Carbon Nanotube Buffer for GaN Epitaxial Base Stress Reduction

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Solution Overview

Problem

The production of light emitting diodes (LEDs) based on group III-V nitride semiconductors like gallium nitride (GaN) on sapphire substrates is hindered by lattice and thermal expansion mismatches, leading to cracking and difficulties in fabricating devices with small feature sizes, and existing solutions like lithography and etching are complex and costly.

Innovation Solution

A method involving the creation of a patterned substrate with grooves and bulges, followed by the attachment of a carbon nanotube layer, which serves as a growth surface for the epitaxial layer, reducing lattice defects and stress by allowing the epitaxial layer to grow through apertures in the carbon nanotube layer.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If lithography or etching is used to form grooves on the sapphire substrate, then thermal expansion mismatches are reduced, but the process becomes complex, costly, and may contaminate the substrate

Engineering Contradiction:
Improvethermal expansion matchVSAvoidprocess complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

A carbon nanotube layer is introduced as an intermediary between the sapphire substrate and the GaN epitaxial layer. This intermediate layer acts as a buffer that decouples the thermal expansion mismatch between the substrate and the semiconductor layer, eliminating the need for complex lithography or etching processes to form grooves

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The harmful effect of thermal expansion mismatch is extracted and isolated to the carbon nanotube layer, which absorbs the stress differential. This allows the GaN layer to grow without direct contact with the mismatched sapphire substrate, simplifying the overall fabrication process

Inventive Principle:
Principle #2Taking out (Extraction)

2Area of stationary object

If a heteroepitaxial base like sapphire is used, then wide GaN substrates can be produced, but lattice mismatches cause cracking and difficulty in fabricating devices with small feature sizes

Engineering Contradiction:
Improvesubstrate widthVSAvoidfeature size precision
Core Design Contradiction:
Area of stationary objectVSManufacturing precision

Solution Approach 1:

The carbon nanotube layer serves as a mediator that reduces lattice mismatch effects between the sapphire substrate and GaN layer. This intermediate structure allows for better stress management and enables higher precision fabrication of small features while maintaining large substrate areas

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The carbon nanotube layer provides locally optimized mechanical properties at the interface between substrate and epitaxial layer, creating a transition zone that accommodates lattice differences and enables precise feature fabrication

Inventive Principle:
Principle #3Local quality

3Stress or pressure

If grooves are formed on the sapphire substrate to cure thermal expansion mismatches, then stress is reduced, but the process is complex and high in cost

Engineering Contradiction:
Improvethermal stressVSAvoidmanufacturing ease
Core Design Contradiction:
Stress or pressureVSEase of manufacture

Solution Approach 1:

Instead of modifying the substrate through complex groove formation, a carbon nanotube intermediate layer is deposited on the flat sapphire substrate. This layer reduces thermal stress through its unique mechanical properties and interface characteristics, simplifying the manufacturing process while achieving the same stress reduction effect

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The thermal and mechanical parameters at the substrate-epitaxial interface are changed by introducing carbon nanotubes, which have different thermal expansion coefficients and mechanical properties that better match the GaN layer, thereby reducing stress without requiring substrate modification

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach simplifies the process, reduces lattice defects, and improves the quality of the epitaxial layer, enabling the growth of thicker layers with reduced stress and increased performance.

Implementation Method 1

growing an epitaxial layer on the patterned substrate

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Data Source

PatentUS9570293B2Method for making epitaxial base
Publication Date: 2017.02.14 HON HAI PRECISION INDUSTRY CO LTD
  • US9570293B2 patent drawing
  • US9570293B2 patent drawing
  • US9570293B2 patent drawing

AI summary

A method for making an epitaxial base includes the following steps. A plurality of grooves and a plurality of bulges are formed on an epitaxial growth surface of a substrate by etching the epitaxial growth surface. A carbon nanotube layer is located on the epitaxial growth surface, wherein the carbon nanotube layer defines a first part attached on top surface of bulges, and a second part suspended on the grooves. The second part of the carbon nanotube layer is attached on bottom surface of the grooves by treating the carbon nanotube layer.