Ammonothermal N-face GaN Growth for Smooth Surfaces

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Solution Overview

Problem

Current technology is limited by the poor surface smoothness of N-polar (N-face) and M-plane GaN surfaces, which hinders the development of high-performance opto-electronic and electronic devices such as LEDs, LDs, HEMTs, and transistors due to rough surface profiles, limiting Mg doping concentrations and causing inversion domains and high gate leakage.

Innovation Solution

The ammonothermal growth method is used to directly grow N-face or M-plane GaN with an off-axis angle less than 10 degrees, allowing for the fabrication of GaN layers with high Mg doping concentrations and smooth surfaces, enabling the growth of additional nitride layers without further processing, and resulting in improved device performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If VPE growth techniques (MOCVD/MBE) are used to grow GaN layers on heterogeneous substrates, then device layers can be grown epitaxially with a buffer layer providing a smooth surface, but the buffer layer is limited to Ga-polar surface because N-polar growth results in a rough surface

Engineering Contradiction:
Improvesurface smoothnessVSAvoidpolarity selection
Core Design Contradiction:
Manufacturing precisionVSAdaptability or versatility

Solution Approach 1:

The invention changes the growth method from conventional VPE (MOCVD/MBE) to ammonothermal growth, which fundamentally alters the growth parameters and mechanism. This enables N-polar GaN layers to be grown with smooth surfaces by controlling temperature, pressure, and ammonia concentration in the supercritical state, overcoming the polarity limitation of VPE techniques

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention utilizes the phase transition of ammonia to a supercritical state (above 132°C and 114 atm) as the growth medium. This supercritical ammonia environment enables unique dissolution and precipitation mechanisms that allow N-polar GaN to grow with smooth surfaces, unlike conventional vapor phase methods

Inventive Principle:
Principle #36Phase transitions

2Reliability

If Mg doping concentration is increased in Ga-polar GaN films to improve p-type conduction, then hole concentration increases, but inversion domains form that deteriorate surface smoothness and limit further doping

Engineering Contradiction:
Improvep-type conduction efficiencyVSAvoidsurface smoothness
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

Instead of growing Ga-polar films and accepting inversion domain formation, the invention inverts the approach by directly growing N-polar GaN films. This reversal of polarity prevents inversion domain formation entirely, as the growth polarity matches the film polarity, allowing high Mg doping without surface degradation

Inventive Principle:
Principle #13The other way round (Inversion)

Solution Approach 2:

The ammonothermal growth method changes the fundamental growth parameters including temperature (500-700°C), pressure (100-300 atm), and ammonia concentration, creating conditions where N-polar growth produces smooth surfaces even with high Mg doping concentrations, eliminating the surface smoothness limitation

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If GaN devices are grown on Ga-polar surface to maintain surface smoothness, then fabrication is straightforward, but gate leakage is high and enhancement-mode operation is difficult to achieve

Engineering Contradiction:
Improvefabrication simplicityVSAvoidgate leakage control
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The invention changes the substrate polarity from Ga-polar to N-polar through ammonothermal growth, which fundamentally alters the polarization characteristics. This parameter change enables enhancement-mode HEMT operation and reduces gate leakage by reversing the polarization direction, while the supercritical ammonia growth maintains surface smoothness

Inventive Principle:
Principle #35Parameter changes

4Reliability

If N-polar or M-plane GaN surfaces are used to achieve higher Mg doping and improved device performance, then p-type conduction and carrier confinement improve, but surface roughness increases requiring additional processing steps

Engineering Contradiction:
Improvecarrier confinementVSAvoidprocessing steps
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The invention uses supercritical ammonia phase transition as the growth medium, which enables direct N-polar or M-plane GaN growth with smooth surfaces. This phase-based growth mechanism eliminates the need for additional surface processing steps that would otherwise be required to achieve smooth surfaces on N-polar or M-plane orientations

Inventive Principle:
Principle #36Phase transitions

Solution Approach 2:

The ammonothermal growth process self-regulates to produce smooth surfaces on N-polar or M-plane GaN through the unique properties of supercritical ammonia dissolution and precipitation, without requiring external intervention or additional processing steps to correct surface roughness

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach provides smoother surfaces for GaN-based devices, enhancing their performance by increasing Mg doping levels, reducing series resistance, and enabling low gate leakage and enhancement-mode operation, thus overcoming the limitations of existing Ga-polar devices.

Implementation Method 1

growing N-face or M-plane GaN with an off-axis angle less than 10 degrees, allowing for the fabrication of GaN layers with high Mg doping concentrations and smooth surfaces, enabling the growth of additional nitride layers without further processing

Methodology Applied
Scientific EffectSupercritical fluid dissolution and transport: Supercritical Fluid

Implementation Method 2

The ammonothermal growth method is used to directly grow N-face or M-plane GaN with an off-axis angle less than 10 degrees

Methodology Applied
Scientific EffectAmmonothermal growth:

Data Source

PatentUS8263424B2Opto-electronic and electronic devices using an N-face or M-plane gallium nitride substrate prepared via ammonothermal growth
Publication Date: 2012.09.11 RGT UNIV OF CALIFORNIA
  • US8263424B2 patent drawing
  • US8263424B2 patent drawing
  • US8263424B2 patent drawing

AI summary

A method for growing III-V nitride films having an N-face or M-plane using an ammonothermal growth technique. The method comprises using an autoclave, heating the autoclave, and introducing ammonia into the autoclave to produce smooth N-face or M-plane Gallium Nitride films and bulk GaN.