Beamforming Codebook Design for 5G mmWave Hybrid Systems

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Solution Overview

Problem

Current beamforming techniques in 5G and beyond mmWave systems face challenges in achieving effective beamforming due to severe pathloss and poor scattering, particularly in hybrid beamforming where channel estimation is not practical for all antennas, leading to suboptimal beam coverage and gain distribution.

Innovation Solution

A communications system employing a novel Twin Uniform Linear Array (TULA) antenna configuration and low-complexity analytical closed-form solutions for beamforming codebook design, which adjusts phase and gain of symbols across multiple antennas to minimize mean squared error and achieve uniform, sharp beams with maximized gain.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Power

If hybrid beamforming is employed in mmWave systems, then massive MIMO capability is achieved, but channel estimation becomes impractical for all antennas

Engineering Contradiction:
Improvebeamforming gainVSAvoidchannel estimation complexity
Core Design Contradiction:
PowerVSDevice complexity

Solution Approach 1:

The system divides the beamforming process into two separate stages: digital beamforming at the base station and analog beamforming at the user equipment. This segmentation allows channel estimation to be performed only at the base station for a reduced number of antennas, while the analog beamforming at the UE handles the remaining complexity through codebook-based precoding.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

A codebook of pre-defined beamforming vectors serves as an intermediary between the base station and user equipment. The codebook contains optimized beamforming vectors that enable the UE to perform analog beamforming without requiring full channel state information, thus reducing estimation complexity while maintaining beamforming gain.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If beamforming codewords are designed for hybrid beamforming, then beam coverage and gain distribution are improved, but the complexity of codebook design increases

Engineering Contradiction:
Improvebeam coverageVSAvoidcodebook design complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The codebook is designed in advance using closed-form mathematical solutions that optimize beamforming vectors for specific codebook indices. This preliminary design phase captures the essential beamforming characteristics, allowing the system to achieve reliable beam coverage during operation without requiring complex real-time codebook design.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The codebook design utilizes parameterized beamforming vectors where only specific parameters (such as codebook index and phase shifts) need to be adjusted rather than redesigning the entire codebook. This approach maintains reliable beam coverage while reducing design complexity by focusing optimization on key parameters.

Inventive Principle:
Principle #35Parameter changes

3Power

If codebook indices are selected based on reference signal received power, then beamforming performance is optimized, but the selection process becomes more complex

Engineering Contradiction:
Improvereference signal received powerVSAvoidcodebook index selection
Core Design Contradiction:
PowerVSEase of operation

Solution Approach 1:

The system uses reference signal received power (RSRP) measurements as feedback to select optimal codebook indices. The UE measures RSRP for different codebook indices and reports back to the base station, which then selects the index that maximizes received power. This feedback mechanism optimizes beamforming performance while keeping the selection process manageable through automated measurement and reporting.

Inventive Principle:
Principle #23Feedback

Data Source

PatentUS12009890B2Codebook design for beamforming in 5G and beyond mmWave systems
Publication Date: 2024.06.11 NEC CORP
  • US12009890B2 patent drawing
  • US12009890B2 patent drawing
  • US12009890B2 patent drawing

AI summary

A communications system for hybrid beamforming is provided. The communications system includes a base station encoding data into a plurality of streams, each transmitted through a radio frequency chain. The communication system further includes a beamforming codebook including a set of beamforming codewords. The communications system also includes a beamformer transmitting a given one of the plurality of streams through multiple antennas by adjusting a phase and a gain of symbols of the given one of the plurality of streams for each of the multiple antennas by using a corresponding beamforming coefficient of a given beamforming codeword chosen from the beamforming codebook. A beam and its corresponding beamforming codeword is designed such that the mean squared error between the beam pattern generated with the given beamforming codeword and a given beam pattern is minimized.