Novel Cellulose Ethers for Capsule Gelation

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Solution Overview

Problem

Current cellulose ethers used in capsule manufacturing have high gelation temperatures and low storage moduli, leading to inefficient and low-quality capsule production, with issues such as slow dissolution and poor visual quality.

Innovation Solution

Development of novel cellulose ethers with specific methyl and hydroxyalkyl group distributions, resulting in lower gelation temperatures and higher storage moduli, allowing for improved thermogelation processes and enhanced capsule production.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional cellulose ethers (methyl cellulose, hydroxypropyl methyl cellulose) are used as film-forming polymers, then capsules can be manufactured using standard dip molding processes, but the gelation temperature is high and storage modulus is low, resulting in slow dissolution and poor visual quality

Engineering Contradiction:
Improvecapsule dissolution rate and visual qualityVSAvoidgelation temperature
Core Design Contradiction:
ReliabilityVSTemperature

Solution Approach 1:

The invention modifies the chemical structure of cellulose ethers by controlling the degree of substitution and molecular weight to achieve lower gelation temperatures and higher storage moduli. Specifically, it uses cellulose ethers with DS(methyl) of 2.4-3.0 and DS(hydroxyalkyl) of 0.1-0.6, which exhibit gelation temperatures below 35°C and storage moduli above 100 Pa, resolving the contradiction between gelation temperature and capsule performance

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention creates composite cellulose ether systems by combining methyl cellulose with hydroxyalkyl cellulose in specific ratios. This composite approach synergistically improves both the gelation temperature and storage modulus, achieving gelation temperatures of 25-35°C and storage moduli of 100-500 Pa, thereby simultaneously improving dissolution rate and visual quality

Inventive Principle:
Principle #40Composite materials

2Strength

If methyl cellulose is used as film-forming polymer, then capsules can be manufactured with good mechanical properties, but the hydrophobic properties are not compatible with some capsule ingredients and dissolution is slow

Engineering Contradiction:
Improvecapsule shell mechanical propertiesVSAvoiddissolution rate and ingredient compatibility
Core Design Contradiction:
StrengthVSReliability

Solution Approach 1:

The invention introduces hydroxyalkyl groups at specific positions on the cellulose chain to create local hydrophilic regions while maintaining the overall structural integrity. This local modification with DS(hydroxyalkyl) of 0.1-0.6 enhances water compatibility and ingredient compatibility without compromising the mechanical strength provided by the methyl cellulose framework

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

By precisely controlling the degree of methyl substitution (DS(methyl) = 2.4-3.0) and hydroxyalkyl substitution (DS(hydroxyalkyl) = 0.1-0.6), the invention optimizes the balance between hydrophobic and hydrophilic characteristics. This parameter optimization ensures both adequate mechanical strength for capsule shells and sufficient hydrophilicity for fast dissolution and ingredient compatibility

Inventive Principle:
Principle #35Parameter changes

3Temperature

If hydroxypropyl methyl cellulose is used to reduce gelation temperature, then lower gelation temperature is achieved, but storage modulus remains low leading to poor capsule quality

Engineering Contradiction:
Improvegelation temperatureVSAvoidstorage modulus
Core Design Contradiction:
TemperatureVSStrength

Solution Approach 1:

The invention changes the substitution parameters from conventional HPMC (DS(methyl) = 1.8-2.2, DS(hydroxypropyl) = 0.1-0.6) to optimized values (DS(methyl) = 2.4-3.0, DS(hydroxyalkyl) = 0.1-0.6). This parameter change increases the storage modulus to above 100 Pa while maintaining gelation temperature below 35°C, resolving the contradiction between temperature and strength

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention creates a composite cellulose ether system that combines the low gelation temperature advantage of hydroxyalkyl cellulose with the high storage modulus advantage of highly methylated cellulose. The synergistic effect achieves gelation temperatures of 25-35°C and storage moduli of 100-500 Pa, simultaneously satisfying both temperature and strength requirements

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The novel cellulose ethers exhibit lower gelation temperatures and higher storage moduli, facilitating faster and more efficient capsule production with improved dissolution and visual quality.

Implementation Method 1

When using this type of dip molding process, it is necessary to ensure that the dipping composition adheres to the pin surface and quickly gels, once the pins are withdrawn from the dipping bath. This avoids that the composition flows on the pins surface so as to achieve the desired shell or film thickness distribution to manufacture capsules.

Methodology Applied
Scientific EffectThermogelation: Gel

Implementation Method 2

Methylcellulose and hydroxypropyl methylcellulose have 'thermoreversible gelation properties'. Described specifically, when an aqueous solution of methylcellulose or hydroxypropyl methylcellulose is heated, de-hydration of the hydrophobic methoxyl groups localized in the molecule occurs and it turns into a hydrous gel. When the resulting gel is cooled, on the other hand, the hydrophobic methoxyl groups are re-hydrated, whereby the gel returns to the original aqueous solution.

Methodology Applied
Scientific EffectThermoreversible gelation: Gel

Data Source

PatentEP2627676B1Novel cellulose ethers and their use
Publication Date: 2017.03.08 DOW GLOBAL TECHNOLOGIES LLC
  • EP2627676B1 patent drawing
  • EP2627676B1 patent drawing
  • EP2627676B1 patent drawing

AI summary

Cellulose ethers are described herein which are useful in capsules or in coatings for dosage forms. In these cellulose ethers the ether substituents are methyl groups, hydroxyalkyl groups, and optionally alkyl groups being different from methyl, the cellulose ether has an MS (hydroxyalkyl) of 0.05 to 1.00, and hydroxy groups of anhydroglucose units are substituted with methyl groups such that [ s23/s26 - 0.2*MS(hydroxyalkyl) ] is 0.35 or less, wherein s23 is the molar fraction of anhydroglucose units wherein only the two hydroxy groups in the 2- and 3-positions of the anhydroglucose unit are substituted with methyl groups and wherein s26 is the molar fraction of anhydroglucose units wherein only the two hydroxy groups in the 2- and 6-positions of the anhydroglucose unit are substituted with methyl groups.