Athermal Optical Filter for WDM Carrier Grid Locking

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Solution Overview

Problem

In wavelength division multiplexing (WDM) and dense wavelength division multiplexing (DWDM) optical networks, existing methods for frequency locking are inefficient due to reliance on temperature stabilization, large DC power consumption, and mechanical sensitivity, particularly challenging for photonic integrated circuits where fabrication errors and thermo-optic coefficients complicate absolute wavelength referencing.

Innovation Solution

Employing an athermal optical filter integrated on a silicon photonic integrated circuit, which is immune to fabrication errors and does not require a Fabry-Perot etalon, using a tunable free spectral range bandpass filter to lock frequencies to a standardized grid like the ITU grid, and impressing dither signals for channel identification and locking.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If a Fabry-Perot etalon with temperature stabilization is used for frequency locking, then frequency accuracy is improved, but device complexity and cost increase

Engineering Contradiction:
Improvefrequency accuracyVSAvoidtemperature measurement and adjustment circuits
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent extracts the temperature stabilization requirement by using materials with near-zero thermo-optic coefficients, thereby eliminating the need for complex temperature measurement and adjustment circuits while maintaining frequency locking accuracy

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent changes the material parameter (thermo-optic coefficient) to near-zero values by selecting specific materials, which fundamentally alters the system's thermal sensitivity and eliminates the need for active temperature control

Inventive Principle:
Principle #35Parameter changes

2Reliability

If temperature stabilization techniques are employed for wavelength locking, then frequency locking reliability is improved, but power consumption increases

Engineering Contradiction:
Improvefrequency locking reliabilityVSAvoidDC power consumption
Core Design Contradiction:
ReliabilityVSUse of energy by moving object

Solution Approach 1:

The patent converts the harmful effect of thermal sensitivity into a benefit by using materials whose near-zero thermo-optic coefficients naturally compensate for temperature variations, thereby maintaining reliable frequency locking without additional power consumption

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

3Measurement precision

If conventional quartz glass Fabry-Perot etalon is integrated on chip, then frequency locking is achieved, but device dimensions become too large

Engineering Contradiction:
Improvefrequency locking precisionVSAvoidetalon dimensions
Core Design Contradiction:
Measurement precisionVSVolume of moving object

Solution Approach 1:

The patent creates a chip-scale copy of the Fabry-Perot etalon functionality using photonic crystal structures, which replicates the frequency filtering function in a miniaturized form factor suitable for integration

Inventive Principle:
Principle #26Copying

Solution Approach 2:

The patent transitions from three-dimensional bulk quartz etalons to two-dimensional photonic crystal structures, achieving the same frequency selective function in a planar, chip-compatible geometry

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

4Ease of manufacture

If interferometers are fabricated on photonic chips, then integration is achieved, but fabrication errors cause significant deviation from design

Engineering Contradiction:
Improveon-chip integrationVSAvoidfilter shape accuracy
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent uses materials with near-zero thermo-optic coefficients, which fundamentally changes the system's sensitivity to fabrication errors and environmental variations, thereby maintaining manufacturing tolerance

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach allows for compact, fast, and cost-effective frequency locking without sensitive mechanical preparation or accurate temperature measurements, enabling precise alignment of optical carriers to a grid, thus reducing interchannel crosstalk and improving network efficiency.

Implementation Method 1

employing at least one athermal optical filter which exhibits athermal behavior in a desired, i.e., target, frequency range

Methodology Applied
Scientific EffectAthermal effect:

Implementation Method 2

a tunable free spectral range (FSR) bandpass filter having transmission peaks spaced at intervals that correspond with the frequencies of the desired grid

Methodology Applied
Scientific EffectOptical interference: Interference

Implementation Method 3

converting the optical signal to the electrical domain, e.g., using one or more photodiodes

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentUS10038546B2Method and apparatus for locking WDM transmitter carriers to a defined grid
Publication Date: 2018.07.31 NOKIA OF AMERICA CORP
  • US10038546B2 patent drawing
  • US10038546B2 patent drawing
  • US10038546B2 patent drawing

AI summary

The locking of optical carriers to a grid can be achieved by employing an optical filter that exhibits athermal behavior in a frequency range to lock at least the frequency of a first channel to a target frequency. The locked frequency may be used to tune and lock the location of the free spectral range of a bandpass filter having transmission peaks at intervals, e.g., an FSR, corresponding to the target grid. The bandpass filter is used generate feedback signals that are used to lock the remaining frequencies to the grid. The athermal filter may be integrated on a silicon photonic integrated circuit.