Caprolactam Solvents for Polyurethane Dispersion Viscosity and Toxicity

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Solution Overview

Problem

Current polyurethane dispersion manufacturing processes face challenges with high toxicity of traditional solvents, complex and expensive solvent-free processes, and residual solvent issues, which necessitate the development of inert, non-reactive, and environmentally friendly solvents for viscosity control and coalescing agents.

Innovation Solution

Caprolactam-derived solvents are used as processing solvents and coalescing agents in polyurethane dispersions, offering good viscosity control, non-toxicity, and compatibility with hydrophilic agents, and can be blended to optimize performance in traditional and solvent-free manufacturing processes.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If traditional solvents like NMP and NEP are used for viscosity control in PUD manufacturing, then good solvating power and processability are achieved, but toxicity and environmental harm increase significantly

Engineering Contradiction:
Improveviscosity controlVSAvoidtoxicity
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The patent changes the chemical parameters of the solvent system by replacing N-alkyl pyrrolidones with N-alkyl caprolactams. This substitution maintains the desired viscosity control and solvating properties while fundamentally altering the toxicological profile, eliminating reproductive toxicity concerns associated with pyrrolidone-based solvents

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs readily available caprolactam derivatives that can be easily synthesized or sourced, replacing expensive and hazardous NMP/NEP. These caprolactam-based solvents provide comparable processing performance without the need for costly safety infrastructure or disposal systems required for toxic solvents

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

2Object-affected harmful factors

If solvent-free processes using acetone or MEK are used to eliminate toxic solvents, then toxicity is reduced, but process complexity and cost increase due to complete solvent removal requirements

Engineering Contradiction:
ImprovetoxicityVSAvoidprocess complexity
Core Design Contradiction:
Object-affected harmful factorsVSDevice complexity

Solution Approach 1:

The caprolactam-derived solvents used in this patent are inherently biodegradable and exhibit low environmental persistence. This self-degrading property eliminates the need for complex solvent recovery and removal systems, allowing the solvents to be used and then naturally decomposed without creating environmental contamination or requiring expensive disposal infrastructure

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent changes the fundamental parameter of solvent persistence in the environment. By selecting caprolactam derivatives with inherent biodegradability, the process transforms from one requiring complete solvent removal to one where the solvent can remain in the system and will naturally degrade, significantly simplifying the manufacturing process

Inventive Principle:
Principle #35Parameter changes

3Object-affected harmful factors

If acetone or MEK are used as replacement solvents, then toxicity is reduced, but compatibility with hydrophilic agents like DMPA is lost requiring expensive alternatives

Engineering Contradiction:
ImprovetoxicityVSAvoidhydrophilic agent compatibility
Core Design Contradiction:
Object-affected harmful factorsVSEase of manufacture

Solution Approach 1:

The patent changes the chemical compatibility parameters by selecting caprolactam derivatives with appropriate polarity and hydrogen bonding characteristics. These structural parameters enable effective interaction with common hydrophilic agents like DMPA, maintaining solubility and reactivity while avoiding the incompatibility issues experienced with acetone and MEK systems

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The use of caprolactam-derived solvents provides stable and efficient polyurethane dispersions with improved film formation, storage stability, and reduced environmental impact, while avoiding the drawbacks of traditional solvents.

Implementation Method 1

forming a pre-polymer from a polymeric diol, at least one of a polyisocyanate and a diisocyanate, and a hydrophilic agent dissolved in at least one solvent, the at least one solvent in the form of a caprolactam derivative

Methodology Applied
Scientific EffectSolvation: Solvation

Implementation Method 2

caprolactam-derived solvents for use as processing solvents and/or coalescing agents in polyurethane dispersions

Methodology Applied
Scientific EffectCoalescence: Coagulation

Data Source

PatentUS12024584B2Methods and compositions for polyurethane dispersions using caprolactam-derived solvents
Publication Date: 2024.07.02 ADVANSIX RESINS & CHEMICALS LLC
  • US12024584B2 patent drawing
  • US12024584B2 patent drawing
  • US12024584B2 patent drawing

AI summary

Caprolactam-derived solvents for use as processing solvents and/or coalescing agents for polyurethane dispersions (PUDs). The caprolactam-derived solvents are suitable for processing solvents and coalescing agents in PUDs created through traditional PUD manufacturing processes or as coalescing agents in PUDs created through solvent-free PUD manufacturing processes. Blends of more than one caprolactam-derived solvent may be used as the processing solvent and/or coalescing agent.