Chirped-Grating Waveguide Spectrometer for Compact High Resolution

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Solution Overview

Problem

Existing integrated optical spectrometers face challenges in achieving high resolution, compact size, and CMOS compatibility, particularly for free-space input applications, with limitations in spectral resolution and fabrication complexity as the number of pixels increases.

Innovation Solution

A planar waveguide spectrometer with a chirped input coupling grating and detector array, fabricated in a single lithography step, provides spectrally selective coupling and filtering, enabling high-resolution spectral analysis with CMOS compatibility.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If traditional grating approaches are miniaturized, then device size is reduced, but spectral resolution deteriorates due to the inverse relationship between path length and resolution

Engineering Contradiction:
Improvedevice sizeVSAvoidspectral resolution
Core Design Contradiction:
Volume of moving objectVSMeasurement precision

Solution Approach 1:

The patent transitions from free-space propagation to waveguide-confined propagation, changing the dimensional space from 3D to 2D. This allows the light to travel through a longer effective path length within a compact footprint by confining it to a planar waveguide structure, thereby maintaining high spectral resolution while achieving miniaturization.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The spectrometer is segmented into distinct functional regions: a chirped grating region for wavelength-dependent coupling, a propagation region for filtering, and a detection region. This segmentation allows each region to be optimized independently, with the propagation region providing extended path length for high resolution while keeping the overall device compact.

Inventive Principle:
Principle #1Segmentation

2Measurement precision

If the number of pixels is increased, then measurement precision is improved, but fabrication complexity increases

Engineering Contradiction:
Improvespectral resolutionVSAvoidfabrication complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The chirped grating structure serves multiple functions simultaneously: it acts as a dispersive element, a coupling interface, and a wavelength selector. This multi-functionality eliminates the need for separate components, reducing fabrication complexity while maintaining high spectral resolution through the grating's spatially varying period.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent merges the grating structure with the waveguide, creating an integrated chirped-grating waveguide. This combination eliminates the need for separate alignment and assembly steps, simplifying fabrication while enabling high-resolution spectral analysis through the integrated structure's inherent dispersive properties.

Inventive Principle:
Principle #5Merging (Combining)

3Measurement precision

If Mach-Zehnder interferometers are used, then spectral resolution is improved, but device complexity and space requirements increase

Engineering Contradiction:
Improvespectral resolutionVSAvoiddevice complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent extracts the dispersive function from complex interferometric structures and implements it through a simpler chirped grating coupled to a waveguide. This extraction maintains the ability to achieve high spectral resolution while eliminating the need for complex interferometer architectures, reducing both device complexity and space requirements.

Inventive Principle:
Principle #2Taking out (Extraction)

4Adaptability or versatility

If free-space input is implemented, then adaptability is improved, but spectral resolution deteriorates due to limited path length

Engineering Contradiction:
Improvespectroscopic application rangeVSAvoidspectral resolution
Core Design Contradiction:
Adaptability or versatilityVSMeasurement precision

Solution Approach 1:

The patent introduces a chirped grating as an intermediary element between the free-space input and the waveguide. This grating mediates the coupling by providing wavelength-dependent angular selection, allowing free-space input adaptability while the subsequent waveguide propagation provides the extended path length needed for high spectral resolution.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The spectrometer achieves a resolution of 0.3 nm at 633 nm without signal processing deconvolution, offering a cost-effective, compact, and CMOS-compatible solution for a wide spectral range, suitable for various spectroscopic applications.

Implementation Method 1

a chirped input grating formed to couple incident light into the planar waveguide, wherein the chirped input coupling grating comprises a first transverse chirp to provide a spectrally selective coupling of incident light into the planar waveguide

Methodology Applied
Scientific EffectDiffraction grating: Diffraction Grating

Implementation Method 2

a propagation region to filter out light that is not coupled into the planar waveguide

Methodology Applied
Scientific EffectEvanescent field:

Implementation Method 3

a detector array arranged on the opposite side of the propagation region from the chirped input coupling grating to receive light coupled out of the planar waveguide and produce output signals representative of the light

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentUS12553771B2Integrated chirped-grating spectrometer-on-a-chip
Publication Date: 2026.02.17 UNM RAINFOREST INNOVATIONS
  • US12553771B2 patent drawing
  • US12553771B2 patent drawing
  • US12553771B2 patent drawing

AI summary

A spectral sensor and a method for forming the spectral sensor is disclosed. The spectral sensor includes a planar waveguide on a substrate; a restriction mechanism that restricts a range of angles of incidence of light impinging onto the chirped input coupling grating; the chirped input grating formed to couple incident light into the planar waveguide, wherein the chirped input coupling grating comprises a first transverse chirp to provide a spectrally selective coupling of incident light Into the planar waveguide; a propagation region to filter out light that is not coupled into the planar waveguide; a detector array arranged on the opposite side of the propagation region from the chirped input coupling S grating to receive light coupled out of the planar waveguide and produce output signals representative of the light; and an electrical circuit to readout output signals from the detector array.