Beam-Formed CSI-RS Two-Plane Sounding for 5G Overhead Reduction

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Solution Overview

Problem

In massive MIMO and 3D MIMO communications systems, the transmission of numerous channel state information reference signals (CSI-RS) by base stations consumes significant network resources, leading to performance overhead due to the need for exhaustive sounding of all beam directions, which is particularly excessive in millimeter wave systems.

Innovation Solution

The method involves beam-formed CSI-RS transmission using different planes, such as azimuth and elevation, where the transmission point initially sounds in one plane, receives feedback, and then adapts sounding in the second plane based on the feedback, reducing the need to exhaustively sound all directions and minimizing overhead.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If the eNB transmits a large number of CSI-RS signals to facilitate channel information between each transmit antenna and each receiver antenna, then channel measurement accuracy is improved, but network resource consumption increases significantly

Engineering Contradiction:
Improvechannel measurement accuracyVSAvoidnetwork resource consumption
Core Design Contradiction:
Measurement precisionVSQuantity of substance

Solution Approach 1:

The patent segments the exhaustive CSI-RS transmission process into two phases: a first plane sounding phase that covers all directions, and a second plane refinement phase that focuses only on selected directions. This segmentation reduces the total number of CSI-RS transmissions required while maintaining measurement accuracy through targeted refinement.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Instead of performing exhaustive sounding in all directions equally, the patent applies partial action by first conducting comprehensive sounding, then performing refinement only in the selected preferred directions. This partial refinement approach reduces overall resource consumption while maintaining necessary measurement precision.

Inventive Principle:
Principle #16Partial or excessive action

2Loss of information

If the eNB performs exhaustive sounding of all beam directions, then complete channel state information is obtained, but communications overhead increases

Engineering Contradiction:
Improvechannel state information completenessVSAvoidcommunications overhead
Core Design Contradiction:
Loss of informationVSLoss of substance

Solution Approach 1:

The patent performs preliminary exhaustive sounding in the first plane to identify preferred directions before conducting the second plane refinement. This preliminary action ensures that complete channel information is initially obtained, then selectively refined, reducing subsequent overhead while maintaining information completeness.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent transitions from two-dimensional exhaustive sounding to a hierarchical approach using different planes: first plane for comprehensive coverage and second plane for directional refinement. This dimensional approach reduces overhead by focusing refinement resources on specific angular dimensions rather than exhaustively covering all combinations.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Reliability

If the eNB transmits CSI-RS for every transmit antenna, then channel information between each antenna and receiver is facilitated, but system performance deteriorates due to resource overhead

Engineering Contradiction:
Improvechannel information accuracyVSAvoidsystem performance
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent applies local quality by performing detailed refinement sounding only in the selected preferred directions rather than uniformly across all directions. This localized refinement maintains channel information accuracy for the most important directions while reducing overall resource consumption that would otherwise degrade system performance.

Inventive Principle:
Principle #3Local quality

Data Source

PatentEP3207736B1System and method for beam-formed channel state reference signals
Publication Date: 2020.03.25 HUAWEI TECH CO LTD
  • EP3207736B1 patent drawingFigure 1
  • EP3207736B1 patent drawingFigure 2A~2B
  • EP3207736B1 patent drawingFigure 3

AI summary

A method for operating a reception point includes receiving a plurality of first directional reference signals spanning a first plane, selecting at least one first directional reference signal from the plurality of received first directional reference signals that meets a first selection criterion, sending a first feedback indicating the selected at least one first directional reference signal, receiving a plurality of second directional reference signals spanning a second plane oriented in accordance with the selected at least one first directional reference signal, selecting at least one second directional reference signal from the plurality of received second directional reference signals that meet a second selection criterion, and sending a second feedback indicating the selected at least one second directional reference signals.