Buffer Layer for DUV Mirror Thermal Stress

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Multilayer coatings for deep ultraviolet applications face significant residual stress due to mismatches in the coefficient of thermal expansion (CTE) between substrates and optical layers, leading to potential fractures and defects, especially in fluoride materials, which are exacerbated by temperature changes.

Innovation Solution

Incorporating a buffer layer with a CTE between that of the substrate and the optical layer, which can be made of materials like alumina, silicon oxynitride, or a gradient of fluoride compounds and fused silica, to minimize thermal stress and accommodate a wider range of operating temperatures.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a multilayer coating is made with fluoride materials or other materials having mismatched CTE values, then the optical properties and reflectance can be achieved, but large residual stress and extrinsic stress occur due to CTE mismatch between substrate and coating layers

Engineering Contradiction:
Improvecoating stabilityVSAvoidresidual stress
Core Design Contradiction:
ReliabilityVSStress or pressure

Solution Approach 1:

A buffer layer is introduced as an intermediary between the substrate and the optical coating layers. This buffer layer has a CTE value that is intermediate between the substrate and the optical layers, serving as a stress-absorbing mediator that reduces the overall mismatch stress in the multilayer structure.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The CTE parameter of the buffer layer is specifically selected to be between the CTE values of the substrate and optical layers. By changing and optimizing this thermal expansion parameter, the stress distribution in the multilayer coating is improved, reducing residual stress while maintaining optical performance.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If the operating temperature range is expanded, then the versatility and adaptability of the multilayer coating is improved, but temperature changes exacerbate CTE mismatch and lead to fractures or defects

Engineering Contradiction:
Improveoperating temperature rangeVSAvoidcoating integrity
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The buffer layer is specifically designed to accommodate thermal expansion differences between the substrate and optical layers. Its intermediate CTE value allows it to expand and contract at rates that bridge the gap between the other layers, preventing stress concentration and potential fractures during temperature cycling.

Inventive Principle:
Principle #37Thermal expansion

Solution Approach 2:

The buffer layer acts as a pre-positioned cushioning element that anticipates and absorbs thermal stress before it can cause damage. By being in place before temperature changes occur, it prevents the development of critical stress levels that would lead to coating defects or substrate damage.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

3Illumination intensity

If more optical layers are added to achieve higher reflectance, then the optical performance is improved, but the total stress in the coating increases and the risk of defects increases

Engineering Contradiction:
ImprovereflectanceVSAvoidtotal stress
Core Design Contradiction:
Illumination intensityVSStress or pressure

Solution Approach 1:

The buffer layer serves as a stress-absorbing intermediary that allows for the addition of multiple optical layers without proportionally increasing total stress. It decouples the relationship between layer count and stress accumulation, enabling higher reflectance through additional layers while maintaining coating integrity.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The buffer layer enhances thermal stability and extends the lifetime of multilayer coatings, allowing for a larger number of layers and greater operating temperatures while maintaining high reflectance and optical properties, effectively mitigating CTE-related issues.

Implementation Method 1

The buffer layer has a third coefficient of thermal expansion having a value between the first coefficient of thermal expansion and the second coefficient of thermal expansion

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Data Source

PatentUS9804309B1Reducing extrinsic stress in thin film optical mirrors and filters for deep ultraviolet
Publication Date: 2017.10.31 KLA CORP
  • US9804309B1 patent drawing
  • US9804309B1 patent drawing
  • US9804309B1 patent drawing

AI summary

A multilayer coating has a substrate, an optical layer, and a buffer layer between the substrate and the optical layer. The buffer layer has a coefficient of thermal expansion between that of the substrate and the optical layer. The multilayer coating has properties that enable its use in deep ultraviolet (DUV) wavelengths, such as for a multilayer mirror or edge filter. This multilayer coating with a buffer layer provides improved thermal stability and lifetime.