Biodegradable Cellulose Surface Esterification

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Solution Overview

Problem

Cellulose-based materials are hydrophilic, making them unsuitable for packaging water-containing foodstuffs as they become soggy and prone to fiber disruption, and existing hydrophobic coatings like plastics are not environmentally friendly or renewable.

Innovation Solution

Esterification of hydroxyl groups on cellulose surfaces using alkanoic acid derivatives and a base, without the need for Lewis acids or separate catalysts, to create a hydrophobic and heat-resistant coating that maintains biodegradability.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Object-generated harmful factors

If cellulose-based materials are used for packaging, then biodegradability and environmental friendliness are improved, but hydrophobicity deteriorates causing the material to become soggy when packaging water-containing foodstuffs

Engineering Contradiction:
ImprovebiodegradabilityVSAvoidhydrophobicity
Core Design Contradiction:
Object-generated harmful factorsVSStability of the object's composition

Solution Approach 1:

The patent applies parameter changes by chemically modifying the cellulose surface through esterification with fatty acid derivatives, transforming the hydrophilic surface into a hydrophobic one. The degree of substitution and chain length of the ester groups are adjusted to achieve optimal water resistance while preserving biodegradability.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates a composite structure by combining cellulose base material with hydrophobic ester coatings. This composite approach integrates the biodegradability of cellulose with the water resistance of ester groups, achieving both environmental friendliness and functional performance.

Inventive Principle:
Principle #40Composite materials

2Stability of the object's composition

If plastic coatings are applied to cellulose surfaces, then hydrophobicity and water resistance are improved, but environmental friendliness and biodegradability deteriorate

Engineering Contradiction:
ImprovehydrophobicityVSAvoidenvironmental friendliness
Core Design Contradiction:
Stability of the object's compositionVSObject-generated harmful factors

Solution Approach 1:

The patent uses parameter changes by selecting specific fatty acid derivatives with appropriate chain lengths and substitution degrees to achieve hydrophobicity without requiring synthetic plastics. The natural origin of the ester groups maintains biodegradability while providing water resistance.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs naturally derived, biodegradable ester coatings instead of persistent plastic coatings. These coatings provide the necessary hydrophobic function for disposable packaging applications while being environmentally benign and readily decomposable.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Productivity

If Lewis acids or separate catalysts are used for esterification, then reaction efficiency is improved, but process complexity and environmental impact increase

Engineering Contradiction:
Improvereaction efficiencyVSAvoidprocess complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent applies self-service by using the cellulose hydroxyl groups themselves as the reaction sites without requiring external catalysts. The esterification proceeds through direct reaction with fatty acid derivatives, eliminating the need for Lewis acids or separate catalytic systems and simplifying the overall process.

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The treated cellulose surfaces exhibit increased hydrophobicity, mechanical, and thermal stability, with water contact angles of 100° and stability up to 250°C, while remaining biodegradable and impermeable to gases, addressing the limitations of current packaging solutions.

Implementation Method 1

esterification of available hydroxyl groups on cellulose

Methodology Applied
Scientific EffectEsterification: Chemical Bonding

Implementation Method 2

where such a composition is useful in modifying/coating surfaces of cellulose-based materials

Methodology Applied
Scientific EffectHydrophobicity: Hydrophobe

Data Source

PatentEP3628775B1Methods for biodegradable derivatization of cellulosic surfaces
Publication Date: 2021.12.15 PHILIP MORRIS PRODUCTS SA
  • EP3628775B1 patent drawingFigure 1
  • EP3628775B1 patent drawing
  • EP3628775B1 patent drawing

AI summary

A solid cellulose-containing material having a surface and comprising hydroxyl groups on the surface, wherein at least a portion of the oxygen atoms contained in the hydroxyl groups available on the surface are attached directly via an ester bond to a carbon atom of an acyl group of an alkanoic acid derivative having the formula (I) or formula (II):          R-CO-X     Formula (I),          X-CO-R-CO-X1     Formula (II), wherein R is a straight-chain, branched-chain, or cyclic aliphatic hydrocarbon radical having from 6 to 50 carbon atoms, and wherein X and X1 are independently Cl, Br, or O(CO)OR, and wherein the surface exhibits a water contact angle of between 60° to about 120°.