Catalyst-Driven Esterification Yield and By-product Reduction

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Solution Overview

Problem

The esterification of carboxylic acids with alcohols often results in low yields due to the formation of undesired dimeric, trimeric, and oligomeric by-products, requiring high concentrations of carboxylic acids and excess alcohols, and involves the removal of water and ester products to shift the equilibrium, which is economically unfavorable.

Innovation Solution

A method involving the reaction of carboxylic acids with alcohols in the presence of a catalyst, such as 2-hydroxyethylsulfonic acid, which favors the hydrolysis of dimeric and trimeric esters to monomeric esters, increasing the yield of the desired monomeric ester and reducing by-products, while allowing the reaction to proceed at lower temperatures and without the need for removing water or ester products.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If high concentration of carboxylic acid is used to increase yield, then esterification yield is improved, but dimeric, trimeric and oligomeric by-products increase

Engineering Contradiction:
Improveesterification yieldVSAvoiddimeric, trimeric and oligomeric by-products
Core Design Contradiction:
ProductivityVSObject-generated harmful factors

Solution Approach 1:

The patent applies parameter changes by using a catalyst to alter the reaction pathway and selectivity. The catalyst enables the reaction to proceed through a different mechanism that favors monomeric ester formation even at high carboxylic acid concentrations, thus changing the kinetic parameters of the reaction to suppress oligomerization while maintaining high esterification yield

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The catalyst acts as an intermediary that mediates between the carboxylic acid and alcohol reactants. It provides an alternative reaction pathway with lower activation energy that specifically promotes monomeric ester formation, preventing the formation of dimeric, trimeric and oligomeric by-products while maintaining high reaction efficiency

Inventive Principle:
Principle #24Intermediary (Mediator)

2Productivity

If excess alcohol is used to shift equilibrium, then esterification yield is improved, but reaction complexity and cost increase

Engineering Contradiction:
Improveesterification yieldVSAvoidreaction mixture complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The catalyst serves as an intermediary that enables the reaction to reach high yields without requiring excess alcohol. It accelerates the forward reaction rate sufficiently to overcome the unfavorable equilibrium, allowing stoichiometric or near-stoichiometric amounts of alcohol to be used while still achieving high conversion

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The catalyst changes the kinetic parameters of the reaction by providing an alternative pathway with lower activation energy. This kinetic enhancement allows the reaction to proceed to completion or near-completion without needing to shift the equilibrium through excess reagent, thus simplifying the reaction mixture

Inventive Principle:
Principle #35Parameter changes

3Productivity

If water and ester products are removed to shift equilibrium, then esterification yield is improved, but process complexity increases

Engineering Contradiction:
Improveesterification yieldVSAvoidproduct removal system
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The catalyst acts as an intermediary that enables high yield achievement without product removal. It sufficiently accelerates the reaction rate and improves the effective equilibrium position that the reaction proceeds to high conversion even when products remain in the reaction mixture, eliminating the need for complex water or ester removal systems

Inventive Principle:
Principle #24Intermediary (Mediator)

4Speed

If high concentration of carboxylic acid is used to increase yield, then reaction rate is improved, but autocatalytic oligomerization increases

Engineering Contradiction:
Improvereaction rateVSAvoidautocatalytic oligomerization
Core Design Contradiction:
SpeedVSObject-generated harmful factors

Solution Approach 1:

The catalyst serves as an intermediary that provides a controlled reaction pathway. It mediates the interaction between carboxylic acid and alcohol to form monomeric esters selectively, preventing the autocatalytic oligomerization that would otherwise occur at high carboxylic acid concentrations by controlling the reaction mechanism

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The catalyst changes the reaction parameters by providing an alternative mechanism with different activation energies for different pathways. It selectively lowers the activation energy for monomeric ester formation while maintaining higher activation energy for oligomerization, thus changing the selectivity parameters of the reaction

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method significantly increases the yield of monomeric esters, reduces by-product formation, and allows for a lower alcohol excess, achieving higher energy efficiency and economic viability by maintaining the reaction products within the reaction mixture.

Implementation Method 1

reacting a carboxylic acid with a (C1-C36)alcohol in the presence of a catalyst

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

Carboxylic acid esters can be obtained by eliminating water from carboxylic acids and alcohols

Methodology Applied
Scientific EffectEsterification: Chemical Bonding

Data Source

PatentUS11597695B2Method of preparing hydroxyalkylcarboxylic acid esters
Publication Date: 2023.03.07 BASF SE
  • US11597695B2 patent drawing
  • US11597695B2 patent drawing
  • US11597695B2 patent drawing

AI summary

A method of preparing an ester by reacting a carboxylic acid with a (C1-C36)alcohol in the presence of a catalyst that is suitable for preparing carboxylic acid esters of monomeric carboxylic acids in high yield. The method reduces by-products of the reaction, in particular esters of dimeric, trimeric and/or oligomeric carboxylic acids. The method requires a minimal excess of alcohol and does not require removal of water and/or carboxylic acid ester from the reaction mixture. The method is particularly suitable for the reaction of hydroxyalkylcarboxylic acids and fatty alcohols.