Biased Locking Mechanism for Java Thread Synchronization

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Solution Overview

Problem

Existing object-based computing systems face performance issues due to the time-consuming nature of atomic operations used in mutual-exclusion primitives for multi-threading, leading to contention problems when multiple threads access the same object simultaneously.

Innovation Solution

The system implements biased locking by examining synchronization information without using atomic operations to determine if a lock can be biased towards the current thread, allowing lock acquisition without updates if biasable, using atomic operations to re-bias if necessary, and falling back to underlying synchronization techniques when bias is revoked or not applicable.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If atomic operations are used to implement mutual-exclusion primitives for multi-threading, then thread safety and correctness are ensured, but execution time increases significantly and performance deteriorates

Engineering Contradiction:
Improvethread safetyVSAvoidexecution time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent implements dynamic biasing of locks to specific threads based on access patterns. When a thread repeatedly accesses an object, the lock is biased toward that thread, allowing it to acquire the lock without atomic operations. This dynamic adaptation resolves the contradiction by maintaining thread safety through bias management while reducing execution time for frequent operations.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The system performs preliminary actions by establishing lock bias toward frequently accessing threads before contention occurs. This preliminary biasing prevents the need for atomic operations in subsequent acquisitions by the same thread, thereby ensuring thread safety while minimizing execution time overhead.

Inventive Principle:
Principle #10Preliminary action

2Stability of the object's composition

If atomic operations are used to update synchronization information for every lock acquisition, then lock state consistency is maintained, but operation complexity and overhead increase

Engineering Contradiction:
Improvelock state consistencyVSAvoidoperation complexity
Core Design Contradiction:
Stability of the object's compositionVSDevice complexity

Solution Approach 1:

The patent applies local quality by differentiating lock acquisition behavior based on thread-specific bias information. Instead of uniformly applying atomic operations to all lock acquisitions, the system locally adapts the acquisition mechanism: threads with bias use simplified paths without atomic operations, while other threads use full atomic operations. This maintains lock state consistency while reducing overall operation complexity.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The lock acquisition process is segmented into multiple paths: biased thread acquisition (without atomic operations) and non-biased thread acquisition (with atomic operations). This segmentation allows the system to maintain consistency where needed while reducing complexity for common cases, directly addressing the contradiction between consistency and complexity.

Inventive Principle:
Principle #1Segmentation

3Productivity

If locks are biased toward specific threads to reduce atomic operations, then performance improves, but system complexity increases due to bias management

Engineering Contradiction:
Improvelock acquisition speedVSAvoidsynchronization mechanism complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The system implements self-service through automatic bias management. The JVM automatically establishes and manages lock biases based on thread access patterns without requiring explicit programmer intervention. This self-managing approach improves productivity by reducing atomic operations while containing complexity within the synchronization mechanism itself, rather than burdening the application code.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent introduces bias information as an intermediary layer between threads and locks. This intermediary stores thread-specific bias state and mediates lock acquisition by determining whether atomic operations are necessary. This intermediary structure improves productivity by enabling fast biased acquisitions while managing complexity in a centralized, hidden manner within the synchronization subsystem.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Speed

If the system uses biased locking without atomic operations, then execution efficiency increases, but the ability to handle concurrent access from multiple threads decreases

Engineering Contradiction:
Improvelock acquisition speedVSAvoidconcurrent access handling
Core Design Contradiction:
SpeedVSAdaptability or versatility

Solution Approach 1:

The patent implements a universal lock mechanism that handles multiple scenarios through a single biased locking framework. The same bias infrastructure supports both fast single-threaded access (improved speed) and multi-threaded contention (maintained adaptability). When contention is detected, the system gracefully falls back to atomic operations, ensuring the mechanism remains versatile across different access patterns while maintaining high speed for biased cases.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS7519967B1Facilitating biased synchronization in an object-based system
Publication Date: 2009.04.14 ORACLE AMERICAN INC
  • US7519967B1 patent drawing
  • US7519967B1 patent drawing
  • US7519967B1 patent drawing

AI summary

One embodiment of the present invention provides a system that facilitates biased locking of objects within an object-based computing system. The system encounters a lock-acquisition operation while executing a current thread, wherein the lock-acquisition operation attempts to acquire a lock for an object. In response to the lock-acquisition operation, the system examines synchronization information associated with the object, wherein the process of examining the synchronization information does not involve atomic operations. If the synchronization information indicates that the lock is biasable and that the lock is biased toward the current thread, the system allows the current thread to acquire the lock without updating the synchronization information.