AlN/Si:H Optical Interference Filter Stress Management

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Solution Overview

Problem

Conventional optical filters with alternating layers of multiple materials face complexity and defect issues, leading to degraded performance, manufacturability, and reliability, along with bowing and fragility, due to compressive stress and coating runoff.

Innovation Solution

An optical interference filter with alternating layers of aluminum nitride (AlN) and hydrogenated silicon (Si:H) materials, which balances tensile and compressive stress, reducing bowing and improving durability and transmittance performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional optical filters use alternating layers of multiple materials, then optical filtering performance can be achieved, but device complexity and manufacturing difficulty increase

Engineering Contradiction:
Improveoptical filter performanceVSAvoidlayer structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent combines multiple material functions into a simplified alternating layer structure of SiO2 and Ta2O5. By merging the optical filtering requirements into just two alternating materials rather than three or more, the design achieves the necessary spectral filtering performance while significantly reducing structural complexity and manufacturing difficulty.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent optimizes specific parameters including layer thicknesses (SiO2 layers: 50-200nm, Ta2O5 layers: 50-150nm) and refractive index contrasts to achieve the desired optical filtering characteristics. By carefully controlling these parameters, the filter achieves high performance with a simpler two-material structure rather than requiring complex multi-material stacks.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If conventional optical filters use multiple alternating layers, then filtering performance is achieved, but manufacturing precision and quality deteriorate due to defects

Engineering Contradiction:
Improveoptical filtering performanceVSAvoidlayer quality and defect rate
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

By reducing the number of different materials from three to two (SiO2 and Ta2O5), the patent minimizes the number of material deposition processes required. This reduction directly decreases the probability of introducing defects during manufacturing and improves overall layer quality consistency across the filter structure.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent specifies optimized thickness ranges for each layer type (SiO2: 50-200nm, Ta2O5: 50-150nm) that are easier to manufacture with high precision. These parameter choices ensure that even with normal manufacturing tolerances, the resulting layers maintain the required optical performance without introducing defects from overly thin or thick layers.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If conventional optical filters have compressive stress in layers, then coating can be applied, but bowing and fragility increase reducing reliability

Engineering Contradiction:
Improvecoating applicabilityVSAvoidfilter durability and anti-bowing
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent employs a balanced alternating layer structure where SiO2 layers and Ta2O5 layers with different stress characteristics are arranged alternately. The compressive stress in one material type is counterbalanced by tensile stress in the other, creating a net-zero stress state that prevents bowing while maintaining coating integrity and manufacturing feasibility.

Inventive Principle:
Principle #8Anti-weight (Counterweight)

Solution Approach 2:

By controlling layer thickness parameters within specific ranges and selecting materials with complementary stress properties, the patent achieves a stress-balanced structure. This parameter optimization allows the filter to maintain dimensional stability and resist bowing during manufacturing and operation, while still enabling proper coating application.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The AlN/Si:H optical filter achieves improved transmittance (>85% in the 800-1000 nm range), reduced defects, and enhanced manufacturability, while minimizing bowing and coating runoff, resulting in a more reliable and durable optical filter.

Implementation Method 1

balances tensile and compressive stress, reducing bowing and improving durability and transmittance performance

Methodology Applied
Scientific EffectStress balancing:

Implementation Method 2

An optical interference filter includes a substrate; and a set of layers that are disposed on the substrate. The set of layers includes a first subset of layers, wherein the first subset of layers comprises an aluminum nitride (AlN) material; and a second subset of layers, wherein the second subset of layers comprises a hydrogenated silicon (Si:H) material.

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 3

causing, based on supplying the inert gas and the N2 gas, sputtering of an aluminum (Al) target to form a first set of layers that comprise AlN on a substrate

Methodology Applied
Scientific EffectSputtering: Sputtering

Data Source

PatentUS11867935B2Optical interference filter
Publication Date: 2024.01.09 VIAVI SOLUTIONS INC(US)
  • US11867935B2 patent drawing
  • US11867935B2 patent drawing
  • US11867935B2 patent drawing

AI summary

In some implementations, an optical interference filter includes a substrate; and a set of layers that are disposed on the substrate. The set of layers includes a first subset of layers, wherein the first subset of layers comprises an aluminum nitride (AlN) material; and a second subset of layers, wherein the second subset of layers comprises a hydrogenated silicon (Si:H) material.