Centralized HSM Virtualization for Key Management Efficiency

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Solution Overview

Problem

Hardware Security Modules (HSMs) are expensive, complex to implement and use, and inefficient in memory storage due to their security features, requiring cryptographic programming knowledge and being limited to specific applications, which can lead to underutilization and increased costs for organizations, especially small ones, as they need multiple HSMs for key management and backup processes.

Innovation Solution

Implementing a centralized HSM system that allows sharing and virtualization of HSMs across multiple systems and applications through cloud services and application programming interfaces (APIs), enabling easy access and management of encryption keys without requiring cryptographic programming, allowing multiple entities to use HSMs efficiently for encryption and decryption processes.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If HSMs are used to securely store encryption keys, then security is improved, but device complexity and cost increase

Engineering Contradiction:
ImprovesecurityVSAvoidcomplexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent implements a centralized HSM system that serves multiple systems and applications simultaneously through virtualization. A single physical HSM infrastructure provides key management services to numerous clients, replacing the need for each system to have its own dedicated HSM. This multi-functional approach maintains high security standards while reducing overall device complexity and deployment cost across the organization.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent creates virtual copies of HSM functionality through virtualization. Multiple virtual HSM instances are generated from a single physical HSM platform, allowing numerous applications to access secure key management services without requiring separate physical HSM devices. This copying approach enables widespread security coverage while minimizing the actual number of complex physical devices needed.

Inventive Principle:
Principle #26Copying

2Reliability

If dedicated HSMs are assigned to specific systems, then security is improved, but memory storage efficiency deteriorates

Engineering Contradiction:
ImprovesecurityVSAvoidmemory storage efficiency
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The centralized HSM system allows a single physical infrastructure to serve multiple systems and applications concurrently. The HSM memory storage is shared across numerous virtual instances and client systems, maximizing utilization of available memory resources. Instead of each dedicated HSM underutilizing its memory capacity, the centralized system dynamically allocates storage resources to meet varying demands of multiple applications.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent merges multiple HSM functions and memory resources into a single centralized platform. By combining the storage capabilities of what would otherwise be numerous separate HSM devices into one shared resource pool, the system achieves significantly improved memory storage efficiency while maintaining the security isolation needed for different applications.

Inventive Principle:
Principle #5Merging (Combining)

3Reliability

If multiple HSMs are deployed for key management and backup, then reliability is improved, but cost increases

Engineering Contradiction:
ImprovereliabilityVSAvoidcost
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent combines multiple HSM functions including key generation, storage, management, and backup capabilities into a single centralized platform. This consolidation eliminates the need for organizations to purchase and maintain multiple separate HSM devices for different functions. The unified system provides redundant backup capabilities and high availability while reducing the total number of physical devices required, thereby lowering overall cost.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The centralized HSM system provides multiple functions (key generation, storage, rotation, backup, recovery) within a single infrastructure that serves multiple applications. This multi-functional design replaces what would traditionally require several dedicated HSM devices, achieving the same reliability and redundancy goals at lower cost by eliminating duplicate hardware investments.

Inventive Principle:
Principle #6Universality (Multi-functionality)

4Reliability

If HSMs require cryptographic programming knowledge, then security is improved, but ease of operation deteriorates

Engineering Contradiction:
ImprovesecurityVSAvoidease of operation
Core Design Contradiction:
ReliabilityVSEase of operation

Solution Approach 1:

The patent introduces an intermediary layer between applications and the HSM infrastructure in the form of a centralized management system with standardized APIs. This intermediary handles complex cryptographic operations and HSM-specific protocols, shielding end users from the need to understand cryptographic programming. Applications interact through simplified interfaces while the underlying HSM system maintains its security through proper cryptographic implementation.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The centralized HSM system creates standardized virtual interfaces that replicate HSM functionality in an application-friendly format. Rather than requiring applications to directly interface with complex physical HSM devices using specialized cryptographic protocols, the system provides simplified virtual access points that maintain security while dramatically improving ease of operation.

Inventive Principle:
Principle #26Copying

Data Source

PatentUS11139969B2Centralized system for a hardware security module for access to encryption keys
Publication Date: 2021.10.05 BANK OF AMERICA CORP
  • US11139969B2 patent drawing
  • US11139969B2 patent drawing

AI summary

Hardware Security Modules (HSMs) are used to secure data, such as encryption keys. Access to HSMs may be shared across applications, and virtualized to allow the HSMs to generate, store, and provide encryption and decryption processes to various applications when the HSMs are located apart from the particular systems on which the applications are stored. This configuration allows for application owners or developers to easily interface with the HSMs, such that applications may simply request an encryption key from the HSMs, utilize the encryption key for encrypting data, store the encryption key within the HSMs, and/or retrieve the encryption key for decryption without the disadvantages associated with HSMs. Utilizing centralized HSMs improves the efficiency of use, memory storage, and security of the HSMs, due at least in part to allowing application owners and/or developers to interface with HSMs without forcing cryptographic processes that are specific to the application.