Calendering Cellulose Ester Films via Melt Processing

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Solution Overview

Problem

The production of cellulose ester films and sheets is limited by the need for extra compounding steps to convert powder forms into melt extrudable forms, leading to increased costs, variability, and degradation, particularly with standard extrusion methods that require higher temperatures and plasticizer modification.

Innovation Solution

A composition comprising cellulose esters with specific (C2-5)alkanoyl and hydroxyl substituents, plasticizers, roll release agents, and processing aids, allowing for calendering processes that reduce processing steps and temperatures, enabling the production of uniform films and sheets with improved quality and cost-effectiveness.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If standard extrusion methods are used to produce cellulose ester films, then the material can be processed, but extra compounding steps are required to convert powder form into melt extrudable form, increasing cost and complexity

Engineering Contradiction:
Improveease of processingVSAvoidprocess complexity
Core Design Contradiction:
Ease of manufactureVSDevice complexity

Solution Approach 1:

The patent combines the compounding step with the main extrusion process by incorporating plasticizer and processing aid directly into the extruder feed. This merging eliminates the separate pre-compounding step required by conventional methods, reducing both process complexity and manufacturing cost while maintaining proper material flow characteristics.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent performs preliminary blending of the cellulose ester powder with plasticizer and processing aid before extrusion. This preliminary action ensures the material is properly prepared for extrusion without requiring a separate compounding step during production, thereby simplifying the overall manufacturing process.

Inventive Principle:
Principle #10Preliminary action

2Ease of operation

If standard extrusion methods are used with higher temperatures, then the material flows better, but degradation and plasticizer loss increase

Engineering Contradiction:
Improveflow characteristicsVSAvoidproduct quality
Core Design Contradiction:
Ease of operationVSReliability

Solution Approach 1:

The patent modifies the chemical composition parameters by selecting specific cellulose esters with degree of substitution between 2.0 and 3.0 and incorporating particular plasticizers and processing aids. These parameter changes enable the material to flow properly at lower extrusion temperatures, preventing degradation and plasticizer loss while maintaining good flow characteristics.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates a composite material system combining cellulose ester with specific plasticizers and processing aids. This composite formulation improves flow characteristics at lower temperatures, reducing thermal degradation while maintaining processability, thereby enhancing product quality and reliability.

Inventive Principle:
Principle #40Composite materials

3Ease of operation

If cellulose esters are produced in powder form, then the material is easier to handle, but an extra compounding step is required to convert to melt extrudable form

Engineering Contradiction:
Improvematerial handlingVSAvoidproduction efficiency
Core Design Contradiction:
Ease of operationVSProductivity

Solution Approach 1:

The patent merges the compounding operation with the extrusion process by feeding plasticizer and processing aid directly into the extruder along with the powder cellulose ester. This eliminates the separate compounding step, maintaining the handling advantages of powder form while improving production efficiency by reducing the number of process steps.

Inventive Principle:
Principle #5Merging (Combining)

4Productivity

If calendering is used instead of extrusion, then processing steps can be reduced and costs lowered, but very few materials besides PVC have the right combination of processing window, flow characteristics and metal release

Engineering Contradiction:
Improveproduction efficiencyVSAvoidmaterial compatibility
Core Design Contradiction:
ProductivityVSAdaptability or versatility

Solution Approach 1:

The patent selects cellulose esters with specific parameters (degree of substitution 2.0-3.0, specific glass transition temperatures) and combines them with particular plasticizers and processing aids. These parameter changes give the material calendering-compatible flow characteristics and metal release properties, expanding the range of materials suitable for calendering beyond just PVC.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The described composition enables the production of cellulose ester films and sheets through calendering, reducing costs and variability while maintaining quality by optimizing the degree of substitution, crystallinity, and melt viscosity, thus overcoming the limitations of traditional extrusion methods.

Implementation Method 1

the cellulose ester has a glass transition temperature from about 80° C. to about 200° C.

Methodology Applied
Scientific EffectMelting: Melting

Implementation Method 2

running at a lower temperature, better quality and lower cost film can be produced by calendering

Methodology Applied
Scientific EffectHeating: Heating

Data Source

PatentUS11816964B2Cellulose ester compositions for calendering
Publication Date: 2023.11.14 EASTMAN CHEM CO
  • US11816964B2 patent drawing
  • US11816964B2 patent drawing
  • US11816964B2 patent drawing

AI summary

This invention relates to cellulose ester compositions cable of being calendered. The invention also relates to calendered films or sheets comprising the cellulose ester compositions and processes for calendering the cellulose compositions.