5G Beam Recovery Using Reference Signals and Random Access

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Solution Overview

Problem

In high-frequency 5G New Radio systems, beam failure and loss pose a significant challenge due to high pathloss, necessitating effective mechanisms for communications beam recovery.

Innovation Solution

A system and method for communications beam recovery involving the generation and transmission of configuration messages specifying reference signals and random access channel resources, enabling identification of new beams through preamble sequences, and determining UE identity based on these signals.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Quantity of substance

If high frequency (HF) operating frequencies are used to exploit greater available bandwidth and less interference, then bandwidth availability and interference reduction are improved, but pathloss increases significantly

Engineering Contradiction:
Improveavailable bandwidthVSAvoidpathloss
Core Design Contradiction:
Quantity of substanceVSObject-affected harmful factors

Solution Approach 1:

The system performs preliminary beamforming configuration and reference signal transmission before actual data communication. The access node pre-establishes beam pairs using synchronization signals and channel state information reference signals, so that when beam failure occurs, recovery can proceed efficiently with pre-configured resources and parameters already in place.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

Reference signals serve as intermediaries between the access node and UE for beam management. Specifically, synchronization signals and channel state information reference signals are transmitted through the access node to enable UE to measure and identify suitable beams, facilitating beam recovery without direct device-to-device signaling.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Object-affected harmful factors

If beamforming is used to overcome high pathloss in HF, then pathloss compensation is improved, but system complexity increases

Engineering Contradiction:
Improvepathloss compensationVSAvoidbeamforming system complexity
Core Design Contradiction:
Object-affected harmful factorsVSDevice complexity

Solution Approach 1:

The beamforming system is segmented into distinct functional components: synchronization signal transmission for initial beam alignment, channel state information reference signal transmission for beam quality assessment, and separate random access resources for beam recovery. This segmentation allows each component to be optimized independently and simplifies the overall system management.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system dynamically changes parameters such as beam directions, reference signal resources, and random access channel configurations based on channel conditions and beam failure detection. When beam failure is detected, the UE transitions from using failed beam parameters to alternative pre-configured parameters, enabling adaptive pathloss compensation without complex real-time optimization.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If beam failure recovery mechanisms are implemented, then system reliability is improved, but communication latency increases

Engineering Contradiction:
Improvebeam failure recovery capabilityVSAvoidrecovery latency
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The access node pre-configures multiple reference signals and random access resources before beam failure occurs. When failure is detected, the UE can immediately use these pre-configured resources for recovery without needing to establish new connections or wait for reconfiguration, significantly reducing recovery latency.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The beam failure recovery procedure skips several traditional steps by directly utilizing pre-configured reference signals and random access resources. The UE transitions from beam failure detection to recovery transmission without full re-establishment procedures, rushing through the recovery process using already-allocated resources.

Inventive Principle:
Principle #21Skipping (Rushing through)

4Measurement precision

If multiple reference signals are configured for beam identification, then beam identification accuracy is improved, but signaling overhead increases

Engineering Contradiction:
Improvebeam identification accuracyVSAvoidsignaling overhead
Core Design Contradiction:
Measurement precisionVSLoss of information

Solution Approach 1:

The configured reference signals serve multiple functions: synchronization signal transmission for initial access and beam alignment, channel state information reference signal transmission for beam quality measurement and reporting, and implicit beam identification through random access resource selection. This multi-functionality reduces the need for separate dedicated reference signals for each purpose.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The system merges beam management functions by combining synchronization signals and channel state information reference signals into a unified reference signal framework. Both signal types are transmitted through the access node using the same physical infrastructure and can be jointly used for beam identification, reducing overall signaling overhead compared to separate dedicated beam management signals.

Inventive Principle:
Principle #5Merging (Combining)

Data Source

PatentUS12603810B2System and method for communications beam recovery
Publication Date: 2026.04.14 FUTUREWEI TECHNOLOGIES INC
  • US12603810B2 patent drawing
  • US12603810B2 patent drawing
  • US12603810B2 patent drawing

AI summary

A method for operating an access node includes generating a configuration message including information specifying a set of reference signals of a first reference signal type and a set of reference signals of a second reference signal type used to identify a new beam, and information specifying random access channel resources allocated for transmitting preamble sequences, wherein each random access channel resource is associated with a reference signal of the first reference signal type, sending, to one or more user equipments (UEs), the configuration message, receiving, from a UE, a preamble sequence on one of the random access channel resources, and determining an identity of the UE in accordance with the preamble sequence and the one of the random access channel resources.