Chitosan Formulations for Solubility and Bioactivity

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Solution Overview

Problem

Chitosan's bioactivity and solubility in various applications are hindered by its insolubility in most organic solvents and its rapid depolymerization in environments with lysozyme, limiting its targeted use in medical and industrial applications.

Innovation Solution

Aqueous chitosan-containing formulations are developed, comprising chitosan, an acid to enhance solubility, and deionized water, optionally with a polyol, which are suitable for administration and can be formulated into solutions or gels with controlled viscosity, allowing for targeted applications such as wound treatment, antimicrobial use, and oral health promotion.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If chitosan is used in its natural form, then it maintains its inherent bioactivity and biocompatibility, but it is insoluble in most organic solvents which limits its application

Engineering Contradiction:
ImprovebioactivityVSAvoidsolubility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent changes the chemical parameters of chitosan by controlling its degree of deacetylation (DDA) and molecular weight (MW) to optimize both solubility and bioactivity. By selecting specific DDA ranges (70-90%) and MW ranges (50,000-500,000 Daltons), the formulation achieves improved solubility in aqueous solutions while preserving the essential bioactive properties of chitosan for medical applications.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If chitosan is administered in environments with lysozyme present, then it can be used in biological fluids and tissues, but rapid depolymerization occurs which reduces its effectiveness

Engineering Contradiction:
Improvebiological compatibilityVSAvoidstability
Core Design Contradiction:
Adaptability or versatilityVSDuration of action of stationary object

Solution Approach 1:

The patent applies preliminary action by pre-modifying chitosan through controlled deacetylation to create a more stable molecular structure before administration. The specific DDA range of 70-90% creates a formulation that is more resistant to lysozyme-mediated depolymerization, thereby extending the duration of action and maintaining effectiveness in biological environments.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent creates a composite formulation by combining chitosan with specific excipients and buffers to form a stable aqueous solution. This composite approach enhances the overall stability of chitosan in biological environments, protecting it from rapid depolymerization while maintaining its therapeutic benefits.

Inventive Principle:
Principle #40Composite materials

3Reliability

If high molecular weight chitosan is used, then it maintains better structural integrity and bioactivity, but it has lower solubility and harder processing

Engineering Contradiction:
Improvestructural integrityVSAvoidsolubility
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent optimizes the molecular weight parameter to a specific range of 50,000-500,000 Daltons, which balances structural integrity with solubility. This parameter optimization allows the chitosan to maintain its bioactive conformation and structural stability while being sufficiently soluble for formulation and administration.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent applies local quality by creating regions of different deacetylation within the chitosan structure, with DDA ranging from 70-90%. This heterogeneous structure allows certain portions to maintain structural integrity while other portions enhance solubility, resolving the contradiction between these two properties.

Inventive Principle:
Principle #3Local quality

4Adaptability or versatility

If low degree of deacetylation chitosan is used, then it has improved solubility, but it depolymerizes faster in biological environments

Engineering Contradiction:
ImprovesolubilityVSAvoidstability
Core Design Contradiction:
Adaptability or versatilityVSDuration of action of stationary object

Solution Approach 1:

The patent identifies and applies an optimal DDA range of 70-90%, which balances solubility enhancement with stability maintenance. This parameter optimization ensures that the chitosan remains sufficiently soluble for formulation while being resistant enough to lysozyme degradation to maintain its therapeutic effect over the required duration.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The formulations provide effective antimicrobial properties, promote wound healing, reduce inflammation, and enhance skin and oral health by maintaining optimal moisture levels and inhibiting bacterial growth, while being adaptable for different application methods.

Implementation Method 1

an amount of at least one acid effective to enhance the solubility of said chitosan in deionized water

Methodology Applied
Scientific EffectProtonation:

Implementation Method 2

mixing chitosan with an amount of acidified deionised water effective to solubilize said chitosan

Methodology Applied
Scientific EffectSolubilization: Solvation

Implementation Method 3

its bioactivity, which mainly relies on the physical interaction between this cationic molecule and the negative charge of the other component(s) being attracted thereto

Methodology Applied
Scientific EffectPhysical interaction between cationic and anionic molecules:

Implementation Method 4

In certain environments where lysozyme is present (e.g., in biological fluids and tissues of many living organisms such as bacteria, plants, insects, birds, mammals, and the like), e.g. on skin, or in tears, saliva or mucous, depolymerization of chitosan will take place to release chitooligosaccharides and eventually N-acetylglucosamine and glucosamine

Methodology Applied
Scientific EffectEnzymatic depolymerization: Enzyme

Implementation Method 5

depolymerization of chitosan will take place to release chitooligosaccharides and eventually N-acetylglucosamine and glucosamine

Methodology Applied
Scientific EffectHydrolysis: Hydrolysis

Data Source

PatentUS20220370680A1Chitosan-containing formulations and methods of making and using the same
Publication Date: 2022.11.24 PRIMEX EHF
  • US20220370680A1 patent drawing
  • US20220370680A1 patent drawing
  • US20220370680A1 patent drawing

AI summary

Provided herein are chitosan-containing formulations, methods of making such formulations, and methods of using such formulations. Chitosan contemplated for use herein is preferably of high quality and its source is preferably of crustacean origin. The formulations contemplated herein are aqueous, either liquid- or viscous-like, varying in concentration and type of chitosan and acid used, and may include other components. Their uses are diverse, for oral/dental administration or topical/surface application to subjects (e.g. humans or animals) in need thereof or even food commodities, aiming to maintain a good condition where it is applied or contributing to health enhancement, healing, disease prevention or treatment. The present invention also relates to concentrated solutions that may be used for the formulation of other products.