CMP Retaining Ring with Integrated Acoustic Sensor

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Solution Overview

Problem

Current chemical mechanical polishing (CMP) processes lack integrated sensors for real-time monitoring and feedback, making it difficult to accurately detect endpoint conditions and catastrophic events such as substrate breakage or slip during the polishing process.

Innovation Solution

A retaining ring with an integrated acoustic/vibration sensor is used to capture and analyze emissions from the CMP process, enabling real-time monitoring and feedback for process control, endpoint detection, and fault diagnosis.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If traditional CMP retaining rings are used without integrated sensors, then the device structure remains simple and cost-effective, but the ability to detect endpoint conditions and catastrophic events in real-time is lost

Engineering Contradiction:
Improvedetection of endpoint and catastrophic eventsVSAvoidretaining ring structure
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent merges the retaining ring structure with an acoustic sensor into a single integrated component. The sensor is embedded within the retaining ring, allowing simultaneous functions of mechanical retention and acoustic emission detection without requiring separate sensor mounting hardware or additional structural elements.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The retaining ring is designed to serve multiple functions: it provides mechanical retention for the substrate, maintains positioning during CMP processing, and simultaneously acts as a mounting structure for the acoustic sensor that detects endpoint conditions and catastrophic events. This multi-functionality eliminates the need for separate components.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Measurement precision

If no real-time monitoring is implemented during CMP, then the process control system remains simple, but endpoint detection accuracy and response time to catastrophic events deteriorate

Engineering Contradiction:
Improveendpoint detection accuracyVSAvoidprocess control system
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The integrated acoustic sensor provides real-time feedback during the CMP process by detecting acoustic emissions that indicate endpoint conditions or catastrophic events such as substrate breakage or slippage. This feedback enables immediate process adjustment or shutdown to prevent defects.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent replaces complex mechanical endpoint detection methods with acoustic emission sensing. Instead of using mechanical probes or contact-based measurement systems, the acoustic sensor detects vibrations and sounds generated during polishing, providing non-contact, real-time measurement with high precision.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If integrated sensors are added to the retaining ring, then real-time detection capability is improved, but the manufacturing complexity and cost of the retaining ring increase

Engineering Contradiction:
Improveprocess monitoring capabilityVSAvoidretaining ring fabrication
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The retaining ring is designed as a segmented or modular structure that allows the acoustic sensor to be integrated into a specific section. This segmentation enables manufacturers to produce the retaining ring body using traditional methods and then incorporate the sensor module, simplifying the overall manufacturing process compared to creating a completely new sensor-integrated component.

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution allows for proactive equipment health monitoring, reducing unscheduled downtime, improving tool availability, and minimizing scrap by providing continuous feedback on equipment performance and detecting abnormalities in real-time.

Implementation Method 1

a sensor disposed within the channel and proximate the first end, wherein the sensor is configured to detect acoustic and/or vibration emissions from processes performed on the substrate

Methodology Applied
Scientific EffectAcoustic emission: Acoustic Emission

Data Source

PatentUS10946496B2Chemical mechanical polishing retaining ring with integrated sensor
Publication Date: 2021.03.16 APPLIED MATERIALS INC
  • US10946496B2 patent drawing
  • US10946496B2 patent drawing
  • US10946496B2 patent drawing

AI summary

A retaining ring for a chemical mechanical polishing carrier head having a mounting surface for a substrate is provided herein. In some embodiments, the retaining ring may include an annular body have a central opening, a channel formed in the body, wherein a first end of the channel is proximate the central opening, and a sensor disposed within the channel and proximate the first end, wherein the sensor is configured to detect acoustic and/or vibration emissions from processes performed on the substrate.