Amino Acid-Modified Organopolysiloxane Synthesis

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Solution Overview

Problem

Existing methods for preparing amino acid-modified organopolysiloxanes face challenges such as the use of toxic compounds, complex synthesis processes, slow reaction rates, and instability of amide compounds at non-neutral pH levels, which hinder their application in cosmetic compositions for hair care and other applications.

Innovation Solution

Amino acid-modified organopolysiloxanes are synthesized under mild conditions by reacting amino-modified organopolysiloxanes with amino acid or amino acid derivative esters in the presence of an organometallic catalyst, avoiding the formation of salts and ensuring stability across a wide pH range.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If amino acid derivative-modified silicones are prepared using isocyanates or dicyclohexylcarbodiimide, then the amino and carboxyl groups can be protected, but toxic compounds are used which is undesired from the safety aspect

Engineering Contradiction:
Improveprotection of amino and carboxyl groupsVSAvoidtoxicity of isocyanates and dicyclohexylcarbodiimide
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent uses N-acylamino acid as an intermediary compound that reacts with amino-functional siloxane to form salt and amide compounds. This intermediary approach allows the amino and carboxyl groups to be protected through the salt formation without requiring toxic protecting agents like isocyanates or dicyclohexylcarbodiimide. The N-acylamino acid acts as a bridge that enables safe protection of functional groups.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Manufacturing precision

If N-acylamino acid is reacted with amino-functional siloxane, then salt and amide compounds can be formed, but the dehydration/amidation reaction is slow and it is thus difficult to selectively obtain the amide compound

Engineering Contradiction:
Improveselective obtainment of amide compoundVSAvoidreaction rate
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent addresses the slow reaction rate by optimizing reaction parameters such as temperature, pH control, and reaction time. By carefully controlling these parameters, the dehydration/amidation reaction proceeds at an acceptable rate while minimizing salt compound formation. The patent also addresses selectivity through controlled hydrolysis conditions that favor amide compound formation.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If the salt compound is obtained, then it is easily formed, but it cannot remain stable at pH levels outside the neutral region

Engineering Contradiction:
Improveease of salt compound formationVSAvoidstability of salt compound at non-neutral pH
Core Design Contradiction:
Ease of manufactureVSStability of the object's composition

Solution Approach 1:

The patent performs preliminary amidation reaction to convert the salt compound into the more stable amide compound before final product formulation. This preliminary action ensures that the final product contains stable amide bonds rather than pH-sensitive salt compounds, thereby improving stability at non-neutral pH levels while maintaining ease of manufacture through the straightforward salt formation step.

Inventive Principle:
Principle #10Preliminary action

4Productivity

If high temperature reaction in excess of 160°C is used to obtain peptide-silicone copolymer, then the reaction can proceed, but side reactions occur to form unnecessary components

Engineering Contradiction:
Improvereaction rate at high temperatureVSAvoidpurity of product
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent dramatically changes the temperature parameter from high temperature (excess of 160°C) to mild temperature conditions. This parameter change eliminates side reactions that occur at high temperatures while still enabling the desired amidation reaction to proceed at acceptable rates through optimized catalyst selection and reaction conditions, thereby achieving both productivity and manufacturing precision.

Inventive Principle:
Principle #35Parameter changes

5Manufacturing precision

If filtration and washing steps are added to remove side reaction products, then product purity can be improved, but the process complexity increases

Engineering Contradiction:
Improvepurity of productVSAvoidnumber of filtration and washing steps
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies preliminary anti-action by preventing side reactions from occurring in the first place through mild reaction conditions and selective catalysts. This preventive approach eliminates the need for subsequent filtration and washing steps to remove side reaction products, thereby maintaining high product purity while avoiding increased process complexity.

Inventive Principle:
Principle #9Preliminary anti-action

6Ease of manufacture

If epoxy-modified silicone is used as reactant, then reaction with amino group of peptide can occur, but the reactant is toxic

Engineering Contradiction:
Improvereactivity with amino groupVSAvoidtoxicity of epoxy-modified silicone
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The patent replaces toxic epoxy-modified silicone with N-acylamino acid as an intermediary reactant. This intermediary compound maintains the desired reactivity with amino groups through its carboxyl group while eliminating the toxicity associated with epoxy compounds. The N-acylamino acid serves as a safe alternative that achieves the same chemical transformation without harmful effects.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method allows for the production of amino acid-modified organopolysiloxanes with long-lasting performance in cosmetic compositions, providing improved combing and smoothness effects for hair care while maintaining stability and safety.

Implementation Method 1

reacting an amino-modified organopolysiloxane with an amino acid or amino acid derivative ester in the presence of an organometallic catalyst

Methodology Applied
Scientific EffectCatalysis: Catalysis

Data Source

PatentUS9109090B2Amino acid-modified organopolysiloxane, making method, and cosmetics
Publication Date: 2015.08.18 SHIN ETSU CHEMICAL CO LTD
  • US9109090B2 patent drawing
  • US9109090B2 patent drawing
  • US9109090B2 patent drawing

AI summary

An amino acid-modified organopolysiloxane can be prepared under mild reaction conditions by reacting an amino-modified organopolysiloxane with an amino acid or amino acid derivative ester in the presence of an organometallic catalyst. The amino acid-modified organopolysiloxane having a hydrophilic group is useful in cosmetics, powder surface treatment, fiber or fabric treatment, coating, and resin modification.