Anonymizing Heterogeneous Clinical Reports via CRF Sequence Classification

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Solution Overview

Problem

Current solutions for anonymizing medical reports, such as Deid PhysioNet and MITRE Identification Scrubber Toolkit, are complex, inefficient, and not easily adaptable for use in hospitals, as they require manual effort and are limited to specific formats, making it difficult to effectively remove Protected Health Information (PHI) across various document formats and structures.

Innovation Solution

A machine-learned system using a conditional random field sequence classifier for natural language processing (NLP) that integrates report format conversion, annotation, training, and application, allowing for the identification and removal of PHI in medical reports across heterogeneous formats, with a modular design for collaborative and scalable anonymization.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If manual anonymization methods are used, then PHI can be removed from medical reports, but the process becomes complex and time-consuming

Engineering Contradiction:
ImprovePHI removal effectivenessVSAvoidanonymization process complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent replaces manual mechanical anonymization processes with an automated machine-learning system. The system uses trained models to automatically identify and redact PHI in medical reports, eliminating the need for manual review and reducing complexity while maintaining reliability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The anonymization system is designed to operate autonomously without requiring manual intervention. The machine-learning models self-adjust and improve through continuous training on annotated data, and the system automatically handles the entire anonymization workflow from input to output.

Inventive Principle:
Principle #25Self-service

2Extent of automation

If existing NLP tools like Deid are used, then PHI identification can be automated, but the tools are limited to specific formats and require extensive customization

Engineering Contradiction:
ImprovePHI identification automationVSAvoidformat compatibility
Core Design Contradiction:
Extent of automationVSAdaptability or versatility

Solution Approach 1:

The patent creates a universal anonymization system that can process multiple document formats including PDF, DOCX, TXT, and DICOM reports. The system uses format-detection logic to automatically adapt to different input types, eliminating the need for separate tools for each format and enabling broad versatility.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Measurement precision

If comprehensive PHI lists are created for NER models, then identification accuracy improves, but the process becomes tedious and incomplete

Engineering Contradiction:
ImprovePHI identification accuracyVSAvoidmodel training time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The patent implements a two-stage approach where common PHI patterns are pre-configured in the system before use. This preliminary setup provides immediate functionality for standard PHI types, while allowing users to add custom patterns as needed. The system is ready to operate with basic functionality before any customization, reducing initial setup time.

Inventive Principle:
Principle #10Preliminary action

4Reliability

If manual review of each report is performed to guarantee PHI removal, then completeness is ensured, but effort and complexity remain high

Engineering Contradiction:
ImprovePHI removal completenessVSAvoidanonymization throughput
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent incorporates feedback mechanisms where the system logs anonymization results and allows for error reporting. When users identify missed PHI or false positives, the system uses this feedback to retrain and improve its models, continuously enhancing reliability without requiring manual review of every report.

Inventive Principle:
Principle #23Feedback

Data Source

PatentUS12056258B2Anonymization of heterogenous clinical reports
Publication Date: 2024.08.06 SIEMENS HEALTHINEERS AG
  • US12056258B2 patent drawing
  • US12056258B2 patent drawing
  • US12056258B2 patent drawing

AI summary

For anonym izing or other keyword identification medical patient data, a conditional random field sequence classifier is used for the NER model for NLP, providing a technical solution to help the computer perform better at identifying PHI from context and reduce manual anonym ization efforts of medical reports. One tool or executable integrates report format conversion, annotation, training, and application. These operations may be selected, or the tool configured for anonymization or keyword identification. Different files from each stage may be exported or used by others operating on other computers, allowing collaboration or sequential burden sharing for anonym ization.