Macro Particle Filtering in Cathodic Arc PVD via Electrostatic Deflection

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Solution Overview

Problem

Existing methods for filtering macro particles during cathodic arc physical vapor deposition in a vacuum suffer from significant reductions in deposition speed and efficiency, increased complexity and cost, and require frequent maintenance, especially when using magnetic filters.

Innovation Solution

A method where the cathodic arc is moved to deviate macro particles from the plasma path, utilizing the higher speed of electrons and ions to propel macro particles outside the deposition area, combined with an electrostatic filter to further block macro particles, thereby preventing them from reaching the substrate while maintaining the flow of micro particles and ions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If magnetic filters are used to filter macro particles, then the quality of coating is improved, but the deposition speed is significantly reduced

Engineering Contradiction:
Improvequality of coatingVSAvoiddeposition speed
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent replaces the mechanical magnetic filter system with an electrostatic field-based filtering mechanism. The electrostatic filter uses electric fields to deflect macro particles away from the substrate while allowing plasma to pass through, thereby maintaining deposition speed while achieving effective macro particle filtering.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the filtering mechanism from magnetic field-based to electrostatic field-based. By adjusting the electrostatic field parameters (voltage, polarity, field strength), the system can selectively filter macro particles of different sizes and charges without significantly impeding the plasma flow, thus resolving the contradiction between filtering effectiveness and deposition speed.

Inventive Principle:
Principle #35Parameter changes

2Manufacturing precision

If magnetic filters are used to filter macro particles, then the quality of coating is improved, but the system complexity and cost increase

Engineering Contradiction:
Improvequality of coatingVSAvoidsystem complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent replaces complex magnetic filter systems with a simpler electrostatic field-based filtering approach. The electrostatic filter can be implemented using straightforward electrode configurations and voltage control, eliminating the need for complex magnetic coil assemblies and reducing overall system complexity while maintaining effective macro particle filtering.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The electrostatic filter components (electrodes, power supply) are generally simpler and less expensive than magnetic filter components (magnetic coils, power supplies, shielding). The patent adopts this more economical approach, reducing both initial investment and maintenance costs while achieving the same filtering objective.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Manufacturing precision

If magnetic filters are used to filter macro particles, then the quality of coating is improved, but maintenance requirements increase

Engineering Contradiction:
Improvequality of coatingVSAvoidmaintenance requirements
Core Design Contradiction:
Manufacturing precisionVSEase of repair

Solution Approach 1:

The patent replaces magnetic filter systems with electrostatic field-based filtering. The electrostatic filter has fewer moving parts and no magnetic components that require alignment or calibration, significantly reducing maintenance requirements. The system can be maintained by simple cleaning of electrodes and adjustment of voltage parameters.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

4Manufacturing precision

If the arc is moved quickly on the source, then macro particles are effectively deviated, but the plasma flow is reduced

Engineering Contradiction:
Improvemacro particle filteringVSAvoidplasma flow
Core Design Contradiction:
Manufacturing precisionVSQuantity of substance

Solution Approach 1:

The patent introduces an electrostatic field as an intermediary mechanism between the arc source and substrate. This electrostatic field selectively interacts with macro particles (which have different charge-to-mass ratios compared to plasma constituents) to deflect them away from the substrate, while allowing the bulk plasma flow to pass through unaffected, thus resolving the contradiction between filtering effectiveness and plasma flow maintenance.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively filters macro particles with minimal reduction in deposition speed, reduces system complexity and costs, and enhances efficiency by using self-cleaning and electrostatic separation techniques, overcoming the limitations of prior art filtering methods.

Implementation Method 1

evaporating a material from a solid source (cathode) by means of application of the arc on the source, forming a plasma which comprises electrons, neutral micro particles (vapor) and ions of evaporated material

Methodology Applied
Scientific EffectArc evaporation: Arc Evaporation

Implementation Method 2

the arc is moved on the source at a speed Vcs at which the electrons, the micro particles and the ions of material generated by means of evaporation at a point P2 deviate, from a path towards a substrate to be coated situated opposite the source, the macro particles generated at a point P1 previously passed over by the arc

Methodology Applied
Scientific EffectElectromagnetic field interaction: Lorentz Force

Implementation Method 3

combined with an electrostatic filter to further block macro particles, thereby preventing them from reaching the substrate

Methodology Applied
Scientific EffectElectrostatic repulsion: Electrostatics

Data Source

PatentUS10811235B2Method to filter macro particles in a cathodic arc physical vapor deposition (PVD), in vacuum
Publication Date: 2020.10.20 ARGOR ALJBA
  • US10811235B2 patent drawing
  • US10811235B2 patent drawing

AI summary

A method to filter macro particles in a cathodic arc physical vapor deposition (PVD) in vacuum is described, said method comprising the step of evaporating a material from a solid source by means of application of the arc on the source, forming a plasma comprising electrons, micro particles (vapor) and ions of evaporated material, together with macro particles larger in size than the micro particles and ions. The arc is moved on the source at a speed (superficial speed) at which the electrons, the micro particles and the ions of material evaporated at a second point deviate, from a path towards a substrate to be coated facing the source, the macro particles formed at a first point previously passed over by the arc, so as to self-clean the plasma of the macro particles and allow condensation of only the cleaned plasma on the substrate.