AlN Optical Interference Filter Stress Control

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Solution Overview

Problem

Conventional optical filters face issues with low quality layers, defects, bowing, fragility, and reduced reliability due to complex layer formations and compressive stress, leading to performance degradation and handling difficulties, especially at varying angles of incidence.

Innovation Solution

An optical interference filter with alternating layers of aluminum nitride (AlN) and hydrogenated silicon with helium (Si:H—He) materials, where the stress of AlN layers is between −1000 and 800 MPa, and the effective refractive index is greater than 95% of the highest refractive index material, minimizing bowing and angle shift, and improving transmittance and durability.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional optical filters use complex layer formations, then filtering functionality is achieved, but manufacturing complexity and defect rates increase

Engineering Contradiction:
Improvefilter reliabilityVSAvoidlayer formation complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent changes the material parameters by using AlN with controlled stress (between -1000 and 800 MPa) and specific refractive index, replacing conventional material combinations. This parameter optimization reduces the number of layers needed while maintaining filtering performance, thereby reducing manufacturing complexity and defect rates.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs composite material structure with alternating layers of AlN and Si:H—He materials. This composite approach allows achieving the desired optical filtering functionality with fewer layers compared to conventional single-material approaches, reducing both manufacturing complexity and potential defects.

Inventive Principle:
Principle #40Composite materials

2Strength

If conventional optical filters have compressive stress, then layer adhesion is improved, but bowing and fragility increase

Engineering Contradiction:
Improvelayer adhesionVSAvoidfilter bowing
Core Design Contradiction:
StrengthVSShape

Solution Approach 1:

The patent optimizes the stress parameter of AlN layers to be between -1000 and 800 MPa, which is a controlled range that balances adhesion requirements with bowing prevention. This stress optimization ensures proper layer adhesion while minimizing cumulative stress that causes bowing and fragility.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses alternating layers of AlN and Si:H—He materials with different stress characteristics. The Si:H—He layers act as counterbalancing layers that offset the stress-induced bowing from AlN layers, creating a net-zero stress state that prevents filter bowing while maintaining layer adhesion.

Inventive Principle:
Principle #8Anti-weight (Counterweight)

3Reliability

If conventional optical filters use multiple materials, then optical performance is improved, but manufacturing precision requirements increase

Engineering Contradiction:
Improveoptical performanceVSAvoidlayer formation precision
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent optimizes the refractive index parameter of AlN layers and their thickness to achieve the desired effective refractive index (greater than 95% of the highest value). This parameter optimization simplifies the manufacturing precision requirements while maintaining superior optical filtering performance.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent applies specific material properties locally: AlN layers provide tensile stress control and specific refractive index, while Si:H—He layers provide complementary properties. This local optimization of material qualities allows achieving high optical performance with relaxed overall manufacturing precision requirements.

Inventive Principle:
Principle #3Local quality

4Ease of manufacture

If conventional optical filters have low effective refractive index, then manufacturing is easier, but angle shift and performance degradation increase

Engineering Contradiction:
Improvefilter manufacturingVSAvoidangle of incidence performance
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The patent changes the effective refractive index parameter by using AlN with controlled thickness and refractive index in alternating layers with Si:H—He. This achieves an effective refractive index greater than 95% of the highest value, which minimizes angle shift and maintains performance across varying angles of incidence while keeping manufacturing feasible.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enhances the optical filter's performance by reducing defects, bowing, and angle shift, improving manufacturability and sensing accuracy, while maintaining high transmittance and durability, even at varying angles of incidence.

Implementation Method 1

optical interference filter includes a substrate; and a set of layers that are disposed on the substrate

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 2

causing, based on supplying the inert gas and the N2 gas, sputtering of an aluminum (Al) target to form a first set of layers that comprise AlN on a substrate

Methodology Applied
Scientific EffectSputtering: Sputtering

Data Source

PatentUS20240411072A1Optical interference filter
Publication Date: 2024.12.12 VIAVI SOLUTIONS INC(US)
  • US20240411072A1 patent drawing
  • US20240411072A1 patent drawing
  • US20240411072A1 patent drawing

AI summary

In some implementations, an optical interference filter includes a substrate; and a set of layers that are disposed on the substrate, wherein the set of layers includes: a first subset of layers; and a second subset of layers; wherein: each of the first subset of layers includes an aluminum nitride (AlN) material, a stress of each of the first subset of layers is between −1000 and 800 megapascals, the first subset of layers has a first refractive index with a first value, each of the second subset of layers includes at least one other material, the second subset of layers has a second refractive index with a second value that is different than the first value, and the optical interference filter has an effective refractive index greater than or equal to 95% of a highest value of the first value and the second value.