CMP Slurry for GaN Planarization

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Solution Overview

Problem

Current CMP slurries are inadequate for achieving high material removal rates with minimal surface damage on gallium nitride (GaN) substrates, which are critical for advanced optoelectronic and high-power electronic devices, due to limitations in surface preparation techniques and the need for well-controlled planarization processes.

Innovation Solution

A CMP slurry comprising a carrier, a particulate material with a majority content of alpha alumina and a transition phase alumina, and an oxidizer selected from peroxides, persulfates, or potassium permanganate, which facilitates a material removal rate index of at least 500 nm/hr and an average roughness index of not greater than 0.5 nm on GaN wafers, ensuring a damage-free, epi-ready surface.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional CMP slurries are used on GaN substrates, then material removal is achieved, but surface damage and high roughness occur

Engineering Contradiction:
Improvematerial removal rateVSAvoidsurface roughness
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent changes the chemical composition parameters of the CMP slurry by incorporating specific oxidizers (potassium permanganate, sodium percarbonate, hydrogen peroxide) in controlled concentrations (0.1-5.0 wt%, 0.05-2.0 wt%, 0.05-1.0 wt% respectively) to optimize the chemical reaction with GaN surface, achieving both high removal rate and low damage

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses a composite abrasive system combining alpha-alumina particles (0.5-5.0 µm size) with transition phase alumina (0.1-1.0 wt%), creating a multi-phase abrasive material that provides both mechanical removal and chemical modification capabilities for damage-free planarization

Inventive Principle:
Principle #40Composite materials

2Productivity

If aggressive mechanical polishing is used to increase material removal rate, then productivity improves, but surface damage increases

Engineering Contradiction:
Improvematerial removal rateVSAvoidsurface damage
Core Design Contradiction:
ProductivityVSObject-affected harmful factors

Solution Approach 1:

The patent replaces purely mechanical abrasion with a chemically-enhanced process where oxidizers chemically modify the GaN surface to form a softened layer that is easily removed by mild mechanical action, significantly reducing mechanical stress and surface damage while maintaining high removal rates

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The oxidizers in the slurry perform preliminary chemical action on the GaN surface before mechanical removal occurs, softening and weakening the surface material to enable easy removal with minimal mechanical force, preventing damage that would occur with direct aggressive mechanical polishing

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The CMP slurry achieves a remarkable combination of high material removal rate and low surface roughness, significantly improving the planarization process for GaN substrates, making them suitable for epitaxial growth and reducing defects.

Implementation Method 1

CMP uses a combination of chemical and mechanical reactions to remove material leaving a planarized, damage-free surface. Ideally, material removal is achieved by chemically altering the surface to a mechanically weaker form.

Methodology Applied
Scientific EffectOxidation: Oxidation

Implementation Method 2

This material is then abraded from the surface leaving the bulk undisturbed. Planarization occurs due to the acceleration of both mechanical grinding and chemical transformation at the high points.

Methodology Applied
Scientific EffectAbrasion: Abrasion

Data Source

PatentEP3516002B1Chemical mechanical planarization slurry and method for forming same
Publication Date: 2022.01.05 SAINT GOBAIN CERAMICS & PLASTICS INC

AI summary

A CMP slurry including a carrier, a particulate material within the carrier including an oxide, carbide, nitride, boride, diamond or any combination thereof, an oxidizer including at least one material selected from the group of peroxides, persulfates, permanganates, periodates, perchlorates, hypocholorites, iodates, peroxymonosulfates, cerric ammonium nitrate, periodic acid, ferricyanides, or any combination thereof, and a material removal rate index (MRR) of at least 500 nm/hr and an average roughness index (Ra) of not greater than 5 Angstroms according to the Standardized Polishing test.