Codebook Subset Restriction Signaling for 5G NR Precoder Selection

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Solution Overview

Problem

The transition from LTE to 5G New Radio (NR) requires new mechanisms for codebook subset restriction and precoder selection due to differences in co-phasing behavior and increased signaling overhead, particularly with the introduction of two parameters (φn and θp) for 2D DFT beams, which are not efficiently handled by existing beam-based rank-agnostic CBSR approaches.

Innovation Solution

The proposed solution involves dividing precoder codebooks into two groups, where the first group uses a common component (vl1,m) for ranks 1, 2, 5, 6, 7, 8, and the second group uses a different component ({tilde over (v)}l2,m) for ranks 3 and 4, with a mapping mechanism that restricts precoders based on these components, reducing signaling overhead by applying beam-based rank-agnostic CBSR within each group.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of information

If beam-based rank-agnostic CBSR approach is used in LTE, then signaling overhead is reduced, but it cannot be directly re-used for NR due to different beam-based quantities in precoders for different ranks

Engineering Contradiction:
Improvesignaling overheadVSAvoidapplicability across different ranks
Core Design Contradiction:
Loss of informationVSAdaptability or versatility

Solution Approach 1:

The codebook is segmented into multiple groups, each group containing codebooks for specific ranks that share the same beam-based quantity. This allows the beam-based CBSR approach to be applied within each segment while accommodating different beam quantities across segments, thus reducing signaling overhead within groups while maintaining adaptability across all ranks.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different beam-based quantities are assigned to different rank groups locally. Ranks 1-2 use one beam-based quantity, while ranks 3-4 use another, allowing each local group to be optimized for its specific rank requirements while maintaining overall system efficiency and reducing signaling overhead within each local context.

Inventive Principle:
Principle #3Local quality

2Reliability

If pre-LTE full dimension multiple-input, multiple-output (FD-MIMO) CBSR approach based on PMI-based per-rank CBSR is used, then codebook restriction is achieved, but signaling overhead increases around 8 times compared to LTE

Engineering Contradiction:
Improvecodebook restriction effectivenessVSAvoidsignaling overhead
Core Design Contradiction:
ReliabilityVSLoss of information

Solution Approach 1:

Codebooks for different ranks that share the same beam-based quantity are merged into the same group. This allows a single CBSR indication to restrict multiple codebooks simultaneously, achieving effective codebook restriction across different ranks while minimizing signaling overhead through the merging of restriction criteria.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The CBSR mechanism is designed to be universal across multiple ranks by using rank-grouping based on shared beam-based quantities. A single CBSR indication serves multiple functions by restricting codebooks across different ranks that belong to the same group, thereby achieving broad codebook control with minimal signaling overhead.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Measurement precision

If two parameters (φn and θp) are used to co-phase the two-dimensional discrete Fourier transform (2D DFT) beams in NR, then co-phasing accuracy is improved, but new mechanisms are needed for codebook restriction of co-phasing and rank

Engineering Contradiction:
Improveco-phasing accuracyVSAvoidcodebook restriction mechanism complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The codebook is segmented into groups based on shared beam-based quantities, and within each group, CBSR indications restrict codebooks that share the same co-phasing characteristics. This segmentation allows accurate co-phasing control through two parameters while keeping the restriction mechanism relatively simple by operating within segmented groups rather than across all codebooks.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system changes the parameter organization by grouping codebooks according to shared beam-based quantities and co-phasing characteristics. This parameter reorganization allows the two co-phasing parameters to be effectively utilized while simplifying the restriction mechanism through parameter-based grouping rather than individual codebook restriction.

Inventive Principle:
Principle #35Parameter changes

Data Source

PatentUS20240364394A1Enhanced Beam-Based Codebook Subset Restriction Signaling
Publication Date: 2024.10.31 TELEFONAKTIEBOLAGET LM ERICSSON (PUBL)
  • US20240364394A1 patent drawing
  • US20240364394A1 patent drawing
  • US20240364394A1 patent drawing

AI summary

A user equipment (UE) receives, from a network node, codebook subset restriction (CBSR) signaling comprising a bitmap. The bitmap comprises a plurality of bits. A bit of the plurality of bits mapped to a first index indicates whether a vector with the first index from a first set of vectors is restricted. Bits of the plurality of bits mapped within a particular window indicate whether a vector with a second index from the second set of vectors is restricted. The UE restricts precoders selectable from a plurality of codebooks based on the restricted vectors.