Temperature-Insensitive AWG with Kerf Compensation

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Solution Overview

Problem

Conventional Arrayed Waveguide Grating (AWG) devices in WDM telecommunication systems are temperature-sensitive, requiring external power for temperature control, and suffer from optical path length changes due to dicing kerf width during manufacturing, leading to shifts in optical characteristics like bandwidth and insertion loss.

Innovation Solution

The implementation of a temperature-insensitive AWG device that compensates for optical path length changes by adding an additional optical path length equivalent to the dicing kerf width during waveguide design and fabrication, or by adding an additional waveguide at a shifted position to minimize path length changes, thereby maintaining stable optical performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional dicing method is used to manufacture AWG chip, then manufacturing process is simple and efficient, but optical path length changes due to dicing kerf width causing bandwidth narrowing and insertion loss

Engineering Contradiction:
Improvemanufacturing efficiencyVSAvoidoptical path length precision
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent applies preliminary action by pre-calculating and pre-compensating for the dicing kerf width in the optical path length design. Before the actual dicing process, the optical path length is designed to include a compensation value that anticipates the material removal during dicing. This ensures that after dicing, the actual optical path length matches the designed value, eliminating bandwidth narrowing and insertion loss while maintaining simple manufacturing processes.

Inventive Principle:
Principle #10Preliminary action

2Stability of the object's composition

If AWG device is made temperature insensitive by using lateral sliding rod, then temperature stability is improved, but additional structural complexity is introduced

Engineering Contradiction:
Improvetemperature stabilityVSAvoidstructural complexity
Core Design Contradiction:
Stability of the object's compositionVSDevice complexity

Solution Approach 1:

The patent applies thermal expansion principle by incorporating a lateral sliding rod made of material with positive thermal expansion coefficient. As temperature changes, the rod expands or contracts laterally, automatically adjusting the position of the input waveguide to compensate for thermal drift in the AWG device. This passive thermal compensation mechanism achieves temperature insensitivity without requiring external control systems, balancing temperature stability with acceptable structural complexity.

Inventive Principle:
Principle #37Thermal expansion

3Reliability

If optical path length is compensated by adding additional path length, then optical characteristics stability is improved, but waveguide fabrication complexity increases

Engineering Contradiction:
Improveoptical characteristics stabilityVSAvoidwaveguide fabrication ease
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent applies local quality by implementing optical path length compensation only in the specific region where dicing occurs, rather than throughout the entire waveguide structure. The compensation is localized to the input waveguide section that crosses the dicing line, allowing precise correction of optical path length without complicating the fabrication of other waveguide sections. This targeted approach maintains fabrication simplicity while achieving the desired optical stability.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

These methods effectively minimize optical path length changes and stabilize optical characteristics, enhancing both the performance and production yield of the AWG devices, ensuring consistent operation across temperature variations and manufacturing processes.

Implementation Method 1

The Arrayed Waveguide Grating multiplexex/demultiplexer (AWG) device is frequently used at the end of receiver units to demultiplex the optical signal with many multiplexed wavelengths

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 2

the lateral sliding rod (9) to compensate the wavelength shift by moving the input sub-chip part (6a), in which the initial input stripe waveguide circuit (1a) is located, in the horizontal (x) direction in accordance with the thermal expansion and thermal contraction

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Data Source

PatentUS7965912B2Temperature insensitive arrayed waveguide grating multiplexer for optical property compensation and the manufacturing method thereof
Publication Date: 2011.06.21 POINTEK
  • US7965912B2 patent drawing
  • US7965912B2 patent drawing
  • US7965912B2 patent drawing

AI summary

Two methods are presented in order to properly compensate the changes of the optical characteristics, which are caused by the optical path length change. First, a path length compensation method in which the additional optical path length, equivalent to the dicing kerf width of the substrate, is added onto the diced-to-be waveguide part of the AWG chip during the waveguide design process and fabrication process so that the compensated optical path length is maintained even after dicing. In addition, a position compensation method is provided in which an additional waveguide is added at the position shifted by a distance equivalent to the kerf width of the substrate such that the additional waveguide undergoes the minimized path length change after dicing is performed.