BAW Filter Electrode Stack for Epitaxial LiNbO3 on Silicon

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Solution Overview

Problem

Existing methods for producing lithium niobate-based piezoelectric layers on silicon substrates face challenges such as high production costs, loss of stoichiometry, and structural defects, particularly when using zinc oxide buffer layers, which are not compatible with integration into functional devices and result in textured appearances.

Innovation Solution

The use of a first electrode made from electrically conductive refractory transition metal nitrides, such as TiN, ZrN, TaN, HfN, or NbN, as a nucleation layer for epitaxially growing lithium niobate or lithium tantalate layers on silicon substrates, which blocks oxygen and lithium diffusion, maintains stoichiometry, and allows for high-quality crystalline growth.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If a transfer process (Smart-Cut) is used to fabricate BAW filter with LiNbO3 piezoelectric layer, then high crystalline quality and controlled stoichiometry are achieved, but numerous technical steps and high cost are required

Engineering Contradiction:
Improvecrystalline qualityVSAvoidnumber of technical steps
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent extracts the LiNbO3 piezoelectric layer from a donor substrate using a transfer process, separating the layer formation from the final device integration. This allows high-quality single-crystal layers to be grown on suitable donor substrates and then transferred to silicon-based substrates for device fabrication, reducing the complexity of directly growing high-quality layers on silicon.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent introduces a donor substrate as an intermediary medium to facilitate the transfer of LiNbO3 layers. The donor substrate serves as a temporary host for growing high-quality piezoelectric layers, which are then transferred to the final silicon-based substrates, enabling decoupling of layer growth conditions from device integration requirements.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of manufacture

If LiNbO3-based piezoelectric layer is synthesized on silicon substrate via ZnO buffer layer, then layer formation is achieved, but textured appearance, non-single-crystal structure, and adhesion problems occur

Engineering Contradiction:
Improvelayer formation capabilityVSAvoidcrystalline quality
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent employs a donor substrate that can be discarded after transferring the LiNbO3 layer to the silicon-based substrate. This disposable donor substrate approach allows the use of simple, cost-effective substrates for layer formation without compromising the quality of the final device structure.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent changes the growth conditions and substrate parameters during the epitaxial growth process to achieve single-crystal LiNbO3 layers. By controlling temperature, pressure, and chemical environment parameters during growth on the donor substrate, high crystalline quality is achieved before transfer to the final device substrate.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If LiNbO3-based piezoelectric layer is synthesized on silicon substrate via ZnO buffer layer, then layer formation is achieved, but compatibility with etching steps and adhesion are compromised

Engineering Contradiction:
Improvelayer formation capabilityVSAvoidadhesion and etching compatibility
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent extracts the problematic ZnO buffer layer from the final device structure by using a transfer process. The LiNbO3 layer is grown on a donor substrate and then transferred directly to the silicon-based substrate, eliminating the need for ZnO buffer layers and their associated adhesion and etching compatibility issues.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent creates a copy of the LiNbO3 layer structure on the donor substrate with the desired properties, then transfers this copy to the silicon-based substrate. This allows optimization of the layer structure during growth without being constrained by the requirements of direct growth on silicon, achieving better adhesion and etching compatibility.

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables the production of high-quality, stoichiometric lithium niobate layers directly on silicon substrates, reducing costs and enabling integration into silicon technology, with improved performance for high-frequency BAW filters.

Implementation Method 1

the first electrode is chosen in an electrically conductive refractory material based on nitride... Having a crystalline structure and/or lattice parameter compatible with a silicon-based substrate... Blocking the diffusion of Li atoms into Si

Methodology Applied
Scientific EffectDiffusion barrier: Diffusion Barrier

Implementation Method 2

the formation of the piezoelectric layer is done by epitaxy, on said first electrode, of a material of the type ABO3

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Implementation Method 3

The core of BAW resonators is composed of a piezoelectric material that influences the final properties of the filter

Methodology Applied
Scientific EffectPiezoelectric effect: Piezoelectric Effect

Data Source

PatentEP4191878B1Bulk acoustic wave device and method for manufacturing such a device
Publication Date: 2026.04.29 COMMISSARIAT A LENERGIE ATOMIQUE ET AUX ENERGIES ALTERNATIVES
  • EP4191878B1 patent drawingFigure 1~2
  • EP4191878B1 patent drawingFigure 3A~3B
  • EP4191878B1 patent drawingFigure 4A~4C

AI summary

The invention relates to an electro-acoustic device (1) comprising, stacked along a direction (z), a silicon-based substrate (10), a first electrode (21), a piezoelectric layer (30) based on a perovskite selected from lithium niobate LiNbO3, lithium tantalate LiTaO3, or a Li(Nb,Ta)O3 alloy, on the first electrode (21), and a second electrode (22) disposed on the piezoelectric layer (30). Advantageously, the first electrode (21) is made of an electrically conductive refractory material based on a nitride, such as TiN, VN, or TaN. The said electro-acoustic device is a volume acoustic wave filter guided on a Bragg reflector, comprising, between the substrate (10) and the first electrode (21), a stack (50) of layers (51, 52) exhibiting alternately strong and weak acoustic impedances.The low-impedance layers (52) are based on TiN or VN, and the high-impedance layers (51) are based on HfN or TaN. The invention also relates to a method for making such a device (1).