Automated Security Policy Assignment for Digitized Documents

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Solution Overview

Problem

Existing methods for securing paper-based documents are inefficient and prone to improper access, as they rely on manual review and penalties, which are time-consuming and insufficient in regulating access to digitized documents.

Innovation Solution

A system that automates the assignment of protection to digitized documents using a client-server network, where a central server with a security policy assigner and evaluator analyzes document content, applies security policies based on user identity, role, and context, and enforces access restrictions dynamically.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If manual review is used to determine security policy for documents, then security can be assigned to documents, but the process becomes very expensive and time-consuming

Engineering Contradiction:
Improvesecurity policy assignmentVSAvoidtime to assign security policy
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent replaces the manual mechanical review process with an automated optical character recognition (OCR) system and computer algorithm that extracts text from documents and automatically assigns security policies based on keywords and content analysis, eliminating the need for human reviewers while maintaining security standards

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The system enables documents to self-categorize and self-assign security policies through automated text extraction and keyword matching algorithms, allowing the document processing system to determine appropriate security levels without external human intervention

Inventive Principle:
Principle #25Self-service

2Ease of operation

If digital format is used for documents, then documents can be more easily searched, moved, and shared, but documents become subject to more improper access including viewing, distribution, and copying

Engineering Contradiction:
Improvedocument accessibilityVSAvoidimproper access to documents
Core Design Contradiction:
Ease of operationVSObject-affected harmful factors

Solution Approach 1:

The patent applies different security policy levels to different documents or portions of documents based on their content analysis, allowing highly sensitive documents to have restricted access while less sensitive documents remain more accessible, creating granular security control that adapts to each document's specific needs

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The system introduces an automated security policy assignment system that acts as an intermediary between the digital document and the user, automatically evaluating document content and applying appropriate security restrictions without requiring manual human judgment for each access request

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If penalties are used to regulate person's behavior regarding document access, then some deterrence is provided, but a person willing to risk punishment may still access the document

Engineering Contradiction:
Improveaccess regulationVSAvoidsecurity enforcement mechanism
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent implements security restrictions and access controls before any document access can occur, automatically assigning security policies and enforcing restrictions in advance rather than relying on post-access penalties, preventing improper access before it can happen

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS8931044B1Methods and systems for automated assignment of protection to physical documents that are digitized
Publication Date: 2015.01.06 OPEN TEXT CORP
  • US8931044B1 patent drawing
  • US8931044B1 patent drawing
  • US8931044B1 patent drawing

AI summary

Content analysis is performed on documents that have been scanned or converted into a digital format. Based on the content analysis of a document, a security policy is selected and assigned or attached to the document. The security policy prevents the document from being improperly accessed. In a specific implementation, the documents include patient medical records.