Aspect Ratio Trapping Buffer Layer Edge Effects

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Solution Overview

Problem

Lattice mismatched semiconductor materials used in device fabrication often result in high dislocation densities and structural defects, which degrade device performance and require additional processing steps, limiting their integration with silicon-based CMOS technology.

Innovation Solution

The implementation of Aspect Ratio Trapping (ART) techniques, which involve growing crystalline materials in high aspect ratio openings to trap defects at non-crystalline sidewalls, combined with the use of an above-pattern planar buffer layer to reduce edge-related disadvantages such as leakage and recombination characteristics.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If lattice mismatched semiconductor materials are integrated to achieve high carrier mobility, then device performance is improved, but dislocation densities and structural defects increase

Engineering Contradiction:
Improvedevice performanceVSAvoiddislocation densities and structural defects
Core Design Contradiction:
ReliabilityVSObject-generated harmful factors

Solution Approach 1:

The patent segments the semiconductor structure into distinct regions: a first semiconductor material region, a second semiconductor material region with lattice mismatch, and a buffer layer. This segmentation isolates the lattice mismatched region to specific areas, confining dislocations and defects to the buffer layer and interface regions while preserving high-quality crystalline regions for device operation, thereby maintaining high carrier mobility without being degraded by widespread defects

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent applies local quality by creating regions with different material compositions and crystal qualities at specific locations. The buffer layer and interface regions are designed to locally accommodate lattice mismatch and trap dislocations, while the active device regions maintain high crystalline quality. This localized approach allows the structure to have different properties in different areas: defect-tolerant regions and defect-free regions, resolving the contradiction between integrating mismatched materials and maintaining overall device performance

Inventive Principle:
Principle #3Local quality

2Reliability

If additional processing steps are implemented to counteract structural characteristics, then device performance is maintained, but manufacturing complexity increases

Engineering Contradiction:
Improvedevice performanceVSAvoidadditional processing steps
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent implements preliminary action by incorporating the buffer layer and designing the heteroepitaxial structure in advance to preemptively manage lattice mismatch and defect formation. Rather than requiring post-growth correction steps, the structure is designed from the outset to self-manage defects through the buffer layer's dislocation-trapping capability, thereby maintaining device performance without requiring additional corrective processing steps

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent converts the harmful effect of lattice mismatch into a beneficial feature by designing the buffer layer to trap and confine dislocations. The lattice mismatch, which would normally generate harmful defects throughout the structure, is instead harnessed to create a self-organizing defect-trapping mechanism. The interface between mismatched materials becomes a controlled defect sink rather than a source of widespread degradation, eliminating the need for additional processing to counteract defects

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

3Manufacturing precision

If heteroepitaxial growth is performed to achieve high-quality crystalline material, then material quality is improved, but edge effects and surface recombination increase

Engineering Contradiction:
Improvecrystalline material qualityVSAvoidedge effects and surface recombination
Core Design Contradiction:
Manufacturing precisionVSObject-generated harmful factors

Solution Approach 1:

The patent extracts the harmful edge effects and surface recombination issues from the active device regions by confining them to the buffer layer and heteroepitaxial interface regions. The buffer layer acts as a separate entity that absorbs and isolates these harmful effects, allowing the subsequent high-quality crystalline material to be grown without inheriting the edge effects. This extraction enables the production of high-quality crystalline material free from the detrimental surface recombination characteristics

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The buffer layer serves as an intermediary between the substrate and the high-quality crystalline material. It mediates the heteroepitaxial growth process by providing a controlled interface that manages lattice mismatch and isolates edge effects. The buffer layer absorbs the harmful surface recombination and edge effects, allowing the overlying crystalline material to achieve high quality without being contaminated by these defects, thereby resolving the contradiction between material quality and edge effects

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly reduces dislocation densities and surface recombination, enabling the growth of high-quality lattice-mismatched materials with reduced edge effects, improving device performance and simplifying fabrication processes by eliminating edge-related issues.

Implementation Method 1

crystalline material epitaxially grown in openings or confined areas with an aspect ratio (depth/width)>0.5

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Data Source

PatentUS9640395B2Reduction of edge effects from aspect ratio trapping
Publication Date: 2017.05.02 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
  • US9640395B2 patent drawing
  • US9640395B2 patent drawing
  • US9640395B2 patent drawing

AI summary

A device includes a crystalline material within an area confined by an insulator. In one embodiment, the area confined by the insulator is an opening in the insulator having an aspect ratio sufficient to trap defects using an ART technique. Method and apparatus embodiments of the invention can reduce edge effects in semiconductor devices. Embodiments of the invention can provide a planar surface over a buffer layer between a plurality of uncoalesced ART structures.