III-V Nitride Epitaxy on Silicon via AlN Buffer Transition Structure

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Solution Overview

Problem

The growth of high-quality nitride films on silicon substrates is hindered by large lattice and thermal mismatches between GaN and silicon, poor wetting of GaN on silicon, high density cracking, and challenges in integrating with Si-based electronic devices, leading to poor film quality and morphology.

Innovation Solution

A transition structure using multiple layers of monocrystalline materials grown by MOCVD, including AlN and AlGaN, is employed to compensate thermal strain and reduce lattice mismatch, with a pre-seeding Al technique to improve wetting and suppress amorphous silicon nitride formation, allowing for high-quality epitaxial growth of GaN and other III-V nitride layers on silicon wafers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If GaN is directly grown on silicon substrate, then the growth process is simple, but the large lattice mismatch (17%) results in high-density dislocations and poor film quality

Engineering Contradiction:
Improvegrowth process complexityVSAvoidfilm quality
Core Design Contradiction:
Device complexityVSManufacturing precision

Solution Approach 1:

A transition structure consisting of multiple buffer layers (AlN, AlGaN, GaN) is introduced as an intermediary between the silicon substrate and the final GaN layer. This multi-layer buffer structure gradually transitions the lattice mismatch, reducing dislocation density from 10^8-10^9 cm^-2 at the Si interface to below 10^6 cm^-2 in the final GaN layer, thereby achieving high film quality without excessive process complexity

Inventive Principle:
Principle #24Intermediary (Mediator)

2Device complexity

If GaN is directly grown on silicon substrate, then the fabrication process is simplified, but the large thermal mismatch (30%-50%) causes high-density cracking

Engineering Contradiction:
Improvefabrication process complexityVSAvoidfilm integrity
Core Design Contradiction:
Device complexityVSStrength

Solution Approach 1:

The buffer structure is segmented into multiple discrete layers (AlN layer 102, AlGaN layer 104, GaN layer 108) with different thicknesses and compositions. Each layer is optimized to manage thermal stress differently, with the AlN layer providing compressive stress to counteract tensile stress from thermal mismatch, preventing cracking while maintaining a manageable fabrication process

Inventive Principle:
Principle #1Segmentation

3Quantity of substance

If ammonia is used during nitride growth, then nitrogen supply is adequate, but nitridation of the Si surface occurs forming amorphous silicon nitride

Engineering Contradiction:
Improvenitrogen supplyVSAvoidsurface quality
Core Design Contradiction:
Quantity of substanceVSManufacturing precision

Solution Approach 1:

The silicon substrate surface is pre-treated with a hydrogen-terminated surface formation step before nitride layer growth. This preliminary action passivates the silicon surface, preventing unwanted nitridation when ammonia is introduced during subsequent MOCVD growth, thereby maintaining surface quality while ensuring adequate nitrogen supply

Inventive Principle:
Principle #10Preliminary action

4Device complexity

If GaN is grown directly on silicon, then the process is straightforward, but poor wetting of GaN on silicon impedes nucleation and results in poor morphology

Engineering Contradiction:
Improveprocess simplicityVSAvoidfilm morphology
Core Design Contradiction:
Device complexityVSManufacturing precision

Solution Approach 1:

An AlN buffer layer is introduced as an intermediary between the silicon substrate and GaN growth. The AlN layer exhibits excellent wetting properties on the silicon substrate, providing a suitable nucleation surface that improves GaN film morphology and eliminates the poor wetting issue while maintaining process simplicity

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in high-quality epitaxial nitride layers with reduced dislocation density and crack-free films, enabling the fabrication of semiconductor structures with improved performance and integration with Si-based devices, overcoming the limitations of existing technologies.

Implementation Method 1

by first growing an transition structure as the buffer on a silicon substrate by using a metal organic chemical vapor deposition (MOCVD) technique

Methodology Applied
Scientific EffectMetal Organic Chemical Vapor Deposition (MOCVD): Chemical Vapour Deposition

Implementation Method 2

the wafer is initially subjected to a flux of aluminium precursor without ammonia for a few seconds. After the surface of the silicon is covered with about 1-2-monolayers of aluminium

Methodology Applied
Scientific EffectAdsorption: Adsorption

Implementation Method 3

High quality epitaxial III-V nitride layers of monocrystalline materials are grown on silicon substrates

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Implementation Method 4

The transition structure compensates thermal strain and reduces the lattice mismatch between gallium nitride, GaN, and silicon

Methodology Applied
Scientific EffectThermal Expansion: Thermal Expansion

Implementation Method 5

The transition structure compensates thermal strain and reduces the lattice mismatch between gallium nitride, GaN, and silicon

Methodology Applied
Scientific EffectStrain compensation:

Data Source

PatentUS7910937B2Method and structure for fabricating III-V nitride layers on silicon substrates
Publication Date: 2011.03.22 AGENCY FOR SCI TECH & RES
  • US7910937B2 patent drawing
  • US7910937B2 patent drawing
  • US7910937B2 patent drawing

AI summary

A method and structure for fabricating III-V nitride layers on silicon substrates includes a substrate, a transition structure having AlGaN, AlN and GaN layers, and a superlattice structure having AlGaN and GaN layers. In the invention, the large lattice mismatch (17%) between GaN and silicon is solved by using AlN as the first buffer layer with a 5:4 coincidence between AlN(0001) and Si(111) lattice to reduce the lattice mismatch to 1.3%.