Faceted CMP Retaining Ring for Wear and Polishing Uniformity

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Solution Overview

Problem

Conventional retaining rings used in chemical mechanical polishing (CMP) wear away quickly due to contact with the polishing pad, leading to uneven substrate polishing and reduced lifespan.

Innovation Solution

The retaining ring features an annular body with a faceted inner surface, including planar facets, inwardly-extending projections, or serpentine paths, and varying surface textures or tilts, which distribute pressure and reduce wear, enhancing polishing uniformity and extending the ring's lifespan.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If the retaining ring contacts the polishing pad during CMP, then the substrate can be retained and polished, but the retaining ring wears away quickly and needs frequent replacement

Engineering Contradiction:
Improvesubstrate retentionVSAvoidretaining ring lifespan
Core Design Contradiction:
ReliabilityVSDuration of action of stationary object

Solution Approach 1:

The inner surface of the retaining ring is divided into multiple facets with different orientations and surface properties. Each facet contacts the substrate at different locations and angles, distributing the wear and contact stress across multiple localized regions rather than a single continuous surface, thereby extending the retaining ring's service life while maintaining effective substrate retention

Inventive Principle:
Principle #3Local quality

2Ease of manufacture

If the retaining ring is made of a single plastic material, then manufacturing is simple, but the ring wears away quickly due to uniform softness

Engineering Contradiction:
Improvesingle material constructionVSAvoidretaining ring lifespan
Core Design Contradiction:
Ease of manufactureVSDuration of action of stationary object

Solution Approach 1:

The retaining ring is constructed from multiple materials with different properties - typically a harder, more wear-resistant material for the inner surface facets that contact the substrate, and a softer, more compliant material for the outer structure. This composite construction provides enhanced wear resistance and extended lifespan while maintaining manufacturability through techniques like injection molding with inserts or multi-layer molding

Inventive Principle:
Principle #40Composite materials

3Shape

If the inner surface is smooth and continuous, then substrate contact is uniform, but polishing uniformity deteriorates due to pressure concentration

Engineering Contradiction:
Improvesurface continuityVSAvoidsubstrate thickness uniformity
Core Design Contradiction:
ShapeVSManufacturing precision

Solution Approach 1:

The inner surface is segmented into multiple discrete facets rather than being continuous. Each facet is a separate planar surface oriented at different angles, which segments the contact pressure into multiple discrete contact zones. This segmentation prevents pressure concentration at any single point, distributing the load across multiple facets to achieve more uniform substrate thickness during polishing

Inventive Principle:
Principle #1Segmentation

4Ease of manufacture

If the retaining ring has a simple cylindrical inner surface, then manufacturing is easy, but angular asymmetry occurs in the polished substrate

Engineering Contradiction:
Improvecylindrical geometryVSAvoidsubstrate angular symmetry
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The inner surface employs asymmetric facet orientations and configurations rather than a symmetric cylindrical geometry. The facets are arranged with varying angles and positions that intentionally break rotational symmetry, allowing the retaining ring to compensate for asymmetric wear patterns and pressure distributions that would otherwise cause angular asymmetry in the polished substrate, thereby improving polishing uniformity

Inventive Principle:
Principle #4Asymmetry

Data Source

PatentUS20260008150A1Retaining ring having inner surfaces with features
Publication Date: 2026.01.08 APPLIED MATERIALS INC
  • US20260008150A1 patent drawing
  • US20260008150A1 patent drawing
  • US20260008150A1 patent drawing

AI summary

Some implementations of a retaining ring has an inner surface having a first portion formed of multiple planar facets and a second portion that adjoins the first portion along a boundary and includes a frustoconical surface that is sloped downwardly from outside in. Some implementations of the retaining ring have a crenellated or serpentine inner surface, and/or an inner surface with alternating region of different surface properties or different tilt angles.