by washing to lower the pH, enhances the reactivity of cellulose, allowing for faster and more selective catalytic oxidation using heterocyclic nitroxyl radicals like TEMPO, while maintaining the crystalline structure and polymer chain length, thereby producing reactive cellulose and nanofibrillar cellulose.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If catalytic oxidation of cellulose is performed using conventional methods, then oxidation of C-6 hydroxyl groups occurs, but selectivity is low and main oxidant consumption increases

Engineering Contradiction:
Improvemain oxidant consumptionVSAvoidoxidation selectivity
Core Design Contradiction:
Quantity of substanceVSReliability

Solution Approach 1:

The patent applies preliminary action by treating cellulose with an alkaline solution (NaOH) before oxidation. This pretreatment modifies the cellulose structure to increase accessibility of hydroxyl groups, enabling more selective oxidation reactions and reducing main oxidant consumption by preventing non-productive side reactions.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent changes physical and chemical parameters of the cellulose substrate through alkaline pretreatment, including pH adjustment and structural modification. These parameter changes enhance the reactivity and selectivity of subsequent oxidation reactions, allowing efficient conversion with reduced oxidant requirements.

Inventive Principle:
Principle #35Parameter changes

2Quantity of substance

If catalytic oxidation is performed to achieve desired oxidation level, then carboxylic groups are formed, but reaction rate decreases due to oxidant decomposition and direct reaction with pulp

Engineering Contradiction:
Improvecarboxylic groups formedVSAvoidoxidation rate
Core Design Contradiction:
Quantity of substanceVSProductivity

Solution Approach 1:

The patent introduces an alkaline solution as an intermediary treatment step between the cellulose substrate and the oxidation reaction. This intermediary modifies the cellulose surface and structure, facilitating faster and more selective oxidation kinetics while reducing direct non-productive reactions between oxidant and pulp.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If oxidation is performed on native cellulose fibers, then C-6 hydroxyl groups are oxidized to carboxylic groups, but crystalline structure accessibility is limited

Engineering Contradiction:
Improveoxidation selectivityVSAvoidreaction rate
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent applies preliminary alkaline treatment to modify the crystalline structure of cellulose before oxidation. This pretreatment increases the accessibility of hydroxyl groups in crystalline regions without destroying the overall cellulose structure, enabling both high selectivity and improved reaction rate.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The alkaline pretreatment creates local structural changes in the cellulose, specifically increasing accessibility of hydroxyl groups in certain regions while maintaining the overall crystalline structure. This local modification enables selective oxidation at target sites without affecting the entire cellulose structure uniformly.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method significantly reduces reaction time, increases selectivity, and preserves the strength of cellulose, enabling efficient production of nanofibrillar cellulose with improved mechanical properties and reduced oxidant consumption.

Implementation Method 1

catalytic oxidation of cellulose using a heterocyclic nitroxyl radical as catalyst

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

oxidation of the primary hydroxyl groups to carboxylic groups

Methodology Applied
Scientific EffectOxidation: Oxidation

Data Source

PatentUS9969816B2Method for catalytic oxidation of cellulose and method for making a cellulose product
Publication Date: 2018.05.15 UPM KYMMENE OYJ
  • US9969816B2 patent drawing
  • US9969816B2 patent drawing
  • US9969816B2 patent drawing

AI summary

A method for catalytic oxidation of cellulose using a heterocyclic nitroxyl radical as catalyst and main oxidant acting as oxygen source comprises, before the catalytic oxidation of the cellulose, pretreatment of the cellulose—in an alkaline pretreatment step, where the cellulose is treated in alkaline solution having hydroxide concentration of above 0.3 M, and—in a washing step, where the cellulose treated in the alkaline solution is washed to lower the pH.