BaTiO3 Photonic Crystal Waveguide Modulators for Compact High-Bandwidth Operation

Solution Overview

Problem

Current electro-optic modulators face challenges in achieving compact size, low operating voltage, and wide bandwidth simultaneously, particularly in short-reach networks where lithium niobate devices are too large and silicon modulators suffer from low extinction ratios.

Innovation Solution

The development of thin-film photonic crystal electro-optic waveguide modulators using BaTiO3 with a ridge component and a nano-dimensioned film component, featuring a photonic crystal structure with tapered regions and a refractive index less than the film component, allowing for low drive voltage, high bandwidth, and compact size compatible with CMOS processing technologies.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If lithium niobate modulators are used for long-distance communications, then reliability and bandwidth are improved, but device length becomes too large for short-reach networks

Engineering Contradiction:
Core Design Contradiction:
ReliabilityVSLength of moving object

Solution Approach 1:

The patent changes the material parameter from lithium niobate to barium titanate thin films, which have different electro-optic properties that enable compact device design while maintaining high performance for short-reach applications

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent transitions from bulk lithium niobate to thin-film barium titanate, utilizing the thin-dimension (nanoscale film thickness) to achieve compact device footprint while maintaining functionality

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Length of moving object

If silicon free-carrier modulators are used for short-reach networks, then device length is reduced, but extinction ratio becomes insufficient

Engineering Contradiction:
Core Design Contradiction:
Length of moving objectVSReliability

Solution Approach 1:

The patent changes the modulation mechanism parameter from free-carrier depletion to electro-optic modulation in barium titanate, which provides both compact size and high extinction ratio through strong electro-optic coefficients

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses composite structure combining barium titanate thin film with silicon photonic crystal waveguide, leveraging the strong electro-optic effect of BaTiO3 and the confinement capabilities of silicon PC structures

Inventive Principle:
Principle #40Composite materials

3Ease of operation

If photonic crystal slow light structures are used to enhance modulator performance, then voltage and device length are reduced, but manufacturing complexity increases

Engineering Contradiction:
Core Design Contradiction:
Ease of operationVSDevice complexity

Solution Approach 1:

The patent applies photonic crystal structures only in specific regions where slow-light enhancement is most beneficial, rather than throughout the entire device, optimizing performance while reducing manufacturing complexity

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent divides the modulator into distinct functional regions including photonic crystal sections and conventional waveguide sections, allowing independent optimization and simplified fabrication of each segment

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The modulators demonstrate enhanced electro-optic coefficients, reduced voltage-length product, and increased bandwidth, enabling efficient operation in sub-millimeter devices with potential for integration into photonic integrated circuits for high-speed data transmission.

Implementation Method 1

χ(2) modulators have an intrinsically wide optical bandwidth and greatly simplified structure... the slow light effect enhances the effective electro-optic coefficient

Methodology Applied
Scientific EffectElectro-optic effect: Electro-Optic Effects

Implementation Method 2

Enhancement of optoelectronic device performance for both the LiNbO3 and silicon platforms has been demonstrated utilizing photonic crystal (PC) slow light structures

Methodology Applied
Scientific EffectPhotonic crystal slow light effect: Photonic Crystal

Data Source

PatentUS10310181B2Χ<sup>(2) </sup>modulators and related devices with barium titanate photonic crystal waveguides
Publication Date: 2019.06.04
  • US10310181B2 patent drawing
  • US10310181B2 patent drawing
  • US10310181B2 patent drawing

AI summary

Barium titanate thin film waveguides and related modulator and devices with photonic crystal structures to promote wide bandwidths, low operating voltages and small footprint.