Thermally Compensated Arrayed Waveguide Grating with Folded Paths

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Solution Overview

Problem

Existing arrayed waveguide gratings (AWGs) face challenges in maintaining signal integrity due to temperature changes, which cause shifts in the center wavelength and affect the performance of optical circuits, leading to inefficiencies in multiplexing and de-multiplexing functions.

Innovation Solution

The implementation of a thermally compensated AWG design that incorporates a pivotable mirror and actuator system, allowing for adjustments in the optical path to maintain signal integrity across temperature changes, while also reducing the physical size of the AWG through folded optical paths and efficient placement of access waveguides.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Temperature

If traditional AWG design is used, then the device structure is simple, but the device footprint is large and cannot be effectively temperature compensated

Engineering Contradiction:
Improvetemperature independenceVSAvoiddevice structure complexity
Core Design Contradiction:
TemperatureVSDevice complexity

Solution Approach 1:

The patent employs a pivotable mirror that can dynamically adjust its angle in response to temperature changes. The mirror assembly includes an actuator that pivots the mirror about an axis, allowing the optical path to be dynamically reconfigured to compensate for thermal effects on the AWG performance

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent changes the reflection angle parameter of the mirror to compensate for temperature-induced wavelength shifts. By adjusting the mirror angle, the optical path length through the AWG is modified, thereby compensating for thermal effects and maintaining center wavelength stability

Inventive Principle:
Principle #35Parameter changes

2Area of stationary object

If direct optical connection is used, then the device structure is simple, but the device footprint is large

Engineering Contradiction:
Improvedevice footprintVSAvoidoptical path configuration
Core Design Contradiction:
Area of stationary objectVSDevice complexity

Solution Approach 1:

The patent uses a folded optical path configuration where the optical path is bent back on itself using mirrors, effectively utilizing three-dimensional space rather than requiring a large two-dimensional footprint. This allows the optical path to be compacted while maintaining the necessary optical path length

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The pivotable mirror assembly allows the optical path to be dynamically reconfigured, enabling compact packaging while maintaining proper optical alignment. The mirror can pivot to adjust the optical path geometry, facilitating a compact design that adapts to space constraints

Inventive Principle:
Principle #15Dynamics

3Reliability

If mirror assembly with actuator is added, then temperature compensation is achieved, but device complexity increases

Engineering Contradiction:
Improvesignal integrityVSAvoidmirror assembly complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The mirror assembly is designed to automatically respond to temperature changes through its actuator mechanism, providing self-compensation without requiring external control systems. The actuator pivots the mirror in response to thermal expansion or contraction of the mounting structure, enabling automatic temperature compensation

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent utilizes thermal expansion of the mirror assembly mounting structure to drive the compensation mechanism. As temperature changes, the differential thermal expansion between different materials causes the mirror to pivot, automatically adjusting the optical path to compensate for AWG wavelength shifts

Inventive Principle:
Principle #37Thermal expansion

4Area of stationary object

If compact design with folded paths is used, then device footprint is reduced, but manufacturing precision requirements increase

Engineering Contradiction:
Improvedevice footprintVSAvoidoptical alignment precision
Core Design Contradiction:
Area of stationary objectVSManufacturing precision

Solution Approach 1:

The pivotable mirror assembly provides a mechanism for fine-tuning the optical path alignment. By adjusting the mirror angle, manufacturing misalignments can be compensated, providing a feedback mechanism that corrects for tolerances in the fabrication process

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The dynamic adjustment capability of the pivotable mirror allows for post-fabrication alignment tuning. The mirror can be pivoted to correct alignment errors introduced during manufacturing, reducing the stringency of precision requirements during the fabrication process

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design provides a compact, cost-effective, and temperature-independent AWG that maintains signal integrity and reduces the footprint of the device, enabling more efficient multiplexing and de-multiplexing functions, allowing for a larger number of devices on a substrate with reduced manufacturing costs.

Implementation Method 1

an optical path through the first slab waveguide from the access edge is folded by providing an optical reflection from a mirror

Methodology Applied
Scientific EffectReflection: Reflection

Implementation Method 2

the mirror assembly comprises an actuator that pivots the mirror along a rotation in the plane of the slab waveguide in response to a change in temperature

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Data Source

PatentUS9110232B2Thermally compensated arrayed waveguide grating assemblies
Publication Date: 2015.08.18 WELLS FARGO BANK NA
  • US9110232B2 patent drawing
  • US9110232B2 patent drawing
  • US9110232B2 patent drawing

AI summary

Arrayed waveguide grating can have one or both slab waveguides with relatively sharply folded optical paths and a mirror that provides the folding of the path. The folded optical paths through the slab waveguides can result in a more compact geometry of the waveguides through the device as well as smaller slab waveguides such that the device can be formed with a significantly smaller overall footprint. Also, arrayed waveguide gratings that cooperate with pivotable mirrors can adjust light passage through the waveguide in response to temperature changes to provide for thermally compensated operation of the device. Thus, very compact planar lightwave circuits filters are described that provide thermally compensated operation.