Backup Ring Edge Hardening for Roller Cone Drill Bit Seals

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Solution Overview

Problem

The backup ring in roller cone drill bits often fails due to tearing and wear, particularly at the outer diameter, caused by exposure to drilling fluids and mud, leading to seal failure.

Innovation Solution

The backup ring is modified by increasing its hardness while maintaining flexibility, achieved through material removal at the exposed edge in shapes like U or V configurations, or by using electron beam radiation to increase crosslink density at the edges, and incorporating springs or honeycomb structures to enhance durability and sealing performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If a low Shore A hardness elastomeric compound is used in the backup ring, then the backup ring can be easily manufactured and installed, but it degrades over time and suffers tear and wear failure at the outer diameter

Engineering Contradiction:
Improveease of manufactureVSAvoidreliability
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent applies local quality by creating a dual-hardness structure where the bulk of the backup ring maintains low Shore A hardness for flexibility and ease of manufacture, while the outer diameter edge is hardened to resist wear and tear. This is achieved through selective material application or surface treatment that differentiates the properties of different regions of the same component.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent employs composite materials by combining a soft elastomeric base material with a harder material layer or reinforcement at the critical outer diameter edge. This composite structure allows the backup ring to simultaneously exhibit the flexibility needed for sealing and the hardness required for wear resistance.

Inventive Principle:
Principle #40Composite materials

2Strength

If the hardness of the backup ring is increased to reduce wear, then wear resistance improves, but the backup ring loses flexibility and sealing effectiveness

Engineering Contradiction:
Improvewear resistanceVSAvoidflexibility
Core Design Contradiction:
StrengthVSAdaptability or versatility

Solution Approach 1:

The patent resolves this contradiction by applying local quality - the bulk material remains soft and flexible to maintain sealing effectiveness, while only the outer diameter edge is hardened to provide wear resistance. This localized property differentiation allows both requirements to be satisfied simultaneously in different regions.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent segments the backup ring into functionally distinct zones: a soft elastomeric core for flexibility and sealing, and a hardened outer edge for wear resistance. This segmentation allows each zone to perform its specific function optimally without compromising the other.

Inventive Principle:
Principle #1Segmentation

3Strength

If material is removed from the exposed edge of the backup ring, then wear resistance is improved through reduced stress concentration, but the structural integrity may be compromised

Engineering Contradiction:
Improvewear resistanceVSAvoidstructural integrity
Core Design Contradiction:
StrengthVSStress or pressure

Solution Approach 1:

The patent applies curvature by replacing sharp edges with radiused or rounded edges on the backup ring. This geometric modification reduces stress concentration at the outer diameter while maintaining structural integrity, as the curved transition distributes stresses more evenly throughout the material.

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The patent applies preliminary action by pre-modifying the edge geometry (adding radiuses or removing material) during manufacturing to prevent future stress concentration and wear initiation. This preventive modification is performed before the component enters service, eliminating the need for corrective actions later.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The modified backup ring design significantly reduces wear and tear, maintaining effective sealing force and contact pressure, thereby enhancing the durability and reliability of the face seal assembly.

Implementation Method 1

using electron beam radiation to increase crosslink density at the edges

Methodology Applied
Scientific EffectElectron beam radiation: Electron Beam

Implementation Method 2

incorporating springs or honeycomb structures to enhance durability and sealing performance

Methodology Applied
Scientific EffectElasticity: Elasticity

Data Source

PatentEP2954144B1Enhanced backup ring edge features for metal face seal in roller cone drill bits
Publication Date: 2019.04.03 BAKER HUGHES CO
  • EP2954144B1 patent drawingFigure 1~4
  • EP2954144B1 patent drawingFigure 2~3
  • EP2954144B1 patent drawingFigure 5~8

AI summary

A backup ring for a face seal in a roller cone bit is configured to resist wear from drilling fluids present adjacent exposed faces of the backup ring. Portions are removed from an exposed end face in a variety of shapes while the hardness of the material is increased. The removal of material offsets an increase in force that would be transmitted through the backup ring on face seal assembly due to flexing. A spring can optionally be included in the removed material location. Another way is to increase the edge density of all or part of the exposed edges while leaving the interior portions unaffected by using electron beam radiation to increase the crosslink density or by other techniques that allow a unitary structure with a more durable edge region.