Esomeprazole Optical Resolution via Inclusion Complex Crystallization

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Solution Overview

Problem

Existing methods for preparing optically pure esomeprazole are inefficient due to the need for excessive and expensive optical resolution agents, use of toxic solvents, coloration issues, unsuitable chromatography for mass production, and low optical purity, leading to yield reduction and additional purification requirements.

Innovation Solution

A method involving dissolving (S)-(-)-binol and racemic omeprazole in a water-compatible organic solvent and water mixture, followed by crystallization and filtration to form an inclusion complex, which is then treated with a weak base to remove the binol moiety, reducing the amount of binol required and avoiding toxic solvents, resulting in a high optical purity of at least 98% ee without further purification.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If (S)-(-)-binol is used in excess amount (1.5 mole equivalents) to obtain high optical purity, then the optical purity of esomeprazole is improved, but the production cost increases due to expensive optical resolution agent

Engineering Contradiction:
Improveoptical purityVSAvoidamount of binol required
Core Design Contradiction:
Manufacturing precisionVSQuantity of substance

Solution Approach 1:

The patent changes the physical-chemical parameters of the resolution system by introducing a water-compatible organic solvent mixture and controlling temperature (30-70°C dissolution followed by cooling to -5°C to room temperature), which improves the efficiency of (S)-(-)-binol in resolving racemic omeprazole, allowing lower binol usage while maintaining high optical purity

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent utilizes phase transition through controlled cooling of the reaction mixture from dissolution temperature (30-70°C) to crystallization temperature (-5°C to room temperature), which promotes selective crystallization of the inclusion complex and improves resolution efficiency, reducing the need for excess binol

Inventive Principle:
Principle #36Phase transitions

2Reliability

If benzene is used as solvent to perform the resolution reaction, then the reaction proceeds effectively, but toxicity issues arise due to benzene being a Class I carcinogenic solvent

Engineering Contradiction:
Improvereaction effectivenessVSAvoidtoxicity
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent replaces toxic benzene with water-compatible organic solvents (such as methanol, ethanol, isopropanol, acetone, acetonitrile, or their mixtures with water) that are less toxic and can be easily removed, maintaining reaction effectiveness while eliminating carcinogenic risks

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent changes the solvent system parameters from pure benzene to water-compatible organic solvent mixtures, adjusting solubility and crystallization properties to maintain effective resolution while eliminating toxicity concerns

Inventive Principle:
Principle #35Parameter changes

3Reliability

If the inclusion complex is formed using conventional methods, then the resolution reaction occurs, but the solution becomes pitch-black requiring decolorization steps that complicate the process

Engineering Contradiction:
Improveresolution reactionVSAvoidprocess complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent changes the reaction parameters by using water-compatible organic solvents and controlling temperature (30-70°C dissolution, then cooling to -5°C to room temperature for crystallization), which prevents pitch-black coloration while maintaining effective inclusion complex formation, eliminating the need for decolorization steps

Inventive Principle:
Principle #35Parameter changes

4Manufacturing precision

If chromatography is used to remove (S)-(-)-binol from the inclusion complex, then the binol is removed effectively, but the method is not suitable for mass production due to high cost and complexity

Engineering Contradiction:
Improvebinol removal efficiencyVSAvoidmass production suitability
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent employs extraction methods using water-compatible organic solvents to remove (S)-(-)-binol from the inclusion complex, replacing chromatography with a simpler, more scalable extraction process that is suitable for mass production while maintaining effective binol removal

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent changes the separation methodology from chromatography to extraction/crystallization by adjusting solvent system parameters and temperature, achieving effective binol removal through phase separation that is economically viable for large-scale production

Inventive Principle:
Principle #35Parameter changes

5Manufacturing precision

If conventional optical resolution methods are used, then the resolution process occurs, but the optical purity is only about 90% ee requiring further purification that lowers the overall yield

Engineering Contradiction:
Improveoptical purityVSAvoidoverall yield
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent changes the resolution parameters by using water-compatible organic solvents and precise temperature control (dissolution at 30-70°C, crystallization at -5°C to room temperature), which improves optical purity to ≥98% ee in a single step, eliminating the need for additional purification that would reduce yield

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent utilizes controlled phase transitions through temperature-dependent solubility changes, dissolving at elevated temperatures (30-70°C) and crystallizing at lower temperatures (-5°C to room temperature), which enhances the selectivity of the resolution process and achieves high optical purity with improved overall yield

Inventive Principle:
Principle #36Phase transitions

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method achieves high optical purity of esomeprazole and its salt with reduced costs, eliminates coloration issues, and allows for efficient recycling of the binol optical resolution agent, meeting pharmaceutical purity standards.

Implementation Method 1

reacting the racemic form of omeprazole with (S)-(−)-binol (a levorotatory isomer of β-binaphthol) as an optical resolution agent to form the inclusion complex of esomeprazole and (S)-(−)-binol

Methodology Applied
Scientific EffectInclusion complex formation: Absorption (physical)

Implementation Method 2

cooling the resulting solution to a temperature of −5° C. to room temperature to allow the crystallization of the inclusion complex of esomeprazole and (S)-(−)-binol

Methodology Applied
Scientific EffectCrystallization: Crystallisation

Data Source

PatentUS7888511B2Method of preparing esomeprazole and salts thereof
Publication Date: 2011.02.15 HANMI SCIENCE CO LTD
  • US7888511B2 patent drawing
  • US7888511B2 patent drawing
  • US7888511B2 patent drawing

AI summary

Optically pure esomeprazole and its salt can be simply prepared by dissolving (S)-(−)-binol, a weak base and the racemic form of omeprazole in a mixture of a water-compatible organic solvent and water at a high temperature, cooling the mixed solution to crystallize the inclusion complex of esomeprazole and (S)-(−)-binol, and removing the (S)-(−)-binol moiety from the crystallized inclusion complex.