Apixaban Synthesis Process Eliminating Ullmann Reaction

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Solution Overview

Problem

Current processes for preparing Apixaban are complex, costly, and environmentally unfriendly, involving harsh conditions, high metal loading, and erratic yields, with a need for simpler, cost-effective methods using inexpensive starting materials to produce high yields of the drug and its intermediates.

Innovation Solution

A simplified process involving a single inorganic base for acylation and cyclization steps, using aniline as a starting material, and eliminating the need for expensive reagents and harsh conditions, with specific steps including nitrating and chlorinating agents in non-halogenated solvents, and reduction using hydrazine hydrate and Raney Nickel, to produce Apixaban in high purity and yield.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If traditional processes are used to prepare Apixaban, then the drug can be produced, but the process is complex, costly, and involves harsh conditions with erratic yields

Engineering Contradiction:
ImproveyieldVSAvoidprocess complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent segments the synthesis process into distinct modular stages: acylation of aniline with halovaleryl halide, cyclization to form piperidinone, nitration to introduce nitro group, condensation with hydrazono compound, and final aminolysis. Each stage is optimized independently with specific reagents and conditions, allowing for better control and reduced overall complexity while improving yields at each step.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent employs parameter changes by selecting specific reagents and conditions for each transformation: using triethylamine as base in acylation, formic acid for cyclization, nitric acid for nitration, and methanolic ammonia for aminolysis. Temperature parameters are precisely controlled (e.g., 0-5°C for acylation, reflux for cyclization and nitration, 60-70°C for aminolysis), which stabilizes the process and improves yield consistency.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If expensive reagents and harsh conditions are used, then reaction proceeds, but operational costs increase and environmental impact worsens

Engineering Contradiction:
Improvereaction reliabilityVSAvoidmanufacturing cost
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent replaces expensive reagents with cheaper alternatives: using triethylamine instead of costly bases, formic acid instead of expensive cyclizing agents, and methanolic ammonia instead of expensive aminolysis reagents. These inexpensive reagents maintain reaction reliability while significantly reducing operational costs and environmental burden.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent converts potentially harmful reactions into beneficial outcomes by using mild, selective reagents. For example, the nitration step uses controlled nitric acid treatment that selectively introduces the nitro group without excessive side reactions, and the condensation uses hydrazono compound that provides high selectivity. This approach maintains reliability while reducing hazardous waste.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

3Productivity

If multiple bases and costly reagents are used for acylation and cyclization, then intermediates are formed, but the process becomes costly and operationally complex

Engineering Contradiction:
Improveintermediate yieldVSAvoidmaterial cost
Core Design Contradiction:
ProductivityVSEase of manufacture

Solution Approach 1:

The patent employs triethylamine as a universal base for multiple transformations including acylation and as an acid scavenger throughout the process. This single reagent performs multiple functions, eliminating the need for multiple different bases and reducing both material costs and operational complexity while maintaining high intermediate yields.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent uses formic acid as an intermediary reagent that facilitates cyclization by providing controlled acidity and forming transient intermediates that drive the reaction forward. This intermediary approach allows the cyclization to proceed efficiently without requiring harsh conditions or expensive catalysts, improving intermediate yield while reducing costs.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Productivity

If Ullmann reaction with copper catalyst is used, then ester compound is formed, but metal loading is high and yields are erratic

Engineering Contradiction:
Improveester yieldVSAvoidreaction consistency
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent extracts and eliminates copper catalyst and Ullmann reaction conditions from the synthesis pathway. Instead, it employs a direct condensation reaction between the nitro-piperidinone intermediate and hydrazono compound under mild basic conditions to form the pyrazolo[3,4-c]pyridine core. This removal of metal catalysis eliminates the erratic yields and high metal loading associated with Ullmann reactions while improving both productivity and reliability.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent substitutes the mechanical Ullmann coupling mechanism (requiring copper catalyst, high temperature, and prolonged reaction time) with a chemical condensation mechanism using hydrazono compound under milder conditions. This substitution replaces a metal-dependent mechanical system with a more reliable chemical transformation that proceeds with consistent high yields.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

5Manufacturing precision

If lengthy reaction times and high temperatures are used, then transformation is complete, but energy consumption increases and productivity decreases

Engineering Contradiction:
Improvetransformation completionVSAvoidenergy consumption
Core Design Contradiction:
Manufacturing precisionVSUse of energy by moving object

Solution Approach 1:

The patent optimizes temperature and time parameters for each step: acylation at 0-5°C for 1-2 hours, cyclization at reflux for 2-4 hours, nitration at 0-5°C for 1-2 hours, condensation at room temperature for 12-24 hours, and aminolysis at 60-70°C for 12-24 hours. These precisely controlled parameters ensure complete transformation while minimizing energy consumption and maximizing productivity.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The process achieves better yields and improved purity of Apixaban with reduced environmental impact and operational costs, avoiding the use of hazardous materials and cumbersome procedures, while using inexpensive starting materials.

Implementation Method 1

reduction using hydrazine hydrate and Raney Nickel

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

reduction using hydrazine hydrate and Raney Nickel

Methodology Applied
Scientific EffectReduction: Reduction

Data Source

PatentEP3189053B1An improved process for the preparation of apixaban and intermediates thereof
Publication Date: 2021.05.05 UNICHEM LAB LTD
  • EP3189053B1 patent drawingFigure 1
  • EP3189053B1 patent drawing
  • EP3189053B1 patent drawing

AI summary

The present invention refers to novel process for the preparation of Apixaban. Further, the invention also related to a process for the preparation of intermediate of Apixaban from very basic and cheap row material i.e. Aniline which is widely commercially available. The present invention provides process for preparation of Apixaban using a different sequence of synthetic steps and does not involve use of Ullmann reaction.