Pd-Catalyzed Beta-Lactone Formation Without Directing Groups

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Solution Overview

Problem

Current methods for carbon-heteroatom bond-forming reactions, particularly β-C—H activation of free aliphatic acids, face limitations in scope and compatibility due to the need for directing groups and the use of incompatible reaction partners, and are often incompatible with free aliphatic acids without exogenous directing groups.

Innovation Solution

A method involving the palladium(II)-catalyzed β-lactonization of carboxylic acids using a Pd(II) catalyst with a mono-protected β-amino acid ligand and t-butylhydroperoxide in hexafluoroisopropanol solvent, which enables the formation of β-lactones that can react with a wide range of nucleophiles, providing exclusive mono-selectivity and broad scope.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If traditional C-H activation reactions use directing groups to achieve site-selectivity, then reaction selectivity is improved, but reaction complexity and scope are limited due to incompatibility with free aliphatic acids

Engineering Contradiction:
Improvesite-selectivityVSAvoidcompatibility with free aliphatic acids
Core Design Contradiction:
Manufacturing precisionVSAdaptability or versatility

Solution Approach 1:

The patent employs a palladium catalyst as an intermediary to mediate the C-H activation reaction. The catalyst enables site-selective functionalization of free aliphatic acids without requiring exogenous directing groups, thereby resolving the contradiction between achieving selectivity and maintaining compatibility with free acids. The palladium catalyst facilitates the reaction through its ability to coordinate with the carboxylic acid functionality inherently present in the substrate.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The invention utilizes the carboxylic acid group already present in free aliphatic acids to direct the C-H activation reaction. Instead of requiring external directing groups, the substrate's own functional group serves the directing function, enabling the reaction to proceed with site-selectivity while maintaining compatibility with free acids. This self-service approach eliminates the need for additional directing group installation and removal steps.

Inventive Principle:
Principle #25Self-service

2Adaptability or versatility

If diverse transformations are developed to install different carbon fragments or functional groups, then substrate diversity is improved, but catalyst design and directing group optimizations are required for each transformation

Engineering Contradiction:
Improvesubstrate diversityVSAvoidcatalyst and directing group optimization
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent employs a universal palladium catalyst system that can facilitate multiple types of C-H activation transformations with free aliphatic acids. The same catalyst platform can be used for installing different carbon fragments and functional groups, eliminating the need for separate catalyst and directing group optimizations for each transformation. This multi-functional approach enables diverse substrate transformations through a single versatile catalytic system.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The invention achieves diverse transformations by changing reaction parameters such as oxidant selection, solvent conditions, and temperature rather than redesigning the catalyst and directing group for each transformation. This parameter-based optimization approach allows the same catalyst system to accommodate multiple transformations, reducing the complexity associated with developing separate systems for each substrate type.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If alkylation reactions are limited to primary alkyl iodide or alkyl boron coupling partners, then reaction scope is restricted, but reaction reliability is improved

Engineering Contradiction:
Improvereaction reliabilityVSAvoidcoupling partner scope
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent changes the reaction parameters, specifically the oxidant system and catalytic conditions, to enable the use of diverse coupling partners including but not limited to primary alkyl iodides and alkyl borons. By optimizing these parameters, the reaction maintains reliability while expanding the scope of compatible coupling partners to include other carbon-based electrophiles and nucleophiles.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The palladium catalyst acts as an intermediary that facilitates the coupling reaction between the activated C-H bond and various coupling partners. The catalyst's ability to undergo oxidative addition, transmetallation, and reductive elimination steps allows it to mediate reactions with diverse coupling partners while maintaining reaction reliability through its well-established catalytic cycle.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach allows for diverse and selective β-C—H functionalizations without the need for directing groups, offering a practical and scalable method for accessing various transformations with high yields and compatibility with a range of functional groups, including those incompatible in traditional protocols.

Implementation Method 1

The reaction is catalyzed by a palladium(II) catalyst with a mono-protected β-amino acid ligand

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

palladation of C(sp3)-H bonds

Methodology Applied
Scientific EffectC—H activation: Chemical Bonding

Implementation Method 3

t-butylhydroperoxide in a solvent comprising hexafluoroisopropanol

Methodology Applied
Scientific EffectOxidation: Oxidation

Implementation Method 4

β-C—H lactonization for β-C—H functionalizations

Methodology Applied
Scientific EffectLactonization: Chemical Bonding

Data Source

PatentUS11866415B2Ligand-enabled β-C(sp<sup>3</sup>)-H lactonization for β-C—H functionalizations
Publication Date: 2024.01.09 THE SCRIPPS RES INST
  • US11866415B2 patent drawing
  • US11866415B2 patent drawing
  • US11866415B2 patent drawing

AI summary

Provided herein is a method of forming a beta-lactone from a carboxylic acid having a beta-carbon with a hydrogen atom disposed thereon. The method comprises contacting a carboxylic acid of formula (1) as described herein with an effective amount of a palladium(II) catalyst, an effective amount of an N-protected aminoacid ligand, and t-butylhydroperoxide in a solvent comprising hexafluoroisopropanol (HFIP), at about 60° C. to provide a beta-lactone of formula (2) as described herein.