Ceramic Substrate Structure for CTE-Matched Epitaxial Growth

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Solution Overview

Problem

The heteroepitaxial growth of gallium nitride based LED structures on sapphire substrates leads to reduced uniformity and adverse effects on the electronic and optical properties of the epitaxial layers due to thermal expansion mismatch.

Innovation Solution

A method and system for providing a substrate structure with a coefficient of thermal expansion (CTE) matched to epitaxial layers, involving the fabrication of a ceramic substrate with a barrier layer and a bonding layer to enhance epitaxial growth processes.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If heteroepitaxial growth is used to grow gallium nitride LED structures on sapphire substrates, then LED devices can be manufactured, but thermal expansion mismatch causes stress that reduces uniformity and degrades electronic and optical properties

Engineering Contradiction:
ImproveLED device manufacturing capabilityVSAvoidepitaxial layer uniformity and performance
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent introduces an engineered substrate structure comprising a polycrystalline ceramic core encapsulated in barrier and bonding layers that serves as an intermediary between the sapphire substrate and epitaxial layers. This intermediate structure has a coefficient of thermal expansion substantially matched to the epitaxial layers, reducing thermal mismatch stress while enabling continued manufacturing of LED devices

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent employs a composite substrate structure combining polycrystalline ceramic material with encapsulating barrier and bonding layers. This composite construction integrates materials with different properties: the ceramic core provides mechanical support and thermal management, while the encapsulating layers provide stress management and interface compatibility, collectively resolving the thermal expansion mismatch problem

Inventive Principle:
Principle #40Composite materials

2Productivity

If heteroepitaxial growth process is employed, then LED structures can be produced, but stress increases dislocation density which impairs electrical and optical properties

Engineering Contradiction:
ImproveLED structure productionVSAvoiddislocation density and electrical/optical property uniformity
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The engineered substrate structure acts as a mediator between the growth process and the epitaxial layers. By providing a CTE-matched interface, it reduces stress during epitaxial growth, thereby lowering dislocation density and improving the precision of electrical and optical properties while maintaining production capability

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the thermal expansion parameter of the substrate interface by using polycrystalline ceramic material with CTE substantially matched to the epitaxial layers. This parameter change reduces thermal stress during temperature variations in the growth process, leading to lower dislocation density and improved manufacturing precision

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If conventional sapphire substrates are used, then manufacturing is simple, but thermal expansion mismatch causes stress cracking, dislocation glide, and device layer peeling

Engineering Contradiction:
Improvesubstrate manufacturing simplicityVSAvoiddevice layer adhesion and structural integrity
Core Design Contradiction:
Ease of manufactureVSStrength

Solution Approach 1:

The patent creates a composite substrate system that maintains ease of manufacture through established ceramic fabrication processes while adding encapsulating layers that provide stress management. This composite structure prevents stress cracking and delamination by accommodating thermal expansion differences, thereby improving structural integrity without significantly complicating manufacturing

Inventive Principle:
Principle #40Composite materials

4Productivity

If epitaxial layers are grown on mismatched substrates, then device fabrication can proceed, but thermal stress reduces device performance lifetime

Engineering Contradiction:
Improvedevice fabrication capabilityVSAvoiddevice performance lifetime
Core Design Contradiction:
ProductivityVSDuration of action of stationary object

Solution Approach 1:

The CTE-matched engineered substrate serves as a protective intermediary that enables continued device fabrication while reducing thermal stress during operation. This stress reduction prevents stress relaxation, crack propagation, and lattice movement that lead to early failures, thereby extending device performance lifetime

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent applies beforehand cushioning by pre-encapsulating the ceramic core in barrier and bonding layers with matched thermal properties before epitaxial growth. This pre-prepared stress-management structure cushions the epitaxial layers against thermal stress during subsequent fabrication and operation, preventing defects and extending device lifetime

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution reduces stress in the epitaxial layers and the substrate, improving the electrical and optical properties, and extending the device performance lifetime by minimizing defects and thermal mismatch issues.

Implementation Method 1

a coefficient of thermal expansion (CTE) that is substantially matched to epitaxial layers grown thereon

Methodology Applied
Scientific EffectThermal expansion matching: Thermal Expansion

Implementation Method 2

depositing a second bonding layer on the at least a portion of the exposed barrier layer and the fill regions

Methodology Applied
Scientific EffectPhysical vapor deposition: Physical Vapour Deposition

Implementation Method 3

performing a chemical-mechanical polishing (CMP) process to remove a portion of the bonding layer and to expose at least a portion of the front surface of the ceramic substrate

Methodology Applied
Scientific EffectChemical-mechanical polishing:

Data Source

PatentUS12315721B2Polycrystalline ceramic substrate
Publication Date: 2025.05.27 QROMIS INC
  • US12315721B2 patent drawing
  • US12315721B2 patent drawing
  • US12315721B2 patent drawing

AI summary

An engineered substrate structure includes a ceramic substrate having a front surface characterized by a plurality of voids, and a barrier layer encapsulating the ceramic substrate. The barrier layer defining a plurality of valleys corresponding to the plurality of voids. The engineered substrate structure further includes a first bonding layer comprising a bonding layer material and coupled to the barrier layer on the front surface of the ceramic substrate. The first bonding layer defines a plurality of fill regions filled with the bonding layer material in the plurality of valleys corresponding to the plurality of voids. The engineered substrate structure further includes a second bonding layer coupled to the first bonding layer, and a substantially single crystalline layer joined to the second bonding layer.