Aqueous Pretreatment Coating for One-Step Metal Cold Forming

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Solution Overview

Problem

Conventional cold forming processes for metallic substrates require multiple steps, including separate application of conversion coatings and lubricants, leading to inefficiencies such as short bath lifetimes, high VOC content, and the need for rinsing and neutralization steps, which are economically and environmentally undesirable.

Innovation Solution

A single-step method using an aqueous lubricant composition with a pH range of 0.1 to 6.0, containing vinyl pyrrolidone polymers, wax, corrosion inhibitors, and oxalate or phosphate anions, which acts as both a conversion coating and lubricant, eliminating the need for additional steps and ensuring stable adhesion and effective friction reduction.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If separate conversion coating and lubricant application steps are used, then coating adhesion is improved, but process complexity and production time increase

Engineering Contradiction:
Improvecoating adhesionVSAvoidprocess complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent combines the conversion coating and lubricant application into a single integrated treatment step. The aqueous lubricant composition contains both conversion coating agents (oxalate and/or phosphate anions) and lubricant components (wax, polymer), allowing simultaneous formation of adherent conversion coating and lubricant layer in one process step, eliminating the need for separate application steps while maintaining coating adhesion.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The aqueous lubricant composition serves multiple functions simultaneously: it acts as a conversion coating agent to form adherent layers on the metallic substrate, provides lubrication through wax and polymer components, and offers corrosion protection. This multi-functionality resolves the contradiction by consolidating multiple specialized treatments into one universal composition.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Manufacturing precision

If multiple treatment steps including rinsing and neutralization are used, then coating quality is improved, but production efficiency and environmental performance deteriorate

Engineering Contradiction:
Improvecoating qualityVSAvoidproduction efficiency
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent merges conversion coating and lubricant application into one step, and the aqueous composition is designed to not require intermediate rinsing or neutralization steps. The composition maintains stability and effectiveness throughout the process, allowing direct application followed immediately by cold forming operations, thereby improving production efficiency while maintaining coating quality.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The aqueous lubricant composition enables continuous processing without interruption for rinsing or neutralization. The treatment is followed directly by cold forming operations, maintaining continuous useful action throughout the process and eliminating non-productive time, thus improving production efficiency while ensuring coating quality through proper formulation.

Inventive Principle:
Principle #20Continuity of useful action

3Reliability

If conventional lubricant compositions are used, then lubrication performance is achieved, but bath lifetime is short and environmental impact increases

Engineering Contradiction:
Improvelubrication performanceVSAvoidbath lifetime
Core Design Contradiction:
ReliabilityVSDuration of action of stationary object

Solution Approach 1:

The patent uses an aqueous-based composition instead of conventional oil-based lubricants, changing the fundamental parameter of the lubricant medium. This aqueous formulation provides effective lubrication performance while offering superior bath stability and longevity. The aqueous base reduces contamination and degradation, extending bath lifetime and reducing environmental impact through lower VOC content and improved biodegradability.

Inventive Principle:
Principle #35Parameter changes

4Reliability

If acid-based conversion coatings are applied separately before lubricant, then coating adhesion is improved, but additional rinsing and neutralization steps are required

Engineering Contradiction:
Improvecoating adhesionVSAvoidprocess time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent combines the acid-based conversion coating step and lubricant application into a single simultaneous treatment. The aqueous lubricant composition contains both conversion coating agents (oxalate/phosphate anions in acidic pH range) and lubricant components, eliminating the sequential steps and the need for intermediate rinsing and neutralization, thereby reducing process time while maintaining coating adhesion.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The aqueous lubricant composition functions as both conversion coating agent and lubricant simultaneously. It provides the acidic environment needed for conversion coating formation while also delivering lubrication through wax and polymer components, all in one application step without requiring additional rinsing or neutralization, thus reducing process time while ensuring coating adhesion.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in higher coating weights, improved adhesion, reduced friction, and enhanced corrosion resistance, allowing for high-speed cold forming and extrusion without the need for rinsing or neutralization, while extending bath lifetimes and reducing environmental impact.

Implementation Method 1

at least one coating film such as a conversion coating film is applied onto the workpieces prior to the cold forming process

Methodology Applied
Scientific EffectConversion coating: Chemical Bonding

Implementation Method 2

conventionally non-reactive forming oils are applied to the workpieces

Methodology Applied
Scientific EffectLubrication: Lubrication

Implementation Method 3

at least one coating film such as a conversion coating film is applied onto the workpieces prior to the cold forming process, which functions as separating layer between the workpiece and the tools

Methodology Applied
Scientific EffectFilm formation: Deposition (physical)

Data Source

PatentUS20230106175A1One-step pretreatment method of metallic substrates for metal cold forming
Publication Date: 2023.04.06 CHEMETALL GMBH

AI summary

Disclosed herein is a method for pretreatment of a metallic substrate for a subsequent metal cold forming process, said method , and contacting at least one surface of the substrate with an aqueous lubricant composition (B). The aqueous lubricant composition (B) has a pH value in the range of from 0.1 to 6.0, and includes water in an amount of at least 40 wt.-%, based on the total weight of the composition (B), at least one film-forming polymer, at least one wax, at least one corrosion inhibitor , and oxalate and/or phosphate anions. Further disclosed herein are a pretreated metallic substrate obtainable by the aforementioned inventive method, a method of cold forming of a metallic substrate including a step of subjecting the inventive pretreated metallic substrate to a cold forming process, an aqueous lubricant composition (B), and a master batch for preparing the aqueous composition (B).